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EX-99.1 CHARTER - PRESS RELEASE DATED SEPTEMBER 13, 2011 - SCHAWK INCex99-1.htm


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
FORM 8-K
 
Current Report Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported):  September 13, 2011
 
SCHAWK, INC.
(Exact Name of Registrant as Specified in its Charter)
 
____________________________
 
Delaware
1-09335
66-0323724
(State or other jurisdiction
of incorporation)
(Commission file number)
(I.R.S. employer
identification no.)
 
1695 South River Road
Des Plaines, IL
 
60018
(Address of principal executive offices)
 
(Zip Code)

Registrant’s telephone number, including area code:  (847) 827-9494
 
Not Applicable
(Former name or former address, if changed since last report)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (See General Instruction A.2 below):
 
 
¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
 
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
 
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
 
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
 
 

 
 
Item 8.01.
Other Events.
 
On September 13, 2011, Schawk, Inc. (the “Company”) announced that the staff of the Division of Enforcement of the Securities and Exchange Commission had completed its investigation of certain accounting matters related to the Company’s restatement of its financial results for the years ended December 31, 2005 and 2006 and the first three quarters of 2007, which was announced in conjunction with the Company’s filing of its fiscal 2007 Form 10-K, and does not intend to recommend that the SEC take any enforcement action against the Company.
 
A copy of the Company’s press release announcing the completion of the investigation is attached as Exhibit 99.1 and incorporated herein.
 
Item 9.01—Financial Statements and Exhibits.
 
(d)           Exhibits
 
Exhibit 99.1—Press release dated September 13, 2011
 
 
 

 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
  SCHAWK, INC.  
       
Date:  September 13, 2011
By:
/s/Timothy J. Cunningham  
    Name: Timothy J. Cunningham  
    Title: Chief Financial Officer  
       
 
 
 
 

 
 
INDEX TO EXHIBITS
 
Exhibit
 
99.1
Press release dated September 13, 2011