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EX-99.1 - EXHIBIT 99.1 - HENNESSY ADVISORS INCv326915_ex99-1.htm

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): October 30, 2012

 

HENNESSY ADVISORS, INC.

(Exact name of registrant as specified in its charter)

 

 

California 000-49872 68-0176227
(State or other jurisdiction
of incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)
     

7250 Redwood Blvd., Suite 200

Novato, California

94945
(Address of principal executive offices) (Zip Code)

 

Registrant’s telephone number including area code: (415) 899-1555

 

Not Applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

£   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230 .425)

 

£   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

£   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

£   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 
 

Item 7.01. Regulation FD Disclosure.

 

On October 30, 2012, Hennessy Advisors, Inc. (“Hennessy Advisors”) issued a press release announcing, among other things, that it had declared a cash dividend of $0.03125 per share on its common stock, payable December 7, 2012 to shareholders of record at the close of business on November 14, 2012.  A copy of the press release is being furnished as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated into this Form 8-K by reference.

 

Item 9.01. Financial Statements and Exhibits.

 

Exhibit

 

Description
99.1 Press release issued October 30, 2012 by Hennessy Advisors announcing declaration of cash dividend.

 

 

 
 

signatures

 

Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

HENNESSY ADVISORS, INC.

   
October 30, 2012 By:  /s/ Neil J. Hennessy
    Neil J. Hennessy
President

 

 

 
 

HENNESSY ADVISORS, INC.

 

Exhibit Index to Current Report on Form 8-K dated October 30, 2012

 

Exhibit

 

Description
99.1 Press release issued October 30, 2012 by Hennessy Advisors announcing declaration of cash dividend.