Attached files

file filename
EX-31.2 - CERTIFICATION - UGI UTILITIES INCd449803dex312.htm
EX-12.1 - COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES - UGI UTILITIES INCd449803dex121.htm
EX-31.1 - CERTIFICATION - UGI UTILITIES INCd449803dex311.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 10-K/A

 

 

AMENDMENT NO. 1

ANNUAL REPORT PURSUANT TO SECTIONS 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2012

Commission file number 1-1398

 

 

UGI UTILITIES, INC.

(Exact name of registrant as specified in its charter)

 

 

 

Pennsylvania   23-1174060
(State or Other Jurisdiction of   (I.R.S. Employer
Incorporation or Organization)   Identification No.)

P. O. Box 12677, 2525 N. 12th Street, Suite 360

Reading, PA 19612

(Address of Principal Executive Offices) (Zip Code)

(610) 796-3400

(Registrant’s telephone number, including area code)

Securities registered pursuant to Section 12(b) of the Act: None

Securities registered pursuant to Section 12(g) of the Act: None

 

 

Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.    Yes  þ    No  ¨

Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act.    Yes  ¨    No  þ

Indicate by check mark whether the registrant: (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.    Yes  þ    No  ¨

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files).    Yes  þ    No  ¨

Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K (§229.405 of this chapter) is not contained herein, and will not be contained, to the best of registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K.    þ

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer ¨   Accelerated filer ¨   Non-accelerated filer þ   Smaller reporting company ¨

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Act).    Yes  ¨    No  þ

At November 13, 2012, there were 26,781,785 shares of UGI Utilities, Inc. Common Stock, par value $2.25 per share, outstanding, all of which were held, beneficially and of record, by UGI Corporation.

The Registrant meets the conditions set forth in General Instruction I(1)(a) and (b) of Form 10-K and is therefore filing this Form 10-K with the reduced disclosure format permitted by that General Instruction.

 

 

 


EXPLANATORY NOTE

This amendment No. 1 on Form 10-K/A (this “Amendment”) amends the UGI Utilities, Inc. Annual Report on Form 10-K for the fiscal year ended September 30, 2012, originally filed with the U.S. Securities and Exchange Commission on November 20, 2012 (the “Initial Filing”). We are filing this Amendment to correct and re-file Exhibit 12.1, Computation of Ratio of Earnings to Fixed Charges.

Except as described above, no other changes have been made to the Initial Filing. The Initial Filing continues to speak as of the date filed.


SIGNATURES

Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

    UGI UTILITIES, INC.
Date: December 7, 2012     By:  

/s/ Donald E. Brown

      Donald E. Brown
     

Vice President — Finance and

Chief Financial Officer

Supplemental Information to be Furnished With Reports Filed Pursuant to Section 15(d) of the Act by Registrants Which Have Not Registered Securities Pursuant to Section 12 of the Act:

No annual report or proxy material was sent to security holders in Fiscal 2012.


EXHIBIT INDEX

 

Exhibit No.

  

Description

12.1    Computation of Ratio of Earnings to Fixed Charges
31.1    Certification by the Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act
31.2    Certification by the Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act