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EX-99.1 - EXHIBIT 99.1 - CROSSROADS LIQUIDATING TRUST | a50204802ex99_1.htm |
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM 8-K
Current
Report Pursuant to Section 13 or 15(d) of
the
Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported):
March 15, 2012 (March 14, 2012)
KEATING CAPITAL,
INC.
(Exact
name of registrant as specified in its charter)
Maryland |
000-53504 |
26-2582882 |
(State or other jurisdiction of incorporation) |
(Commission File Number) |
(I.R.S. Employer Identification No.) |
5251 DTC Parkway, Suite 1100 Greenwood Village, CO 80111 |
(Address of principal executive offices and zip code) |
Registrant’s
telephone number, including area code: (720) 889-0139
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
⃞ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
⃞ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
⃞ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
⃞ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 7.01 Regulation FD Disclosure.
On March 15, 2012, Keating Capital, Inc. (the “Company”) issued a press release disclosing that the Company made a $5,000,000 investment in the Series E Convertible Preferred Stock round of LifeLock, Inc. (“LifeLock”). The Company’s investment closed on March 14, 2012. Founded in 2005 and based in Tempe, Arizona, LifeLock is an industry leader in consumer identity theft protection services.
A copy of the Company’s press release issued March 15, 2012, is attached as Exhibit 99.1 and is incorporated herein by this reference.
Item 9.01 Financial Statements and Exhibits.
(a) Not applicable.
(b) Not applicable.
(c) Not applicable.
(d) Exhibits.
Exhibit No. |
Description |
|
99.1 | Press Release dated March 15, 2012 |
SIGNATURES
Pursuant to
the requirements of the Securities Exchange Act of 1934, the Registrant
has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
Date: |
March 15, 2012 |
KEATING CAPITAL, INC. |
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By: |
/s/ Timothy J. Keating |
Timothy J. Keating |
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President and Chief Executive Officer |
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