Attached files

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EX-10.1 - EX-10.1 - VERTEX PHARMACEUTICALS INC / MAa12-18654_1ex10d1.htm
EX-31.3 - EX-31.3 - VERTEX PHARMACEUTICALS INC / MAa12-18654_1ex31d3.htm
EX-31.4 - EX-31.4 - VERTEX PHARMACEUTICALS INC / MAa12-18654_1ex31d4.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM 10-Q/A

 

(Amendment No. 1)

 

x

QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

FOR THE QUARTERLY PERIOD ENDED June 30, 2008

 

OR

 

o

TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

FOR THE TRANSITION PERIOD FROM           TO           

 

COMMISSION FILE NUMBER 000-19319

 


 

VERTEX PHARMACEUTICALS INCORPORATED

(Exact name of registrant as specified in its charter)

 

MASSACHUSETTS

 

04-3039129

(State or other jurisdiction of
incorporation or organization)

 

(I.R.S. Employer Identification No.)

 

 

 

130 WAVERLY STREET
CAMBRIDGE, MASSACHUSETTS

 

02139-4242

(Address of principal executive offices)

 

(Zip Code)

 

(617) 444-6100

(Registrant’s telephone number, including area code)

 


 

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes x  No o

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer or a smaller reporting company. See definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):

 

Large accelerated filer x

 

Accelerated filer o

 

 

 

Non-accelerated filer o
(Do not check if a smaller reporting company)

 

Smaller reporting company o

 

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes o  No x

 

Indicate the number of shares outstanding of each of the issuer’s classes of common stock, as of the latest practicable date.

 

Common Stock, par value $0.01 per share

 

141,529,503

Class

 

Outstanding at August 6, 2008

 

 

 



 

Explanatory Note

 

We are filing this Amendment No. 1 to our Quarterly Report on Form 10-Q for the three months ended June 30, 2008, which was originally filed with the Securities and Exchange Commission on August 11, 2008 (the “Quarterly Report”), for the sole purpose of filing, with fewer redactions, one exhibit for which we requested confidential treatment. The Exhibit Index also is being amended to add new officer certifications in accordance with Rule 13a-14(a) of the Exchange Act. This Amendment No. 1 continues to speak as of August 11, 2008, the date of the original filing of the Quarterly Report, and we have not updated the disclosures contained therein to reflect any events that occurred at a later date.

 

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Item 6.  Exhibits

 

 

 

 

 

 

 

Incorporation by Reference

 

Exhibit
No.

 

Description

 

Filed with this
Form 10Q/A

 

Form or
Schedule

 

Filing Date with
SEC

 

SEC File
Number

 

3.1

 

Articles of Organization of Vertex Pharmaceuticals Incorporated, as amended.

 

 

 

10-Q

 

August 11, 2008

 

000-19319

 

10.1

 

Exclusive Research Collaboration, License and Commercialization Agreement, dated as of June 21, 2004, between Vertex Pharmaceuticals Incorporated and Merck & Co., Inc.†

 

X

 

 

 

 

 

 

 

10.2

 

Purchase Agreement, dated May 30, 2008, by and between Vertex Pharmaceuticals Incorporated and Fosamprenavir Royalty, L.P.

 

 

 

10-Q

 

August 11, 2008

 

000-19319

 

10.3

 

Employment Agreement between Vertex Pharmaceuticals Incorporated and Freda Lewis-Hall, dated June 18, 2008.*

 

 

 

10-Q

 

August 11, 2008

 

000-19319

 

10.4

 

Change-of-Control Agreement between Vertex Pharmaceuticals Incorporated and Freda Lewis-Hall, dated June 18, 2008.*

 

 

 

10-Q

 

August 11, 2008

 

000-19319

 

10.5

 

Restricted Stock Agreement (35,000 shares) between Vertex Pharmaceuticals Incorporated and Freda Lewis-Hall, dated June 18, 2008.*

 

 

 

10-Q

 

August 11, 2008

 

000-19319

 

10.6

 

Restricted Stock Agreement (10,000 shares) between Vertex Pharmaceuticals Incorporated and Freda Lewis-Hall, dated June 18, 2008.*

 

 

 

10-Q

 

August 11, 2008

 

000-19319

 

10.7

 

Amended and Restated Vertex Pharmaceuticals Incorporated 2006 Stock and Option Plan.*

 

 

 

10-Q

 

August 11, 2008

 

000-19319

 

10.8

 

Amended and Restated Vertex Pharmaceuticals Incorporated Employee Stock Purchase Plan.*

 

 

 

10-Q

 

August 11, 2008

 

000-19319

 

31.1

 

Certification of the Chief Executive Officer under Section 302 of the Sarbanes-Oxley Act of 2002.

 

 

 

10-Q

 

August 11, 2008

 

000-19319

 

31.2

 

Certification of the Chief Financial Officer under Section 302 of the Sarbanes-Oxley Act of 2002.

 

 

 

10-Q

 

August 11, 2008

 

000-19319

 

31.3

 

Certification of the Chief Executive Officer under Section 302 of the Sarbanes-Oxley Act of 2002.

 

X

 

 

 

 

 

 

 

31.4

 

Certification of the Chief Financial Officer under Section 302 of the Sarbanes-Oxley Act of 2002.

 

X

 

 

 

 

 

 

 

32.1

 

Certification Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

 

 

 

10-Q

 

August 11, 2008

 

000-19319

 

 


                                          Confidential portions of this document have been filed separately with the Securities and Exchange Commission pursuant to a request for confidential treatment.

 

*              Management contract, compensatory plan or arrangement.

 

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Signatures

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

September 7, 2012

VERTEX PHARMACEUTICALS INCORPORATED

 

 

 

 

By:

/s/ Ian F. Smith

 

 

 

 

 

Ian F. Smith
Executive Vice President and Chief Financial Officer
(principal financial officer and
duly authorized officer)

 

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