Attached files
| file | filename |
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| 10-K - MS STRUCTURED SATURNS SERIES 2001-6 | saturns10k2001-6.htm |
| EX-31.2 - MS STRUCTURED SATURNS SERIES 2001-6 | saturns10k2001-6_ex312.htm |
| EX-31.1 - MS STRUCTURED SATURNS SERIES 2001-6 | saturns10k2001-6_ex311.htm |
Exhibit 31.3
COMPLIANCE STATEMENT
Reference is made to the Trust Agreement, between MSDW Structured Asset Corp., as Depositor and U.S. Bank National Association, as Trustee, as successor-in-interest to Bank of America, National Association, as Trustee, as successor by merger to LaSalle Bank National Association, as Trustee, for SATURNS Trust No. 2001-6, dated July 16, 2001, together with Schedules I, II and III attached thereto, and the Standard Terms for Trust Agreements, between MSDW Structured Asset Corp., as Depositor and Chase Bank of Texas, National Association, as Trustee, dated July 7, 1999. Capitalized terms used herein and not defined shall have the meanings defined in the Trust Agreement and the Standard Terms for Trust Agreements.
In connection with the preparation and delivery of the annual report on Form 10-K of MS Structured Asset Corp. on behalf of SATURNS Trust No. 2001-6 for the fiscal year ending December 31, 2011 (“Fiscal Year”) and the certifications given by In-Young Chase with respect thereto, the undersigned hereby certifies that she is a duly elected Vice President of U.S. Bank National Association (the “Trustee”) and further certifies in her capacity as such as follows:
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1.
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I have reviewed the reports on Form 8-K containing the reports to Unitholders included on Exhibit A (the “U.S. Bank Reviewed Distribution Reports”) for the year covered by this annual report of MS Structured Asset Corp., on behalf of SATURNS Trust No. 2001-6;
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2.
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Based on my knowledge, the reporting information in the U.S. Bank Reviewed Distribution Reports, taken as a whole, does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading as of the date that the distribution information was filed on Form 8-K or Form 8-KA, as applicable.
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3.
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Based on my knowledge, the reporting information required to be provided in the U.S. Bank Reviewed Distribution Reports under the Trust Agreement, is included in the U.S. Bank Reviewed Distribution Reports;
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4.
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I am familiar with the operations of U.S. Bank National Association with respect to the SATURNS program and SATURNS Trust No. 2001-6 and the requirement imposed by the Trust Agreement, based on my knowledge, and except as disclosed in the U.S. Bank Reviewed Distribution Reports, for the applicable periods (as outlined in Exhibit B attached hereto), the Trustee has fulfilled its obligations under the Trust Agreement.
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5.
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Based on my knowledge, and except as disclosed in this Compliance Statement or the U.S. Bank Reviewed Distribution Reports, there are no material legal proceedings with respect to the trust, involving the trust or U.S. Bank National Association as trustee.
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| By: /s/ Kimberly O. Jacobs | ||
| Name: Kimberly O. Jacobs | ||
| Title: Vice President | ||
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Date: March 8, 2012
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Exhibit A
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SATURNS Trust No.:
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Closing Date
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Payment Dates
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Dates for which U.S. Bank National Association filed the Form 8-K for FY 2011
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U.S. Bank Reviewed Distribution Reports
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2001-6
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July 16, 2001
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March 31, 2011
June 30, 2011
September 30, 2011
December 31, 2011
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October 11, 2011
January 9, 2012
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June 2011, September 2011, and December 2011 Distribution Reports
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Exhibit B
Allocation of Responsibility between BANA and USB regarding certain Trust Agreement provisions
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Jul 1999 Reference
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Standard Terms for Trust Agreements Section
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BANA
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USB
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2.02
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Entry Into Swap Agreement and Other Agreements
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1/1-9/6
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2/1-12/31
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3.02a
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Administration of the Trust
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1/1-9/6
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2/1-12/31
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3.02b
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Administration of the Trust
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1/1-9/6
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2/1-12/31
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3.03
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Collection of Certain Underlying Security Payments
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1/1-9/6
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2/1-12/31
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3.04
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Sale
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N/A
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N/A
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3.05a
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Unit Account
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1/1-9/6
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9/6-12/31
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3.05b
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Unit Account
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1/1-2/1
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2/1-12/31
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3.06
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Investment of Funds in the Accounts
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1/1-2/1
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2/1-12/31
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3.07
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Retained Interest
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1/1-9/6
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9/6-12/31
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3.08
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Access to Certain Documentation
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1/1-9/6
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2/1-12/31
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4.01
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Distributions
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1/1-9/6
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2/1-12/31
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4.02a
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Reports to Unitholders and Others - with respect to statement information (i) to (xi)
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N/A
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3/31/2011, 6/30/2011, 9/30/2011, 12/31/2011
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4.02a
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Reports to Unitholders and Others - with respect to year end statement
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1/1-9/6
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9/6-12/31
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4.02b
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Reports to Unitholders and Others (b)
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1/1-2/1
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2/1-12/31
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4.02c
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Reports to Unitholders and Others (c)
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1/1-2/1
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2/1-12/31
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4.02d
