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EX-99.1 - EXHIBIT 99-1, PRESS RELEASE FOR 4TH QUARTER AND YEAR 2011 EARNINGS - TRINITY CAPITAL CORPexhibit99_1.pdf
EX-99.1 - EXHIBIT 99-1, PRESS RELEASE FOR 4TH QUARTER AND YEAR 2011 EARNINGS - TRINITY CAPITAL CORPexhibit99_1.htm

 
 

 


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549
 
FORM 8-K
 
CURRENT REPORT,
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report
March 2, 2012
(Date of earliest event reported)
March 2, 2012

TCC LOGO
TRINITY CAPITAL CORPORATION
(Exact name of Registrant as specified in its charter)

New Mexico
(State or other jurisdiction of incorporation)

000-50266
85-0242376
(Commission File Number)
(I.R.S. Employer Identification Number)
   
1200 Trinity Drive, Los Alamos, New Mexico
87544
(Address of principal executive offices)
(Zip Code)

(505) 662-5171
(Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

[  ]
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[  ]
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[  ]
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[  ]
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))



 
 

 

Section 2 – Financial Information

Item 2.02.  Results of Operations and Financial Condition

On March 2, 2012, Trinity Capital Corporation issued a press release announcing its preliminary unaudited financial results for the fiscal quarter and twelve months ended December 31, 2011.  The release is attached hereto as Exhibit 99.1 and incorporated herein by reference.

In accordance with General Instruction B.2 of Form 8-K, the information in this Current Report on Form 8-K, including Exhibit 99.1, shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liability of that section, and shall not be incorporated by reference into any registration statement or other document filed under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.

Section 9 – Financial Statements and Exhibits

Item 9.01.  Financial Statements and Exhibits

 
(a)
Financial Statements of Business Acquired.
 
 
None.
 
 
(b)
Pro Forma Financial Information.

 
None.
 
 
(c)
Shell company transactions.
 
 
None.
 
 
(d)
Exhibits.
 
 
99.1 Press Release dated March 2, 2012

 
SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


 
TRINITY CAPITAL CORPORATION
   
   
Dated: March 2, 2012
/s/ Daniel R. Bartholomew
 
Daniel R. Bartholomew


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