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EX-2.02 - EXHIBIT 2.02 - INVESTORS CAPITAL HOLDINGS LTDa50380251ex2_02.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
__________
 
 

FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): August 14, 2012

Investors Capital Holdings, Ltd.
(Exact name of registrant as specified in its charter)
 
     
Delaware
333-43664
04-3284631
(State or Other Jurisdiction
(Commission
(IRS Employer
of Incorporation)
File Number)
Identification No.)

 
230 Broadway East
Lynnfield, MA 01940
(Address of Principal Executive Offices) (Zip Code)

 
Registrant's telephone number, including area code: (800) 949-1422
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
o (Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o (Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o (Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d- 2(b))
 
o (Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e- 4(c))
 
 
 
 

 
 
Item 2.02 Results of Operations and Financial Condition.
 
On August 14, 2012 the Registrant issued a news release, a copy of which is set forth in Exhibit 2.02 hereto, announcing financial results for the Registrant for the fiscal quarter ended June 30, 2012.
 

SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
Investors Capital Holdings, Ltd.        
         
         
By /s/ Timothy B. Murphy 
   
 
 
  Timothy B. Murphy, Chief Executive Officer
       
 
       
         
 
Date: August 20, 2012
 

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