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EX-99.1 - EX-99.1 - WhiteHorse Finance, Inc.d449443dex991.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report: December 5, 2012

(Date of earliest event reported)

WhiteHorse Finance, Inc.

(Exact name of registrant as specified in its charter)

 

Delaware   814-00967   45-4247759

(State or other jurisdiction

of incorporation)

  (Commission File Number)  

(IRS Employer

Identification Number)

1450 Brickell Avenue, 31st Floor    
Miami, Florida     33131
(Address of principal executive offices)     (Zip Code)

(305) 379-2322

(Registrant’s telephone number, including area code)

Not Applicable

(Former Name or Former Address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Item 8.01. Other Events

On December 5, 2012, WhiteHorse Finance, Inc. (the “Company”) issued a press release announcing that the commencement of trading in the Company had been delayed. The full text of that press release is attached hereto as Exhibit 99.1 and is incorporated by reference herein.

Item 9.01. Financial Statements and Exhibits

 

(d) Exhibits

 

99.1    Press Release of WhiteHorse Finance, Inc. dated December 5, 2012

 

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SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: December 5, 2012     WhiteHorse Finance, Inc.
      By:   /s/ Alastair G. C. Merrick
        Alastair G. C. Merrick
        Chief Financial Officer

 

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Exhibit Index

 

Exhibit No.

  

Description

99.1    Press Release of WhiteHorse Finance, Inc. dated December 5, 2012

 

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