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EX-99.1 - EX-99.1 - Riverview Financial Corpa11-28332_1ex99d1.htm

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934

 


 

Date of Report (Date of earliest event reported): October 20, 2011

 

Riverview Financial Corporation

(Exact name of registrant as specified in its charter)

 

Pennsylvania

 

333-153486-99

 

26-3853402

(State or other jurisdiction of incorporation)

 

(Commission File
Number)

 

(IRS Employer Identification
No.)

 

3rd and Market Streets, Halifax, PA

 

17032

(Address of principal executive offices)

 

(Zip Code)

 

(717) 896-3433

(Registrant’s telephone number, including area code)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

o           Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o           Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o           Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o           Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 



 

CURRENT REPORT ON FORM 8-K

 

Item 2.02                                             Results of Operations and Financial Condition.

 

On October 20, 2011 Riverview Financial Corporation issued a press release reporting its earnings for the nine months ended September 30, 2011.  A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.

 

Item 9.01               Financial Statements and Exhibits.

 

(a)

Financial Statements of Businesses Acquired.

 

 

 

None.

 

 

(b)

Pro Forma Financial Information.

 

 

 

None.

 

 

(c)

Shell Company Transactions.

 

 

 

None.

 

 

(d)

Exhibits.

 

Exhibit Number

 

Description

 

 

 

99.1

 

Press release issued by Riverview Financial Corporation on October 20, 2011 announcing its earnings for the nine months ended September 30, 2011.

 

2



 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

RIVERVIEW FINANCIAL CORPORATION

 

(Registrant)

 

 

 

 

Dated: October 21, 2011

/s/ Robert M. Garst

 

Robert M. Garst

 

Chief Executive Officer

 

3



 

Exhibit Index

 

Exhibit Number

 

Description

 

 

 

99.1

 

Press release issued by Riverview Financial Corporation on October 20, 2011 announcing its earnings for the nine months ended September 30, 2011.

 

4