Attached files
file | filename |
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EX-99.1 - EX-99.1 - TD AMERITRADE HOLDING CORP | c66208exv99w1.htm |
EX-99.2 - EX-99.2 - TD AMERITRADE HOLDING CORP | c66208exv99w2.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
Current Report
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): September 14, 2011
TD AMERITRADE Holding Corporation
(Exact name of registrant as specified in its charter)
Delaware | 0-49992 | 82-0543156 | ||
(State or other jurisdiction of incorporation) |
(Commission File Number) |
(I.R.S. Employer Identification Number) |
4211 South 102nd Street Omaha, Nebraska | 68127 | |||
(Address of principal executive offices) | (Zip Code) |
Registrants telephone number, including area code: (402) 331-7856
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions:
o | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
o | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
o | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
o | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-(c)) |
Item 5.02 | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangement of Certain Officers. |
On
September 14, 2011, J. Joe Ricketts announced that he will be
retiring as a director of TD Ameritrade Holding Corporation
effective October 20, 2011. TD Ameritrades and Mr. Rickettss press release is attached hereto as
exhibit 99.1 and 99.2, respectively.
Item 9.01. | Financial Statements and Exhibits |
(d) Exhibits
99.1 | TD Ameritrades press release re the retirement of Mr. Ricketts |
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99.2 | Mr. Rickettss press release re his retirement |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly
caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
TD AMERITRADE HOLDING CORPORATION |
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Date: September 20, 2011 | By: | /s/ William J. Gerber | ||
Name: | William J. Gerber | |||
Title: | Chief Financial Officer |
EXHIBIT INDEX
99.1 | TD Ameritrades press release re the retirement of Mr. Ricketts |
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99.2 | Mr. Rickettss press release re his retirement |