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EX-99.1 - EXHIBIT 99.1 - TICC Capital Corp.v317164_ex99-1.htm





Washington, D.C. 20549






Current Report Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934


Date of Report (Date of earliest event reported):


June 27, 2012 (June 27, 2012)



(Exact name of registrant as specified in its charter)



 Maryland  000-50398  20-0188736
 (State or other jurisdiction   (Commission File Number)   (I.R.S. Employer Identification No.)
 of incorporation)    


8 Sound Shore Drive, Suite 255

Greenwich, CT 06830

(Address of principal executive offices and zip code)


Registrant’s telephone number, including area code: (203) 983-5275



Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


[ ]  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


[ ]  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


[ ]  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


[ ]  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))




Item 5.07. Submission of Matters to a Vote of Security Holders


TICC Capital Corp. (the “Company”) reconvened its Annual Meeting of Shareholders on June 27, 2012, which was previously adjourned pursuant to a shareholder vote on June 6, 2012, and submitted one matter to the vote of the shareholders. A summary of the matter voted upon by shareholders is set forth below.


Shareholders elected two nominees for directors, each to serve for a three-year term to expire at the 2015 Annual Meeting of Shareholders based on the following votes:




  Votes For   Votes Withheld   Broker Non-Votes
Jonathan H. Cohen   19,514,649   904,868   14,638,526
G. Peter O’Brien   19,197,042   1,222,475   14,638,526


On June 27, 2012, the Company issued a press release announcing the election of the two nominees for directors. A copy of the press release is attached hereto as Exhibit 99.1.


Item 9.01 Financial Statements and Exhibits.


 (a)Not applicable.
(b)Not applicable.


(c)Not applicable.




  Exhibit No.Description
99.1Press Release, dated June 27, 2012







Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.



Date:  June 27, 2012 TICC CAPITAL CORP.
  By: /s/ Saul B. Rosenthal                    
    Saul B. Rosenthal