Attached files

file filename
EX-99.1 - EXHIBIT 99.1 - L & L ENERGY, INC.v235475_ex99-1.htm

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
 
Washington, D.C. 20549
 

 
FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
September 15, 2011

Date of report (Date of earliest event reported)
 
L & L Energy, Inc.

 
(Exact name of Registrant as Specified in Charter)
 
Nevada
000-32505
91-2103949
(State or other jurisdiction of
(Commission File Number)
(IRS Employer Identification No.)
incorporation)
   
 
 
130 Andover Park East, Suite 200, Seattle WA 98188

(Address of principal executive offices)     (Zip Code)
 
(206) 264-8065

Registrant’s telephone number, including area code
 
Not Applicable
(Former Name or Former Address, If Changed Since Last Report.)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
 

 


ITEM 5.07.
SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS.

(a)
 The 2011 annual meeting of shareholders of the Company was held on September 15, 2011.

(b)
 The voting results of the proposals submitted to a vote of the Company’s shareholders at the annual meeting are set forth below.

1)
 Each of the following nominees for director was elected to serve until the next annual meeting of shareholders or until a respective successor is elected and qualified:

Director Name
Votes For
Withheld
         Broker Non-Votes
Dickson V. Lee
12,398,198
157,125
 
Shirley Kiang
12,348,885
206,438
 
Norman Mineta
12,380,644
174,679
 
Ian G. Robinson
12,352,834
202,489
 
Dennis Bracy
12,403,014
152,309
 
Robert W. Lee
12,346,303
209,020
 
Dr. Syd S. Peng
12,398,532
156,791
 
       

2)
The advisory proposal on the Company’s executive compensation was approved as follows:
   
Votes For
Votes Against
Abstentions
Broker Non-Votes
12,208,548
263,084
83,691
 

3)
The advisory vote on the frequency of future advisory votes on the Company’s executive compensation was approved for 1 Year as follows:
   
1 Year
2 Years
3 Years
Abstentions
Broker Non-Votes
8,509,009
202,186
3,796,843
47,285
 
 
(d)
In accordance with the voting results of the shareholders of the Company, the Company will include an advisory vote on executive compensation in its proxy materials once every year.

 


 
ITEM 8.01.
OTHER EVENTS.

On September 21, 2011, the Company issued a press release, a copy of which is furnished as Exhibit 99.1 to this Form 8-K.

ITEM 9.01.
FINANCIAL STATEMENTS AND EXHIBITS.

(d)
Exhibits

Exhibit Number
Description
99.1
Press Release


 
2

 
 
  SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
   
L & L ENERGY, INC.
 
   
(Registrant)
 
       
       
 
By:
   /s/ Dickson V. Lee
 
   
  Dickson V. Lee,
 
   
  Chief Executive Officer
 
 
 Date: September 21, 2011
 
 
3