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EX-10.8.1 - LETTER AGREEMENT - AMERICAN BAR ASSOCIATION MEMBERS / NORTHERN TRUST COLLECTIVE TR | d251863dex1081.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): November 1, 2011
AMERICAN BAR ASSOCIATION MEMBERS /
NORTHERN TRUST COLLECTIVE TRUST
(Exact Name of Registrant as Specified in Charter)
Illinois | 033-50080 | 04-6691601 | ||
(State or Other Jurisdiction of Incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
50 South LaSalle Street Chicago, Illinois |
60603 | |
(Address of Principal Executive Offices) | (Zip Code) |
Registrants telephone number, including area code: (312) 630-6000
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
ITEM 1.01. Entry into a Material Definitive Agreement.
On November 1, 2011, State Street Global Advisors, a division of State Street Bank and Trust Company (State Street), and Northern Trust Investments, Inc. (Northern Trust Investments), as trustee of the American Bar Association Members / Northern Trust Collective Trust (the Collective Trust), entered into a letter agreement (the Amendment) amending the Investment Management Agreement dated July 1, 2010 between State Street and Northern Trust Investments, pursuant to which Northern Trust Investments has retained State Street as an investment manager for certain assets invested in the Collective Trust. The Amendment provides that Northern Trust Investments will allocate additional assets to State Street to be invested in the SSgA Target Retirement 2050 Non-Lending Series Fund Class A maintained by State Street.
The foregoing summary of the Amendment does not purport to be complete and is qualified in its entirety by reference to the Amendment, which is filed as an exhibit hereto and incorporated herein by reference.
ITEM 9.01. Financial Statements and Exhibits.
(d) | Exhibits. |
Exhibit No. | Description of Exhibit | |
10.8.1 | Letter Agreement dated November 1, 2011 amending the Investment Management Agreement between State Street Global Advisors (a division of State Street Bank and Trust Company) and Northern Trust Investments, Inc. (f/k/a Northern Trust Investments, N.A.) |
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
AMERICAN BAR ASSOCIATION MEMBERS / NORTHERN TRUST COLLECTIVE TRUST | ||||||
Date: November 7, 2011 |
By: | /s/ Thomas R. Benzmiller | ||||
Name: Thomas R. Benzmiller | ||||||
Title: Principal Executive Officer |
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EXHIBIT INDEX
Exhibit No. | Description of Exhibit | |
10.8.1 | Letter Agreement dated November 1, 2011 amending Investment Management Agreement between State Street Global Advisors (a division of State Street Bank and Trust Company) and Northern Trust Investments, Inc. (f/k/a Northern Trust Investments, N.A.) |
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