Attached files
| file | filename |
|---|---|
| EX-31.4 - EXHIBIT 31.4 CERTIFICATION - WHOLE FOODS MARKET INC | wfmq32012ex314.htm |
| EX-31.5 - EXHIBIT 31.5 CERTIFICATION - WHOLE FOODS MARKET INC | wfmq32012ex315.htm |
| EX-10.1 - EXECUTIVE RETENTION PLAN AND NON-COMPETE ARRANGEMENT - WHOLE FOODS MARKET INC | wfmexecutiveretentionplane.htm |
| EX-31.6 - EXHIBIT 31.6 CERTIFICATION - WHOLE FOODS MARKET INC | wfmq32012ex316.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-Q/A
Amendment No. 1
x | Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended July 1, 2012; or |
o | Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from __________ to __________. |
Commission File Number: 0-19797
WHOLE FOODS MARKET, INC.
(Exact name of registrant as specified in its charter)
Texas | 74-1989366 | |
(State of | (IRS employer | |
incorporation) | identification no.) | |
550 Bowie Street
Austin, Texas 78703
(Address of principal executive offices)
512-477-4455
(Registrant’s telephone number, including area code)
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes x No o
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes x No o
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company (as defined in Rule 12b-2 of the Exchange Act).
Large accelerated filer x | Accelerated filer o | |
Non-accelerated filer o | Smaller reporting company o | |
(Do not check if a smaller reporting company) | ||
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes o No x
The number of shares of the registrant’s common stock, no par value, outstanding as of July 27, 2012 was 184,667,400 shares.
Whole Foods Market, Inc.
Form 10-Q/A
Table of Contents
2
Explanatory Note
This Amendment No. 1 on Form 10-Q/A (this “Amendment”) amends our Quarterly Report on Form 10-Q for the quarterly period ended July 1, 2012, which was previously filed with the Securities and Exchange Commission on August 3, 2012 (the “Original Filing”). Item 6 of Part II of Form 10-Q is being amended and restated to file Exhibit 10.1, which was omitted when the document was originally filed. No modification or update is otherwise made to any other disclosures in the Original Filing, nor does this Amendment reflect any events occurring after the date of the Original Filing.
3
Part II. Other Information
Item 6. Exhibits
Exhibit 10.1 | Form of Executive Retention Plan and Non-Compete Arrangement by and between the executive leadership team of the Registrant and the Registrant (2) |
Exhibit 31.1 | Certification of Co-Chief Executive Officer Pursuant to 17 CFR 240.13a -14(a) (1) |
Exhibit 31.2 | Certification of Co-Chief Executive Officer Pursuant to 17 CFR 240.13a - 14(a) (1) |
Exhibit 31.3 | Certification of Chief Financial Officer Pursuant to 17 CFR 240.13a - 14(a) (1) |
Exhibit 31.4 | Certification of Co-Chief Executive Officer Pursuant to 17 CFR 240.13a -14(a) (2) |
Exhibit 31.5 | Certification of Co-Chief Executive Officer Pursuant to 17 CFR 240.13a - 14(a) (2) |
Exhibit 31.6 | Certification of Chief Financial Officer Pursuant to 17 CFR 240.13a - 14(a) (2) |
Exhibit 32.1 | Certification of Co-Chief Executive Officer Pursuant to 18 U.S.C. Section 1350 (1) |
Exhibit 32.2 | Certification of Co-Chief Executive Officer Pursuant to 18 U.S.C. Section 1350 (1) |
Exhibit 32.3 | Certification of Chief Financial Officer Pursuant to 18 U.S.C. Section 1350 (1) |
Exhibit 101 | The following financial information from the Company’s Quarterly Report on Form 10-Q, for the quarterly period ended July 1, 2012, formatted in eXtensible Business Reporting Language: (i) Consolidated Balance Sheets, (ii) Consolidated Statements of Operations, (iii) Consolidated Statements of Shareholders’ Equity, (iv) Consolidated Statements of Cash Flows, (v) Notes to Consolidated Financial Statements (1) |
(1) | Filed as an exhibit to Registrant’s Form 10-Q for the quarterly period ended July 1, 2012 filed August 3, 2012 and incorporated herein by reference. |
(2) | Filed herewith. |
4
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
WHOLE FOODS MARKET, INC. | ||||
Date: | August 10, 2012 | By: | /s/ Glenda Flanagan | |
Glenda Flanagan | ||||
Executive Vice President and Chief Financial Officer | ||||
(Duly authorized officer and principal financial officer) | ||||
5