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EX-99.1 - TESTIMONY OF JAMES DIMON BEFORE THE U.S. SENATE COMMITTEE ON BANKING - JPMORGAN CHASE & COd366030dex991.htm
Table of Contents

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

  

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (date of earliest event reported): June 13, 2012

 

 

JPMORGAN CHASE & CO.

(Exact name of registrant as specified in its charter)

 

 

Delaware   1-5805   13-2624428

(State or Other Jurisdiction

of Incorporation)

 

(Commission

File Number)

  (IRS Employer
Identification No.)
270 Park Avenue, New York, New York   10017
(Address of Principal Executive Offices)   (Zip Code)

Registrant’s telephone number, including area code: (212) 270-6000

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Table of Contents

TABLE OF CONTENTS

 

ITEM 7.01 Regulation FD Disclosure      3   
ITEM 9.01 Financial Statements and Exhibits      3   
SIGNATURE      4   
EXHIBIT INDEX      5   
EX-99.1   

 


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Item 7.01 Regulation FD Disclosure.

On June 13, 2012, James Dimon, the Chairman and Chief Executive Officer of JPMorgan Chase & Co. (“JPMorgan Chase” or the “Firm”), testified before the U.S. Senate Committee on Banking, Housing and Urban Affairs. A copy of Mr. Dimon’s oral testimony is attached hereto as Exhibit 99.1.

This testimony is being furnished pursuant to Item 7.01, and the information contained therein shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, or otherwise subject to the liabilities under that Section. Furthermore, the information contained in Exhibit 99.1 shall not be deemed to be incorporated by reference into the filings of the Firm under the Securities Act of 1933.

This Current Report on Form 8-K (including the Exhibit hereto) contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. These statements are based on the current beliefs and expectations of JPMorgan Chase’s management and are subject to significant risks and uncertainties. Actual results may differ from those set forth in the forward-looking statements. Factors that could cause JPMorgan Chase’s actual results to differ materially from those described in the forward-looking statements can be found in JPMorgan Chase’s Annual Report on Form 10-K for the year ended December 31, 2011 and Quarterly Report on Form 10-Q for the quarter ended March 31, 2012 which have been filed with the Securities and Exchange Commission and are available on JPMorgan Chase’s website (www.jpmorganchase.com)and on the Securities and Exchange Commission’s website (www.sec.gov). JPMorgan Chase does not undertake to update the forward-looking statements to reflect the impact of circumstances or events that may arise after the date of the forward-looking statements.

 

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits

 

Exhibit Number

  

Description of Exhibit

99.1    Oral testimony of James Dimon before the U.S. Senate Committee on Banking, Housing and Urban Affairs on June 13, 2012

 

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SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  JPMORGAN CHASE & CO.
    (Registrant)
By:  

/s/ Neila B. Radin

  Neila B. Radin
  Senior Vice President

Dated: June 13, 2012

 

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EXHIBIT INDEX

 

Exhibit Number

  

Description of Exhibit

99.1    Oral testimony of James Dimon before the U.S. Senate Committee on Banking, Housing and Urban Affairs on June 13, 2012

 

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