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EX-99.6 - EX-99.6 - HARLEYSVILLE GROUP INCa11-27840_1ex99d6.htm
EX-99.3 - EX-99.3 - HARLEYSVILLE GROUP INCa11-27840_1ex99d3.htm
EX-99.1 - EX-99.1 - HARLEYSVILLE GROUP INCa11-27840_1ex99d1.htm
EX-99.5 - EX-99.5 - HARLEYSVILLE GROUP INCa11-27840_1ex99d5.htm
EX-99.4 - EX-99.4 - HARLEYSVILLE GROUP INCa11-27840_1ex99d4.htm
EX-99.7 - EX-99.7 - HARLEYSVILLE GROUP INCa11-27840_1ex99d7.htm
EX-99.2 - EX-99.2 - HARLEYSVILLE GROUP INCa11-27840_1ex99d2.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C.  20549

 

FORM 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported):  October 11, 2011

 

HARLEYSVILLE GROUP INC.

(Exact Name of Registrant as Specified in its Charter)

 

Delaware

 

0-14697

 

51-0241172

(State or Other Jurisdiction of
Incorporation)

 

(Commission File Number)

 

(IRS Employer Identification
No.)

 

355 Maple Avenue, Harleysville, Pennsylvania

 

19438

(Address of Principal Executive Offices)

 

(Zip Code)

 

(215) 256-5000

(Registrant’s telephone number, including area code)

 

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

 


 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

o            Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

x          Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 



 

ITEM 8.01  OTHER EVENTS.

 

As previously disclosed in a Current Report on Form 8-K filed by Harleysville Group Inc. (the “Company”) on September 30, 2011, the Company and Harleysville Mutual Insurance Company (‘Harleysville Mutual”) entered into an Agreement and Plan of Merger, dated September 28, 2011 (the “Merger Agreement”), with Nationwide Mutual Insurance Company (“Nationwide Mutual”) and its wholly owned subsidiary, Nationals Subs, Inc. (“Merger Sub”).  Pursuant to the Merger Agreement, upon receipt of all required approvals and consents, and satisfaction of all closing conditions, Harleysville Mutual will merge with and into Nationwide Mutual and Merger Sub will merge with and into the Company.

 

On October 11, 2011, the Company and Harleysville Mutual distributed through its intranet site to employees the following documents and materials: Employee & Retiree Frequently Asked Questions, Agent Frequently Asked Questions, Key Message Map, Map of Harleysville/Nationwide Operations, Nationwide at a Glance Facts Sheet, and Web Cam Video— Town Hall Excerpts and Interviews with Key Leaders, copies of which are attached hereto as Exhibit 99.1, Exhibit 99.2, Exhibit 99.3, Exhibit 99.4, Exhibit 99.5, and Exhibit 99.6, respectively, to this Current Report on Form 8-K and are incorporated herein by reference.  On the same date, the Employee & Retiree Frequently Asked Questions document was mailed together with a cover letter to retirees and former employees of the Company and the Agent Frequently Asked Questions document was e-mailed to agents and employees.  A copy of the letter which accompanied the Employee & Retiree Frequently Asked Questions document is attached hereto as Exhibit 99.7 to this Current Report on Form 8-K and is incorporated herein by reference.

 

Cautionary Notice Regarding Forward Looking Statements

 

Certain statements in this Current Report on Form 8-K may be deemed to be forward-looking statements. These forward-looking statements are based on current expectations, estimates, forecasts and projections of future company or industry performance based on management’s judgment, beliefs, current trends and market conditions. Actual outcomes and results may differ materially from what is expressed, forecasted or implied in any forward-looking statement. Forward-looking statements made by Nationwide Mutual, Harleysville Mutual or Harleysville Group may be identified by the use of words such as “will,” “expects,” “intends,” “plans,” “anticipates,” “believes,” “seeks,” “estimates,” and similar expressions. There are a number of risks and uncertainties that could cause actual results to differ materially from the forward-looking statements included in this document. For example, (1) Harleysville Group may be unable to obtain stockholder approval required for the transactions; (2) regulatory approvals required for the transactions may not be obtained, or required regulatory approvals may delay the transactions or result in the imposition of conditions that could have a material adverse effect on Nationwide Mutual, Harleysville Mutual or Harleysville Group or cause the parties to abandon the transactions; (3) conditions to the closing of the transactions may not be satisfied; (4) the business of Nationwide Mutual, Harleysville Mutual or Harleysville Group may suffer as a result of uncertainty surrounding the transactions; and (5) Nationwide Mutual, Harleysville Mutual or Harleysville Group may be adversely affected by other economic, business, and/or competitive factors. These and other factors that could cause Harleysville Group’s actual results to differ materially from those expressed or implied are discussed under “Risk Factors” in Harleysville Group’s most recent annual report on Form 10-K and other filings with the Securities and

 



 

Exchange Commission. Nationwide Mutual, Harleysville Mutual and Harleysville Group undertake no obligation to update any forward-looking statements, whether as a result of new information, future events or otherwise. Readers are cautioned not to place undue reliance on these forward-looking statements.

