Attached files
| file | filename |
|---|---|
| EX-10.2 - EXHIBIT 10.2 - HKN, Inc. | ex10-2.htm |
| EX-31.2 - EXHIBIT 31.2 - HKN, Inc. | ex31-2.htm |
| EX-32.2 - EXHIBIT 32.2 - HKN, Inc. | ex32-2.htm |
| EX-10.1 - EXHIBIT 10.1 - HKN, Inc. | ex10-1.htm |
| EX-32.1 - EXHIBIT 32.1 - HKN, Inc. | ex32-1.htm |
| EX-31.1 - EXHIBIT 31.1 - HKN, Inc. | ex31-1.htm |
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 10-Q/A
x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
For the quarterly period ended September 30, 2012
or
o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
For the transition period from to ____
Commission file number 1-10262
HKN, INC.
(Exact name of registrant as specified in its charter)
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Delaware
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95-2841597
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(State or other jurisdiction of
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(I.R.S. Employer
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incorporation or organization)
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Identification No.)
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180 State Street, Suite 200
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76092
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Southlake, Texas
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(Zip Code)
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(Address of principal executive offices)
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Registrant’s telephone number, including area code (817) 424-2424
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes ü No ___
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Date File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the Registrant was required to submit and post such files). Yes ü No ___
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.
| Large accelerated filer ¨ | Accelerated filer ¨ |
| Non-accelerated filer ¨ (Do not check if a smaller reporting company) | Smaller reporting company þ |
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes No ü
The number of shares of Common Stock, par value $0.01 per share, outstanding as of October 31, 2012 was 436,812.
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EXPLANATORY NOTE
This amendment to the Quarterly Report on Form 10-Q of HKN, Inc. for the Fiscal Quarter Ended September 30, 2012, as originally filed with the Securities and Exchange Commission (“SEC”) on November 6, 2012, is being filed solely to provide Exhibit 10.1, Amendment No. 2 to Loan and Security Agreement with Global Energy Development PLC, principal amount of $5 million, dated August 30, 2012 and 10.2, Limited Liability Company Agreement of Gerrity Oil, LLC dated July 13, 2012 in accordance with Item 601(b)(10) of Regulation S-K.
This amendment does not reflect events occurring after November 6, 2012 and does not update or modify in any way the consolidated results of operations, financial position, cash flows or other disclosures in our Form 10-Q as originally filed with the SEC.
As required by Rule 12b-15 under the Securities and Exchange Act of 1934, as amended, we are also filing new certifications by our principal executive officer and principal financial officer as exhibits to this amendment.
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PART II – OTHER INFORMATION
ITEM 6. EXHIBITS
EXHIBIT INDEX
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Exhibit
Number
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Exhibit
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*10.1
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Amendment No. 2 to Loan and Security Agreement with Global Energy Development PLC, principal amount of $5 million, dated August 30, 2012.
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*10.2
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Limited Liability Company Agreement of Gerrity Oil, LLC dated July 13, 2012.
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*31.1
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Certificate of the Chief Executive Officer of HKN, Inc. pursuant to section 302 of the Sarbanes-Oxley Act of 2002 (“S.O. Act”)
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*31.2
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Certificate of the Chief Financial Officer of HKN, Inc. pursuant to section 302 of the S.O. Act
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*32.1
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Certificate of the Chief Executive Officer of HKN, Inc. pursuant to section 906 of the S.O. Act
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*32.2
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Certificate of the Chief Financial Officer of HKN, Inc. pursuant to section 906 of the S.O. Act
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101.INS**
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XBRL Instance (previously furnished).
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101.SCH**
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XBRL Taxonomy Extension Schema (previously furnished).
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101.CAL**
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XBRL Taxonomy Extension Calculation (previously furnished).
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101.DEF**
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XBRL Taxonomy Extension Definition (previously furnished).
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101.LAB**
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XBRL Taxonomy Extension Labels (previously furnished).
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101.PRE**
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XBRL Taxonomy Extension Presentation (previously furnished).
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* Filed herewith
** XBRL information is furnished and not filed or a part of a registration statement or prospectus for purposes of sections 11 or 12 of the Securities Act of 1933, as amended, is deemed not filed for purposes of section 18 of the Securities Exchange Act of 1934, as amended, and otherwise is not subject to liability under these sections.
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HKN, INC.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| HKN, Inc. | |||
| (Registrant) | |||
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Date: December 5, 2012
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By:
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/s/ Sarah B. Gasch | |
| Sarah B. Gasch | |||
| Executive Vice President and Chief Financial Officer | |||
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