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Reports to Unitholders and Others (d)
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1/1-3/1
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N/A
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4.02e
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Reports to Unitholders and Others (e)
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1/1-2/1
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2/1-12/31
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4.02f
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Reports to Unitholders and Others (f)
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1/1-3/1
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N/A
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4.03
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Calculation of Interest Rates
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1/1-2/1
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2/1-12/31
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4.04
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Compliance with Tax Reporting and Withholding Requirements
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1/1-2/1
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2/1-12/31
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4.05
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Preservation of Information, Communications to Holders - with respect to Registrar
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1/1-9/6
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9/6-12/31
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5.02
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Execution, Authentication, and Delivery
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1/1-9/6
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9/6-12/31
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5.03
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Registration; Registration of Transfer and Exchange
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1/1-9/6
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9/6-12/31
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5.04
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Mutilated, Destroyed, Lost and Stolen Units
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1/1-9/6
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9/6-12/31
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5.05
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Distributions in Respect of Units
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1/1-9/6
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9/6-12/31
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5.07
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Cancellation
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1/1-9/6
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9/6-12/31
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5.08
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Currency of Distributions in Respect of Units; Redenomination
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1/1-9/6
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9/6-12/31
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5.09
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Appointment of Paying Agent
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1/1-9/6
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9/6-12/31
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5.10
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Authenticating Agent
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1/1-9/6
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9/6-12/31
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5.11
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Issuance and Transfer Restrictions
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1/1-9/6
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9/6-12/31
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5.11e
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Issuance and Transfer Restrictions
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1/1-9/6
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2/1-12/31
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5.12
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Optional Exchange
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N/A
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N/A
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5.14
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Callable Series - with respect to notices
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N/A
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N/A
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5.14
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Callable Series - with respect to distributions
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N/A
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N/A
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5.15
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Delivery of Information
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1/1-2/1
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2/1-12/31
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7.01
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Voting Rights with Respect to Underlying Securities
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1/1-2/1
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2/1-12/31
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7.02
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Amendments and Waivers Under Swap Agreement and Guarantee
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N/A
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N/A
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8.01
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Realization Upon Default
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1/1-2/1
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2/1-12/31
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9.01
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Trust Wind Up Event
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1/1-2/1
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2/1-12/31
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9.02
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Liquidation Events
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1/1-2/1
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2/1-12/31
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9.03
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Trust Property Made Available
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1/1-2/1
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2/1-12/31
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9.04
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Limitation on Notice Requirement
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1/1-2/1
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2/1-12/31
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9.05
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Expense Event
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1/1-2/1
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2/1-12/31
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10.01
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Trustee's Duties
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1/1-9/6
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2/1-12/31
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11.01
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Termination of Trust
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N/A
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N/A
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12.01
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Amendment of Trust Agreement
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1/1-9/6
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2/1-12/31
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12.07
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Notice to Rating Agencies
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1/1-2/1
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2/1-12/31
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12.08
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Perfection of the Swap Counterparty Security Interest
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N/A
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N/A
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Trust Agreement
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Schedule I
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Tax Status
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1/1-2/1
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2/1-12/31
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