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EX-99.1 - EX-99.1 - RESPONSE GENETICS INCv325439_ex99-1.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):    October 5, 2012

 

RESPONSE GENETICS, INC.
(Exact name of registrant as specified in its charter)

 

Delaware 1-33509 11-3525548
(State or other (Commission File (IRS Employer
jurisdiction of Number) Identification No.)
incorporation)     

 

 

1640 Marengo St., 6th Floor

Los Angeles, California 90033

(323) 224-3900

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 

 

Not Applicable
(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 
 

 

Item 8.01 Other Events.

 

On October 5, 2012, Response Genetics, Inc. (the “Company”) received a notice (the “Notice”) from The NASDAQ Stock Market LLC (“NASDAQ”) advising that the Company has regained compliance with the $35 million minimum market value of listed securities requirement for continued listing on The Nasdaq Capital Market, as set forth in NASDAQ Listing Rule 5550(b)(2). The Notice indicated that this matter is now closed.

 

On October 8, 2012, the Company issued a press release announcing the events set forth in this Item 8.01. A copy of the Company’s press release is attached hereto as Exhibit 99.1.

 

Item 9.01. Financial Statements and Exhibits.

 

(d) Exhibits. The following exhibits are being furnished with this Current Report on Form 8-K:

 

Exhibit Number   Document Description
99.1   Press Release dated October 8, 2012

 

 

-2-
 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

  RESPONSE GENETICS, INC.
   
   
   
Dated: October 10, 2012 By:  /s/ Adanech Getachew
  Name:
Title:
Adanech Getachew
General Counsel