UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) January 10, 2013
Gilman Ciocia, Inc.
(Exact name of registrant as specified in its charter)
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Delaware
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000-22996
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11-2587324
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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11 Raymond Avenue, Poughkeepsie, New York
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12603
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(Address of principal executive offices)
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(Zip Code)
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Registrant's telephone number, including area code (845) 485-5278
N/A
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
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¨
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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1
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ITEM 5.07. SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS
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We held our Annual Meeting of Stockholders on January 10, 2013. For more information on the following proposals, see our definitive Proxy Statement filed with the SEC on November 30, 2012.
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Our stockholders elected by a majority of the votes cast the two nominees to the Board of Directors to serve until our Fiscal 2015 Annual Meeting of Stockholders, as follows:
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Director
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For
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Withheld
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John Levy
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60,861,653
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582,108
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Allan Page
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60,861,603
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582,158
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Our stockholders ratified the appointment of Ligget, Vogt & Webb, P.A. to serve as our independent registered public accounting firm for the fiscal year ending June 30, 2013 by the following vote:
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For
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83,390,906
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Against
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1,222,214
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Gilman Ciocia, Inc.
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(Registrant)
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Date: January 15, 2013
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/s/ Ted Finkelstein
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Name:
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Ted Finkelstein
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Title:
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Vice President
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