Attached files
| file | filename |
|---|---|
| EX-32 - CERTIFICATION - Southern Trust Securities Holding Corp | sohl_ex32.htm |
| EX-31 - CERTIFICATION - Southern Trust Securities Holding Corp | sohl_ex31.htm |
| EX-99.1 - SIGNATURE PAGE - Southern Trust Securities Holding Corp | sohl_ex991.htm |
| EX-10.14 - EXHIBIT 10.14 - Southern Trust Securities Holding Corp | sohl_ex1014.htm |
| EX-10.15 - EXHIBIT 10.15 - Southern Trust Securities Holding Corp | sohl_ex1015.htm |
| EX-10.12 - EXHIBIT 10.12 - Southern Trust Securities Holding Corp | sohl_ex1012.htm |
| EX-10.13 - EXHIBIT 10.13 - Southern Trust Securities Holding Corp | sohl_ex1013.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Amendment No. 1
to the
to the
FORM 10-Q
(Mark One)
þ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the quarterly period ended June 30, 2011
o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THESECURITIES EXCHANGE ACT OF 1934
For the transition period from ______ to ___________
Commission file number: 000-52618
SOUTHERN TRUST SECURITIES HOLDING CORP.
(Exact name of registrant as specified in its charter)
| Florida | 651001593 | |
| (State or other jurisdiction of incorporation or organization) | (I.R.S. Employer Identification No.) |
| 145 Almeria Ave., Coral Gables, Florida | 33134 | |
| (Address of principal executive offices) | (Zip Code) |
(305) 446-4800
(Registrant’s telephone area, including area code)
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes þ No o
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate website, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes þ No o
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of "large accelerated filer," "accelerated filer" and "smaller reporting company" in Rule 12b-2 of the Exchange Act. (Check one):
|
Large accelerated filer
|
o |
Accelerated filer
|
o |
|
Non-accelerated filer
|
o |
Smaller reporting company
|
þ |
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes o No þ
State the number of shares outstanding of each of the issuer’s classes of common equity, as of the latest practicable date:
The registrant had 19,177,826 shares of common stock issued and outstanding on August 10, 2011.
Introductory Note: The Registrant qualifies as a “smaller reporting company” and has elected to comply with the requirements applicable to smaller reporting companies set forth in Regulation S-K and Form 10-Q.
EXPLANATORY NOTE
Only Item 6 has been amended.
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ITEM 6. EXHIBITS
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31
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Rule 13a-14(a) Certification of Chief Executive Officer and Chief Financial Officer
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32
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Section 1350 Certification of Chief Executive Officer and Chief Financial Officer
|
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99.1
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Original dated signature page to filing.
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10.12
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Clearing Agreement between Southern Trust Services, Inc. and Pershing, LLC
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10.13
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Clearing Agreement between Southern Trust Services, Inc. and R.J. O'Brien, Inc.
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10.14
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Letter of Intent
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10.15
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Stock Purchase Agreement (Neto Shares)
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant had duly caused this Amendment No. 1 to this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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SOUTHERN TRUST SECURITIES HOLDING CORP.
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|||
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January 12, 2012
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By:
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/s/ Robert Escobio | |
| Robert Escobio | |||
| Chief Executive Officer and Chief Financial Officer
(Principal Executive and Accounting Officer)
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