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EX-99.1 - EX-99.1 - VII Peaks Co-Optivist Income BDC II, Inc.v318144_ex99-1.htm

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

__________________________

 

FORM 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF

THE SECURITIES EXCHANGE ACT OF 1934

 

 

Date of Report (Date of earliest event reported): July 10, 2012

 

VII Peaks-KBR Co-Optivist Income BDC II, Inc.

 

(Exact name of Registrant as specified in its charter)

 

 

 

Maryland

(State or other jurisdiction

of incorporation)

 

 

0-54615
(Commission

File Number)

 

 

45-2918121

(I.R.S. Employer

Identification No.)

 

 

255 Shoreline Drive, Suite 428
Redwood City, California

 

(Address of principal executive offices)

 

 

 

94065

 

(Zip Code)

 

 

Registrant’s telephone number, including area code: (877) 700-0527
 

 

Not applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 
 

 

Item 8.01. Other Events.

 

On July 10, 2012, VII Peaks-KBR Co-Optivist Income BDC II, Inc. (the “Company”) announced that it had satisfied its minimum offering requirement of raising $1.0 million in offering proceeds from persons not affiliated with the Company or VII Peaks-KBR BDC Advisor II, LLC, its investment adviser, and admitted its initial public investors as stockholders.

 

A copy of the press release announcing the foregoing is attached hereto as Exhibit 99.1 and incorporated by reference herein.

 

Item 9.01. Financial Statements and Exhibits.

 

(d)  Exhibits.

 

EXHIBIT

NUMBER

  DESCRIPTION
99.1  

Press release, dated July 10, 2012.

 

 

 

 
 

 

SIGNATURES

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  VII Peaks-KBR Co-Optivist Income BDC II, Inc.
   
   
   

Date: July 10, 2012

By: /s/ Gurpreet S. Chandhoke

 

  Gurpreet S. Chandhoke

  

  Chairman of the Board of Directors, Chief
Executive Officer and President

 

 
 

 

EXHIBIT LIST

 

 

 

EXHIBIT NUMBER   DESCRIPTION
99.1  

Press release, dated July 10, 2012.