Attached files

file filename
EX-4.1 - EXHIBIT 4.1 - Emmaus Life Sciences, Inc.v328138_ex4-1.htm
EX-10.1 - EXHIBIT 10.1 - Emmaus Life Sciences, Inc.v328138_ex10-1.htm

 

 

  

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Amendment No. 1 to

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of Earliest Event Reported):  November 5, 2012

 

CNS RESPONSE, INC.

(Exact name of Company as specified in its charter)

 

Delaware   0-26285   87-0419387
(State or other jurisdiction   (Commission File No.)   (I.R.S. Employer
  of incorporation)       Identification No.)

 

85 Enterprise, Suite 410

Aliso Viejo, CA 92656

(Address of principal executive offices)

 

(714) 545-3288

(Registrant’s telephone number, including area code)

 

Not Applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

   

 
 

 

EXPLANATORY NOTE

 

The sole purpose of this amendment to the Current Report on Form 8-K, originally filed by CNS Response, Inc. (the “Registrant”) with the Securities and Exchange Commission on November 9, 2012 (the “Original Form 8-K”), is to file the exhibits referred to in Item 9.01.

  

No other changes have been made to the Original Form 8-K and the Original Form 8-K has not been modified or updated to reflect events occurring subsequent to its original filing date.

 

 

  

Item 9.01           Financial Statements and Exhibits.

 

 

Exhibit 4.1                        Form of October 2012 Bridge Note.

 

Exhibit 10.1                      Form of Bridge Financing Purchase Agreement.

 

 

 
 

 

 

SIGNATURES

 

Pursuant to the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  CNS Response, Inc.  
     
  By: /s/ Paul Buck  
November 13, 2012   Paul Buck  
    Chief Financial Officer