Attached files
file | filename |
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8-K - FORM 8-K - TAYLOR CAPITAL GROUP INC | d260317d8k.htm |
EX-4.1 - FORM OF SUBSCRIPTION RIGHTS CERTIFICATE - TAYLOR CAPITAL GROUP INC | d260317dex41.htm |
EX-5.1 - OPINION OF BARACK FERRAZZANO KIRSCHBAUM & NAGELBERG LLP - TAYLOR CAPITAL GROUP INC | d260317dex51.htm |
EX-99.4 - FORM OF LETTER TO SECURITY DEALERS, COMMERCIAL BANKS, TRUST COMPANIES - TAYLOR CAPITAL GROUP INC | d260317dex994.htm |
EX-99.2 - FORM OF INSTRUCTIONS - TAYLOR CAPITAL GROUP INC | d260317dex992.htm |
EX-99.1 - PRESS RELEASE - TAYLOR CAPITAL GROUP INC | d260317dex991.htm |
EX-99.3 - FORM OF LETTER TO SECURITYHOLDERS - TAYLOR CAPITAL GROUP INC | d260317dex993.htm |
EX-99.7 - FORM OF BENEFICIAL OWNER ELECTION FORM - TAYLOR CAPITAL GROUP INC | d260317dex997.htm |
EX-99.5 - FORM OF LETTER TO CLIENTS - TAYLOR CAPITAL GROUP INC | d260317dex995.htm |
Exhibit 99.6
NOMINEE HOLDER CERTIFICATION
TAYLOR CAPITAL GROUP, INC.
$35,000,000 SHARES OF COMMON STOCK
ISSUABLE UPON EXERCISE OF SUBSCRIPTION RIGHTS
THE SUBSCRIPTION RIGHTS ARE EXERCISABLE BEFORE 5:00 P.M., EASTERN TIME, ON DECEMBER 14, 2011, SUBJECT TO EXTENSION OR EARLIER CANCELLATION IN THE COMPANYS SOLE DISCRETION.
This Nominee Holder Certification is being distributed to brokers, dealers, custodian banks, and other nominees in connection with the Rights Offering by Taylor Capital Group, Inc. (the Company) to the holders of certain Eligible Securities.1 The terms of the Rights Offering are included in the Companys Prospectus Supplement, dated November 23, 2011, to the Prospectus, dated January 26, 2011 (together, the Prospectus). Capitalized terms used but not defined herein shall have the meanings assigned to them in the Prospectus.
The undersigned, a broker, dealer, custodian bank, or other nominee holder of Subscription Rights to purchase Shares, pursuant to the Rights Offering described in the Prospectus hereby certifies to the Company and Computershare Trust Company, N.A., as Subscription Agent for the Rights Offering, that (a) the undersigned has exercised, on behalf of the beneficial owners thereof (which may include the undersigned), the number of Subscription Rights specified below pursuant to the Basic Subscription Privilege (as described in the Prospectus), (b) the undersigned has subscribed for, on behalf of the beneficial owners thereof (which may include the undersigned), an additional number of Shares pursuant to the Oversubscription Privilege (as described in the Prospectus), listing separately below the number and type(s) of Eligible Securities owned on the Record Date, the number of Shares subscribed for pursuant to the Basic Subscription Privileges and the number of Shares subscribed for pursuant to the Oversubscription Privilege for each beneficial owner (without identifying any such beneficial owner), and (c) with respect to the exercise of the Oversubscription Privilege described in (b) above, each such beneficial owners Basic Subscription Privilege has been exercised in full:
Number and Type(s) of
Eligible Securities Owned on the Record Date |
Number of Shares Subscribed for Pursuant to Basic Subscription Privileges |
Number of Shares Subscribed
for Pursuant to Oversubscription Privilege | ||
[SIGNATURE PAGE FOLLOWS]
1 Eligible Securities as used herein means the Common Stock, Series C Preferred, Series D Preferred, Series E Preferred, Series G Preferred, and the Participating Warrants of the Company. Not all warrants issued by the Company are necessarily Participating Warrants that entitle their holders to receive Subscription Rights in the Rights Offering. Only those warrants issued by the Company on September 29, 2008, May 28, 2010, and October 21, 2010 are Participating Warrants.
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Name of Broker, Dealer, Custodian Bank, or Other Nominee | ||
By: |
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Name: |
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Title: |
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Provide the following information if applicable: | ||
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Depository Trust Company (DTC) | ||
Participant Number | ||
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Participant | ||
By: |
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Name: |
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Title: |
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DTC Basic Subscription Confirmation Number(s):
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