 

Additional Information and Where to Find It

 

This communication may be deemed to be solicitation material in respect of the proposed transactions between Harleysville and Nationwide. In connection with the proposed transactions, a proxy statement of Harleysville Group Inc. and other materials will be filed with the SEC. WE URGE INVESTORS TO READ THE PROXY STATEMENT AND THESE OTHER MATERIALS CAREFULLY WHEN THEY BECOME AVAILABLE BECAUSE THEY WILL CONTAIN IMPORTANT INFORMATION ABOUT HARLEYSVILLE GROUP INC. AND THE PROPOSED TRANSACTIONS.  Investors will be able to obtain free copies of the proxy statement (when available) as well as other filed documents containing information about Harleysville Group Inc. on the SEC’s website at http://www.sec.gov. Free copies of Harleysville Group Inc.’s SEC filings are also available from Harleysville Group Inc., 355 Maple Avenue, Harleysville, PA 19438-2297, Attention: Mark R. Cummins, Executive Vice President, Chief Investment Officer & Treasurer.

 

Participants in the Solicitation

 

The Company and its executive officers, directors, other members of management, employees and Harleysville Mutual may be deemed, under SEC rules, to be participants in the solicitation of proxies from the Company’s stockholders with respect to the proposed transactions.  Information regarding the executive officers and directors of the Company is set forth in its definitive proxy statement for its 2011 annual meeting filed with the SEC on March 23, 2011.  More detailed information regarding the identity of potential participants, and their direct or indirect interests, by securities holdings or otherwise, will be set forth in the proxy statement and other materials to be filed with the SEC in connection with the proposed transactions.

 

ITEM 9.01  FINANCIAL STATEMENTS AND EXHIBITS.

 

(d)           Exhibits.

 

Exhibit No.

 

Description

 

 

 

99.1

 

Employee & Retiree Frequently Asked Questions (FAQs), first distributed to employees and retirees and posted on the Company’s intranet site on October 11, 2011.

 

 

 

99.2

 

Agent Frequently Asked Questions (FAQs), first distributed to agents and employees and posted on the Company’s intranet site on October 11, 2011.

 

 

 

99.3

 

Key Message Map, first distributed to employees and posted on the Company’s intranet site on October 11, 2011.

 

 

 

99.4

 

Map of Harleysville/Nationwide Operations, first distributed to employees and posted on the Company’s intranet site on October 11, 2011.

 

2



 

99.5

 

Nationwide at a Glance Facts Sheet, first distributed to employees and posted on the Company’s intranet site on October 11, 2011.

 

 

 

99.6

 

Transcript of Web Cam Video— Town Hall Excerpts and Interviews with Key Leaders, first distributed to employees and posted on the Company’s intranet site on October 11, 2011.

 

 

 

99.7

 

Letter to Retirees and Former Employees first distributed on October 11, 2011

 

3



 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

Date: October 11, 2011

 

HARLEYSVILLE GROUP INC.

 

 

 

 

 

 

 

By:

/s/ Robert A. Kauffman

 

 

Robert A. Kauffman

 

 

Senior Vice President, Secretary, General Counsel & Chief Compliance Officer

 

4



 

EXHIBIT INDEX

 

Exhibit No.

 

Description

 

 

 

99.1

 

Employee & Retiree Frequently Asked Questions (FAQs), first distributed to employees and retirees and posted on the Company’s intranet site on October 11, 2011.

 

 

 

99.2

 

Agent Frequently Asked Questions (FAQs), first distributed to agents and employees and posted on the Company’s intranet site on October 11, 2011.

 

 

 

99.3

 

Key Message Map, first distributed to employees and posted on the Company’s intranet site on October 11, 2011.

 

 

 

99.4

 

Map of Harleysville/Nationwide Operations, first distributed to employees and posted on the Company’s intranet site on October 11, 2011.

 

 

 

99.5

 

Nationwide at a Glance Facts Sheet, first distributed to employees and posted on the Company’s intranet site on October 11, 2011.

 

 

 

99.6

 

Transcript of Web Cam Video— Town Hall Excerpts and Interviews with Key Leaders, first distributed to employees and posted on the Company’s intranet site on October 11, 2011.

 

 

 

99.7

 

Letter to Retirees and Former Employees first distributed on October 11, 2011

 

5