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EX-3.02 - Aspect FuturesAccess LLCefc12-229_ex302.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported):    February 29, 2012
 
ASPECT FUTURESACCESS LLC
(Exact name of registrant as specified in its charter)
 
Delaware
0-51085
20-1227650
(State or other jurisdiction of incorporation)
(Commission File Number)
(IRS Employer Identification No.)
 
c/o Merrill Lynch Alternative Investments LLC
4 World Financial Center, 10th Floor
250 Vesey Street,
New York, NY 10080
(Address and Zip Code of principal executive offices)
 
Registrant's telephone number, including area code: (212) 449-3517
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
 
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
 
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
 
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
 
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

 
 
 
 
 

 

Item 5.03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.
 
(a)(1) Effective February 29, 2012, the Limited Liability Company Operating Agreement of Aspect FuturesAccess LLC (the "Registrant") has been amended. The Registrant's Fourth Amended and Restated Limited Liability Company Operating Agreement is being filed as an exhibit.
 
(2) The amendments revised the Registrant's Limited Liability Company Operating Agreement with respect to the following, among other things:
 
 
(i)
reflecting that the Registrant's name changed from "ML Aspect FuturesAccess LLC" to "Aspect FuturesAccess LLC;"
 
 
(ii)
clarifying that the Registrant is an affiliate of Bank of America Corporation;
 
 
(iii)
providing for the issuance and redemption of fractional units of limited liability company interest in the Registrant ("Units");
 
 
(iv)
clarifying certain terms applicable to Class M Units, as well as terms applicable to other Classes of Units;
 
 
(v)
clarifying that an investor can transfer the economic benefit of ownership of its Units without the consent of the manager of the Registrant (the "Sponsor");
 
 
(vi)
clarifying certain terms relating to the withdrawal of seed capital by the Sponsor and/or its affiliates; and
 
 
(vii)
clarifying that matters subject to the consent or vote of investors will not take into account any Units held by Sponsor related parties.
 
 

 
 
 
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Item 9.01    Financial Statements and Exhibits.
 
(d)
Exhibits.
 
 
 
Exhibit No.
Description
   
3.02
Fourth Amended and Restated Limited Liability Company Operating Agreement of Aspect FuturesAccess LLC.
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 

 
 
 
 
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SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
ASPECT FUTURESACCESS LLC
 
       
  By: Merrill Lynch Alternative Investments LLC, its Manager  
       
 
By:
/s/ Barbra E. Kocsis  
    Name:         Barbra E. Kocsis  
    Position:    Chief Financial Officer and Vice President  
       
 
 
 
Date: March 6, 2012

 
 
 
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ASPECT FUTURESACCESS LLC
 
FORM 8-K
 
 
INDEX TO EXHIBITS
 
Exhibit
 
Exhibit 3.02
Fourth Amended and Restated Limited Liability Company Operating Agreement of Aspect FuturesAccess LLC.
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
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