SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934
Date of Report (Date of earliest event reported):
November 14, 2012
EQUUS TOTAL RETURN, INC.
(Exact Name of Registrant as Specified in its
|(State or Other Jurisdiction
Eight Greenway Plaza, Suite 930 Houston,
|(Address of Principal Executive Offices)
Registrant’s telephone number, including
area code: (713) 529-0900
(Former Name or Former Address,
if Changed Since Last Report)
Check the appropriate box below if the Form 8-k filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange
Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under
the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under
the Exchange Act (17 CFR 240.13e-4(c))
Item 8.01 Other Events.
On November 14, 2012, Equus Total Return, Inc. issued a press release announcing its net asset value for the quarter ended
September 30, 2012. The text of the press release is included as Exhibit 99.1 to this Current Report and is incorporated herein
Item 9.01 Financial Statements and Exhibits.
99.1 Press release issued on November 14, 2012 by Equus Total Return, Inc.
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
||Equus Total Return, Inc.|
|Date: November 15, 2012
||/s/ Kenneth I. Denos|
||Kenneth I. Denos|