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EX-99.1 - EQUITY INCENTIVE PLAN. - AMYLIN PHARMACEUTICALS INCd354037dex991.htm
EX-99.2 - EMPLOYEE STOCK PURCHASE PLAN. - AMYLIN PHARMACEUTICALS INCd354037dex992.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

Current Report

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): May 15, 2012

 

 

AMYLIN PHARMACEUTICALS, INC.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   0-19700   33-0266089

(State or Other Jurisdiction

of Incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification No.)

9360 Towne Centre Drive

San Diego, California 92121

(Address of principal executive offices and zip code)

Registrant’s telephone number, including area code: (858) 552-2200

 

 

Check the appropriate box below if the Form 8–K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a–12 under the Exchange Act (17 CFR 240.14a–12)

 

¨ Pre–commencement communications pursuant to Rule 14d–2(b) under the Exchange Act (17 CFR 240.14d–2(b))

 

¨ Pre–commencement communications pursuant to Rule 13e–4(c) under the Exchange Act (17 CRF 240.13e–4(c))

 

 

 


Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On May 15, 2012, the stockholders of Amylin Pharmaceuticals, Inc., or Amylin, voted to approve an amendment to Amylin’s 2009 Equity Incentive Plan, or 2009 EIP, to increase by 12,000,000 shares the aggregate number of shares of Amylin’s common stock authorized for issuance under the 2009 EIP. Amylin stockholders also voted to approve an amendment to Amylin’s 2001 Employee Stock Purchase Plan, or 2001 ESPP, to increase by 2,000,000 shares the aggregate number of shares of Amylin’s common stock authorized for issuance under the 2001 ESPP. The amended and restated 2009 EIP and 2001 ESPP are attached hereto as Exhibits 99.1 and 99.2, respectively, and are incorporated herein by reference.

Item 5.07 Submission of Matters to a Vote of Security Holders

Amylin held its 2012 Annual Meeting of Stockholders on May 15, 2012. At the Annual Meeting, Amylin stockholders voted upon and (i) elected Adrian Adams, Teresa Beck, M. Kathleen Behrens, Daniel M. Bradbury, Paulo F. Costa, Alexander J. Denner, Karin Eastham, James R. Gavin III, M.D., Ph.D., Jay S. Skyler, M.D., MACP and Joseph P. Sullivan to serve as a director of Amylin until the next annual meeting or until his/her successor is elected; (ii) approved an increase of 12,000,000 shares in the aggregate number of shares of Amylin common stock authorized for issuance under the 2009 EIP; (iii) approved an increase of 2,000,000 shares in the aggregate numbers of shares of Amylin common stock reserved for issuance under the 2001 ESPP; (iv) ratified the selection of Ernst & Young LLP as Amylin’s independent registered public accounting firm for the fiscal year ending December 31, 2012; and (v) approved on an advisory basis, the compensation of Amylin’s Named Executive Officers as disclosed in Amylin’s Proxy Statement for the 2012 Annual Meeting of Stockholders.

Amylin had 161,656,477 shares of common stock outstanding and entitled to vote as of March 27, 2012, the record date for the Annual Meeting. At the Annual Meeting, 126,934,085 shares of common stock were present in person or represented by proxy for the five proposals indicated above. The following sets forth detailed information regarding the results of the voting at the Annual Meeting:

Proposal 1: Election of Directors.

 

Director

   Votes in Favor      Votes Withheld      Broker Non-votes  

Adrian Adams

     95,638,739         10,439,165         20,856,181   

Teresa Beck

     95,732,306         10,345,598         20,856,181   

M. Kathleen Behrens

     95,699,976         10,377,928         20,856,181   

Daniel M. Bradbury

     96,184,434         9,893,470         20,856,181   

Paulo F. Costa

     96,863,533         9,214,371         20,856,181   

Alexander J. Denner

     96,189,348         9,888,556         20,856,181   

Karin Eastham

     95,081,595         10,996,309         20,856,181   

James R. Gavin III, M.D., Ph.D.

     95,891,986         10,185,918         20,856,181   

Jay S. Skyler, M.D., MACP

     96,862,469         9,215,435         20,856,181   

Joseph P. Sullivan

     96,222,980         9,854,924         20,856,181   


Proposal 2: Approval of an increase of 12,000,000 shares in the aggregate number of shares of Amylin common stock authorized for issuance under the 2009 EIP.

 

Votes in Favor:

     74,166,152   

Votes Against:

     31,063,850   

Abstentions:

     847,902   

Broker Non-votes:

     20,856,181   

Proposal 3: Approval of an increase of 2,000,000 shares in the aggregate number of shares of Amylin common stock authorized for issuance under the 2001 ESPP.

 

Votes in Favor:

     101,540,013   

Votes Against:

     3,755,199   

Abstentions:

     782,692   

Broker Non-votes:

     20,856,181   

Proposal 4: Ratification of selection of Ernst & Young LLP as Amylin’s independent registered public accounting firm.

 

Votes in Favor:

     124,477,514   

Votes Against:

     1,425,420   

Abstentions:

     1,031,151   

Broker Non-votes:

     0   

Proposal 5: Approval on an advisory basis, of the compensation of Amylin’s Named Executive Officers as disclosed in Amylin’s Proxy Statement for the 2012 Annual Meeting of Stockholders.

 

Votes in Favor:

     101,852,022   

Votes Against:

     3,321,934   

Abstentions:

     903,948   

Broker Non-votes:

     20,856,181   


Item 9.01. Financial Statements and Exhibits.

 

(d) Exhibits.

 

Number

  

Description

99.1    Amylin Pharmaceuticals, Inc. Amended and Restated 2009 Equity Incentive Plan.
99.2    Amylin Pharmaceuticals, Inc. Amended and Restated 2001 Employee Stock Purchase Plan.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    AMYLIN PHARMACEUTICALS, INC.
Dated: May 16, 2012     By:  

/s/ Harry J. Leonhardt

      Harry J. Leonhardt
     

Senior Vice President, Legal and Compliance, and

Corporate Secretary


EXHIBIT INDEX

 

Number

  

Description

99.1    Amylin Pharmaceuticals, Inc. Amended and Restated 2009 Equity Incentive Plan.
99.2    Amylin Pharmaceuticals, Inc. Amended and Restated 2001 Employee Stock Purchase Plan.