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EX-99.1 - EX-99.1 - ADVENT SOFTWARE INC /DE/ | a12-2143_1ex99d1.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
January 3, 2012
Date of Report (date of earliest event reported)
ADVENT SOFTWARE, INC.
(Exact name of registrant as specified in its charter)
State of Delaware |
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0-26994 |
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94-2901952 |
(State or other jurisdiction of incorporation or organization) |
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(Commission File Number) |
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(I.R.S. Employer Identification Number) |
600 Townsend Street
San Francisco, California 94103
(Address of principal executive offices)
(415) 543-7696
(Registrants telephone number, including area code)
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
On January 3, 2012, the Board of Directors (the Board) of Advent Software, Inc. (Advent or the Company) appointed the Companys President, David Peter F. Hess, 41, as Chief Executive Officer (CEO) effective June 30, 2012. Mr. Hess will succeed Stephanie G. DiMarco, Founder, CEO and a director of the Company, who is stepping down as CEO effective June 30, 2012. Ms. DiMarco will continue to serve as a member of the Board and will be available as an advisor to the Companys senior management.
Mr. Hess joined Advent in 1994 and was appointed as President of Advent in December 2008. Mr. Hess is currently responsible for the worldwide marketing, sales and services for the Company, including the Companys Asset Management, Global Accounts, and Black Diamond groups, as well as the Companys international operations. From February 2007 to December 2008, Mr. Hess served as Executive Vice President and General Manager of Advents Investment Management Group. From May 2004 to February 2007, Mr. Hess served as Executive Vice President and General Manager of the Global Accounts group. In this role, Mr. Hess had global responsibility for strategy, product marketing, sales, services, and support of Advent solutions for the industrys largest firms. Mr. Hess has also held a variety of other positions in the company including Vice President of Sales and Vice President of Marketing.
On January 5, 2012, Advent issued a press release regarding the Companys CEO succession plan. A copy of the press release is attached as Exhibit 99.1 to this Current Report.
ITEM 9.01 Financial Statements and Exhibits
(d) Exhibits
The following exhibits are furnished as part of this Current Report on Form 8-K.
Exhibit No. |
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Exhibit Description |
99.1 |
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Press release dated January 5, 2012. |
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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ADVENT SOFTWARE, INC. | |
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By: |
/s/ James S. Cox |
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James S. Cox |
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Senior Vice President and Chief Financial Officer |
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(Principal Financial and Accounting Officer) |
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Dated: January 5, 2012