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EX-99.2 - EXHIBIT 99.2 - CROSSROADS LIQUIDATING TRUSTa50075273_ex99-2.htm
EX-99.1 - EXHIBIT 99.1 - CROSSROADS LIQUIDATING TRUSTa50075273_ex99-1.htm
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549

___________________________________

FORM 8-K

Current Report Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):

November 16, 2011 (November 16, 2011)

KEATING CAPITAL, INC.
(Exact name of registrant as specified in its charter)


Maryland
000-53504
26-2582882
(State or other jurisdiction of incorporation)
(Commission File Number)
(I.R.S. Employer Identification No.)


5251 DTC Parkway, Suite 1100
Greenwood Village, CO  80111
 (Address of principal executive offices and zip code)

Registrant’s telephone number, including area code:  (720) 889-0139


Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

[   ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[   ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[   ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[   ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
 
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Item 7.01    Regulation FD Disclosure.

Keating Capital, Inc. (the “Company”) will hold its quarterly conference call on November 16, 2011 at 9:00 AM (Mountain Time) to discuss results for the quarter ended September 30, 2011.  A copy of the slides to be presented and certain frequently asked questions to be discussed on this conference call are attached as Exhibits 99.1 and 99.2, respectively, and are incorporated herein by this reference.

Item 9.01    Financial Statements and Exhibits.

 
(a)   Not applicable.
   
 
(b)   Not applicable.
   
 
(c)   Not applicable.
   
 
(d)   Exhibits.

 
Exhibit No.
 
Description
       
 
99.1
 
Slide Presentation for Q3 2011 Quarterly Conference
     
Call dated November 16, 2011
       
       
 
99.2
 
Supplemental Frequently Asked Questions for Q3 2011
     
Quarterly Conference Call dated November 16, 2011
 

 
 
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SIGNATURES
 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.



Date:    November 16, 2011
KEATING CAPITAL, INC.
   
   
 
By:    /s/ Timothy J. Keating                                    
 
Timothy J. Keating
 
President and Chief Executive Officer
 
 
 
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