Attached files
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| EX-99.2 - GlyEco, Inc. | ex99-2.htm |
| EX-99.1 - GlyEco, Inc. | ex99-1.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K /A
(Amendment No. 1)
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 28, 2012
GLYECO, INC.
(Exact name of registrant as specified in its charter)
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Nevada
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000-30396
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45-4030261
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(State or other jurisdiction of incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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4802 East Ray Road, Suite 23-196
Phoenix, Arizona
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85044
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number, including area code: (866) 960-1539
N/A
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
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o
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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o
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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o
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Explanatory Note
The Registrant is filing this Form 8-K/A to amend its Form 8-K filed with the Securities and Exchange Commission on March 28, 2012 to add the disclaimer listed below. The Company is also filing amended Exhibits 99.1 and 99.2 which include the same disclaimer.
Item 7.01. Regulation FD Disclosure.
GlyEco, Inc., a Nevada corporation (the “Company”), is filing this Form 8-K to furnish as Exhibits 99.1 and 99.2, a slide presentation and Company snapshot, respectively, which will be used by or on behalf of the Company in the forthcoming weeks at various presentations in connection with a proposed private placement of securities.
The Company is also posting Exhibits 99.1 and 99.2 on the Company’s website, www.glyeco.com.
The Commission encourages companies to disclose forward-looking information so that investors can better understand the future prospects of a company and make informed investment decisions. This Form 8-K and Exhibits may contain these types of statements, which are “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995, and which involve risks, uncertainties and reflect the Company’s judgment as of the date of this Form 8-K. Forward-looking statements may relate to, among other things, operating results and are indicated by words or phrases such as “expects,” “should,” “will,” and similar words or phrases. These statements are subject to inherent uncertainties and risks that could cause actual results to differ materially from those anticipated at the date of this Form 8-K. Investors are cautioned not to rely unduly on forward-looking statements when evaluating the information presented within.
The information, including Exhibits, in this Form 8-K is furnished pursuant to Items 7.01 and 9.01 shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section. This information shall not be incorporated by reference into any registration statement pursuant to the Securities Act of 1933, as amended. The furnishing of the information in this Form 8-K in not intended to, and does not, constitute a representation that such furnishing is required by Regulation FD or that the information this Form 8-K contains is material investor information that is not otherwise publicly available.
Disclaimer:
The information contained herein shall not constitute an offer to sell or the solicitation of an offer to buy, nor shall there be any sale of the Company’s securities in any state in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such state. The securities will not be and have not been registered under the Securities Act or the securities or blue sky laws of any state and, unless registered, may not be offered or sold in the United States absent registration or an applicable exemption from the registration requirements of the Securities Act and applicable state securities laws. This notice is being issued pursuant to and in accordance with Rule 135c under the Securities Act.
Item 9.01. Financial Statements and Exhibits.
(d) The following exhibits are included with this report:
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Exhibit No.
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Exhibit Description
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99.1
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99.2
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
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GLYECO, INC.
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Dated: April 2, 2012
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By:
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/s/ John Lorenz
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John Lorenz
President, Chief Executive Officer and Chairman
(Principal Executive Officer)
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