UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
May 9, 2012
Date of Report (date of earliest event reported)
ADVENT SOFTWARE, INC.
(Exact name of Registrant as specified in its charter)
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State of Delaware |
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0-26994 |
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94-2901952 |
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(State or other jurisdiction of |
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(Commission File Number) |
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(I.R.S. Employer |
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incorporation or organization) |
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Identification Number) |
600 Townsend Street
San Francisco, California 94103
(Address of principal executive offices)
(415) 543-7696
(Registrant’s telephone number, including area code)
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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ITEM 5.07 Submission of Matters to a Vote of Security Holders |
ITEM 5.07 Submission of Matters to a Vote of Security Holders
Set forth below are the final voting results for each proposal submitted to a vote of Stockholders at the Company’s Annual Meeting held on May 9, 2012. For more information on the following proposals, see the Company’s 2012 Proxy Statement.
Proposal 1. To elect seven directors to serve until the next annual meeting of stockholders and until their successors are duly elected and qualified.
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Number of Shares |
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Broker |
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For |
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Withheld |
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Non-Votes |
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John H. Scully |
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43,026,956 |
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1,921,105 |
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2,600,758 |
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Stephanie G. DiMarco |
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44,757,318 |
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190,743 |
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2,600,758 |
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David P.F. Hess Jr. |
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44,749,254 |
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198,807 |
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2,600,758 |
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Asiff S. Hirji |
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44,707,698 |
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240,363 |
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2,600,758 |
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James D. Kirsner |
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44,799,607 |
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148,454 |
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2,600,758 |
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Christine S. Manfredi |
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44,799,607 |
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148,454 |
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2,600,758 |
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Wendell G. Van Auken |
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44,531,001 |
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417,060 |
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2,600,758 |
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Proposal 2. To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2012.
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Number of Shares |
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For |
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Against |
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Abstained |
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47,483,143 |
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65,120 |
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556 |
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Proposal 3. To approve the amended and restated 2002 Stock Plan, including reserving an additional 1,900,000 shares of Common Stock for issuance thereunder.
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Number of Shares |
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Broker |
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For |
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Against |
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Abstained |
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Non-Votes |
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32,100,107 |
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12,777,867 |
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70,087 |
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2,600,758 |
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Proposal 4. To approve, on an advisory basis, the compensation of the Company’s named executive officers.
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Number of Shares |
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Broker |
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For |
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Against |
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Abstained |
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Non-Votes |
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44,795,487 |
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81,206 |
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71,368 |
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2,600,758 |
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Proposal 5. To approve the Executive Incentive Plan.
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Number of Shares |
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Broker |
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For |
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Against |
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Abstained |
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Non-Votes |
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44,727,527 |
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147,254 |
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73,280 |
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2,600,758 |
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Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.
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ADVENT SOFTWARE, INC. | |
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By: |
/s/ James S. Cox |
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James S. Cox |
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Senior Vice President and |
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Chief Financial Officer |
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(Principal Financial and Accounting Officer) |
Dated: May 15, 2012