UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 1, 2011
POLARIS FUTURES FUND L.P.
(Exact name of registrant as specified in its charter)
| Delaware | 000-53115 | 20-8528957 | ||
| (State or other | (Commission File | (IRS Employer | ||
| jurisdiction of | Number) | Identification No.) | ||
| incorporation) |
c/o Ceres Managed Futures LLC
522 Fifth Avenue — 14th Floor
New York, NY 10036
522 Fifth Avenue — 14th Floor
New York, NY 10036
(Address and Zip Code of principal executive offices)
Registrant’s telephone number, including area code: (212) 296-1999
Not Applicable
(Former name or former address, if changed since last report)
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act
(17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17
CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
Item 3.02 UNREGISTERED SALES OF EQUITY SECURITIES.
On October 1, 2011, the registrant issued 3,044.0370 units of limited partnership interest
(“Units”) in exchange for $3,696,744 in a transaction that was not registered under the
Securities Act. The Units were issued in reliance upon applicable exemptions from registration
under Section 4(2) of the Act and Section 506 of Regulation D promulgated thereunder.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
| POLARIS FUTURES FUND L.P. |
||||
| By: | Ceres Managed Futures LLC | |||
| General Partner | ||||
| By | /s/ Walter Davis | |||
| Walter Davis | ||||
| President and Director | ||||
| By | /s/ Brian Centner | |||
| Brian Centner | ||||
| Chief Financial Officer | ||||
Date: October 4, 2011