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EX-99.1 - EXHIBIT 99.1 - DEXTERA SURGICAL INCex99-1.htm


UNITED STATES
 SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
 Pursuant to Section 13 or 15(d) of the
 Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): May 1, 2012
 
Cardica, Inc.
(Exact Name of Registrant as Specified in Charter)
         
Delaware
 (State or Other Jurisdiction
 of Incorporation)
 
000-51772
 (Commission
 File Number)
 
94-3287832
 (IRS Employer
 Identification No.)

900 Saginaw Drive, Redwood City, CA
 (Address of Principal Executive Offices)
 
94063
 (Zip Code)
 
Registrant’s telephone number, including area code: (650) 364-9975
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see  General Instruction A.2. below):
o
 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
     
o
 
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
     
o
 
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
     
o
 
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 


 
 

 
 
Item 2.02 Results of Operations and Financial Condition

On May 1, 2012, Cardica, Inc. (the “Company”) announced the results of operations for its fiscal quarter ended March 31, 2012. A copy of the Company’s press release announcing such results dated May 1, 2012 is attached hereto as Exhibit 99.1.
 
The information set forth under this Item 2.02, including the exhibit attached hereto, shall not be deemed “filed” for purposes of Section 18 of the Securities and Exchange Act of 1934 (the “Exchange Act”) or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, regardless of any general incorporation language in such filing.

Item 9.01 Financial Statements and Exhibits

(d) Exhibits
     
Exhibit No.
 
Description
99.1
 
Press release dated May 1, 2012 containing Cardica, Inc.’s results of operations for the fiscal quarter ended March 31, 2012.

 
 

 
 
SIGNATURES
 
     Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
     
 
Cardica, Inc.
(Registrant)
  
 
Date: May 1, 2012
/s/ Robert Y. Newell, IV
 
 
Robert Y. Newell, IV
 
 
Chief Financial Officer
 


 
 

 
 
Exhibit Index
     
Exhibit No.
 
Description
99.1
 
Press release dated May 1, 2012 containing Cardica, Inc.’s results of operations for the fiscal quarter ended March 31, 2012.