Attached files
file | filename |
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EX-32.1 - EX-32.1 - Teavana Holdings Inc | d234374dex321.htm |
EX-32.2 - EX-32.2 - Teavana Holdings Inc | d234374dex322.htm |
EXCEL - IDEA: XBRL DOCUMENT - Teavana Holdings Inc | Financial_Report.xls |
EX-31.2 - EX-31.2 - Teavana Holdings Inc | d234374dex312.htm |
EX-31.1 - EX-31.1 - Teavana Holdings Inc | d234374dex311.htm |
Table of Contents
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q/A
Amendment No. 2
x | QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the quarterly period ended July 31, 2011
OR
¨ | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the transition period from to
Commission File Number: 001-35248
TEAVANA HOLDINGS, INC.
(Exact name of registrant as specified in its charter)
Delaware | 20-1946316 | |
(State or other jurisdiction of incorporation or organization) |
(I.R.S. Employer identification number) |
3630 Peachtree Rd., Suite 1480
Atlanta, GA 30326
(Address of principal executive offices)
(404) 995-8200
(Registrants telephone number, including area code)
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes ¨ No x
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes x No ¨
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of large accelerated filer, accelerated filer and smaller reporting company in Rule 12b-2 of the Exchange Act.
Large accelerated filer | ¨ | Accelerated filer | ¨ | |||
Non-accelerated filer | x (Do not check if a smaller reporting company) | Smaller reporting company | ¨ |
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes ¨ No x
The number of shares of the registrants common stock, $0.00003 par value, outstanding as of September 7, 2011 was 38,093,163 shares.
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EXPLANATORY NOTE
This Amendment No. 2 on Form 10-Q/A (this Amendment) amends the Quarterly Report on Form 10-Q of Teavana Holdings, Inc. (the Company) for the quarterly period ended July 31, 2011, originally filed on September 13, 2011 (the Existing Filing), as amended by Amendment No. 1 on Form 10-Q/A filed on September 20, 2011 (the Amended Filing). The Company is filing this Amendment to correct the number of outstanding shares of its common stock set forth on the cover page of the Amended Filing, which inadvertently omitted 1,280,771 shares of the Companys common stock that were issued in connection with the completion of the Companys initial public offering on August 2, 2011 through the issuance of primary shares and shares sold by selling stockholders of the Company as a result of option exercises. The correct number of outstanding shares of common stock as of September 7, 2011 is 38,093,163 shares as set forth on the cover page of this Amendment, correcting and increasing the outstanding share count of 36,812,392 disclosed in the Amended Filing by 1,280,771 shares. In addition, in connection with the filing of this Amendment and pursuant to the rules of the Securities and Exchange Commission, the Company is including with this Amendment certain currently dated certifications.
Except for the one change described above, no other changes have been made to the Amended Filing. This Amendment continues to speak as of the date of the Existing Filing, and the Company has not updated the disclosures contained therein to reflect any events that occurred at a date subsequent to the Existing Filing.
Exhibit 31.1 | Certification of Chief Executive Officer pursuant to Rule 13a-14(a)/15d-14(a) of the Securities Exchange Act of 1934, as amended, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | |
Exhibit 31.2 | Certification of Chief Financial Officer pursuant to Rule 13a-14(a)/15d-14(a) of the Securities Exchange Act of 1934, as amended, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | |
Exhibit 32.1 | Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | |
Exhibit 32.2 | Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | |
Exhibit 101 | Interactive Data File* |
* | Pursuant to Rule 406T of SEC Regulation S-T, the Interactive Data Files on Exhibit 101 hereto are deemed not filed or part of a registration statement or prospectus for purposes of Sections 11 or 12 of the Securities Act of 1933, as amended, are deemed not filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and otherwise are not subject to liability under these Sections. |
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Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
TEAVANA HOLDINGS, INC. | ||
By: | /s/ Daniel P. Glennon | |
Daniel P. Glennon | ||
Executive Vice President and Chief Financial Officer | ||
(Principal Financial and Accounting Officer) | ||
Date: | September 21, 2011 |
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