Attached files

file filename
EX-31 - EX-31.2 SECTION 302 CERTIFICATION - StrikeForce Technologies Inc.strikeforce10qa063011ex312.htm
EX-32 - EX-32.2 SECTION 906 CERTIFICATION - StrikeForce Technologies Inc.strikeforce10qa063011ex322.htm
EX-32 - EX-32.1 SECTION 906 CERTIFICATION - StrikeForce Technologies Inc.strikeforce10qa063011ex321.htm
EX-31 - EX-31.1 SECTION 302 CERTIFICATION - StrikeForce Technologies Inc.strikeforce10qa063011ex311.htm
EXCEL - IDEA: XBRL DOCUMENT - StrikeForce Technologies Inc.Financial_Report.xls

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549


FORM 10-Q/A


 (Mark One)


  X .

QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934


For the quarterly period ended: June 30, 2011


      .

TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT


For the transition period from _______to_______


STRIKEFORCE TECHNOLOGIES, INC.

(Exact name of small business issuer as specified in its charter)

 

WYOMING 

(State or other jurisdiction of incorporation or organization) 

333-122113

(Commission file number)  

22-3827597

(I.R.S. Employer Identification No.)

 

1090 King Georges Post Road, Suite 603

Edison, NJ 08837

(Address of principal executive offices)


(732) 661-9641

(Issuer’s telephone number)


Check whether the issuer (1) filed all reports required to be filed by Section 13 or 15(d) of the Exchange Act during the past 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.  Yes   X .  No       .


Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such a shorter period that the registrant was required to submit and post such files).    Yes       .   No   X .   


Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or smaller reporting company. See definition of “accelerated filer”, “large accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):


Large accelerated filer        .

Non-accelerated filer        .

 

Accelerated filer        .

Smaller Reporting company    X .

 

 


Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Act. Yes       .  No   X  . 


Indicate the number of shares outstanding of each of the issuer’s classes of common stock, as of the latest practicable date.


 

 

 

Class

 

Outstanding at  August 15, 2011

Common stock, $0.0001 par value

 

173,068,868


Indicate the number of shares outstanding of each of the issuer’s classes of preferred stock, as of the latest practicable date.


 

 

 

Class

 

Outstanding at  August 15, 2011

Preferred stock, no par value

 

3



1






Explanatory Note


The sole purpose of this Amendment No. 1 to the Quarterly Report on Form 10-Q (the "Form 10-Q") of Strikeforce Technologies, Inc. for the quarterly period ended June 30, 2011, filed with the Securities and Exchange Commission on August 22, 2011, is to furnish Exhibit 101 to the Form 10-Q in accordance with Rule 405 of Regulation S-T.  Exhibit 101 to the Form 10-Q provides the consolidated financial statements and related notes from the Form 10-Q formatted in XBRL (eXtensible Business Reporting Language).


No other changes have been made to the Form 10-Q.  This Amendment No. 1 to the Form 10-Q speaks as of the original filing date of the Form 10-Q, does not reflect events that may have occurred subsequent to the original filing date, and does not modify or update in any way disclosures made in the original Form 10-Q.


Pursuant to Rule 406T of Regulation S-T, the interactive data files on Exhibit 101 hereto are deemed not filed or part of a registration statement or prospectus for purposes of Sections 11 or 12 of the Securities Act of 1933, as amended, are deemed not filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and otherwise are not subject to liability under those sections.



2




PART II - OTHER INFORMATION


ITEM 6. EXHIBITS


Exhibit Number

Description

3.1

Amended and Restated Certificate of Incorporation of StrikeForce Technologies, Inc.(1)

3.2

Amended Articles of Incorporation of StrikeForce Technologies, Inc. (4)

3.3

By-laws of StrikeForce Technologies, Inc. (1)

3.4

Amended By-laws of StrikeForce Technologies, Inc. (4)

10.1

2004 Stock Option Plan. (1)

10.2

Securities Purchase Agreement dated December 20, 2004, by and among StrikeForce Technologies, Inc. and Cornell Capital Partners, LP. (1)

10.3

Secured Convertible Debenture with Cornell Capital Partners, LP. (1)

10.4

Investor Registration Rights Agreement dated December 20, 2004, by and between StrikeForce Technologies, Inc. and Cornell Capital Partners, LP in connection with the Securities Purchase Agreement.(2)

10.5

Escrow Agreement, dated December 20, 2004, by and between StrikeForce Technologies, Inc. and Cornell Capital Partners, LP in connection with the Securities Purchase Agreement. (2)

10.6

Security Agreement dated December 20, 2004, by and between StrikeForce Technologies, Inc. and Cornell Capital Partners, LP in connection with the Securities Purchase Agreement. (1)

10.7

Secured Convertible Debenture with Cornell Capital Partners, LP dated January 18, 2005. (1)

10.8

Royalty Agreement with NetLabs.com, Inc. and Amendments. (1)

10.9

Employment Agreement dated as of May 20, 2003, by and between StrikeForce Technologies, Inc. and Mark L. Kay. (1)

10.10

Amended and Restated Secured Convertible Debenture with Cornell Capital Partners, LP dated April 27, 2005. (1)

10.11

Amendment and Consent dated as of April 27, 2005, by and between StrikeForce Technologies, Inc. and Cornell Capital Partners, LP. (1)

10.12

Securities Purchase Agreement dated as of April 27, 2005 by and between StrikeForce Technologies, Inc. and Highgate House Funds, Ltd. (1)

10.13

Investor Registration Rights Agreement dated as of April 27, 2005 by and between StrikeForce Technologies, Inc. and Highgate House Funds, Ltd. (2)

10.14

Secured Convertible Debenture with Highgate House Funds, Ltd. dated April 27, 2005. (2)

10.15

Escrow Agreement dated as of April 27, 2005 by and between StrikeForce Technologies, Inc., Highgate House Funds, Ltd. and Gottbetter & Partners, LLP. (1)

10.16

Escrow Shares Escrow Agreement dated as of April 27, 2005 by and between StrikeForce Technologies, Inc., Highgate House Funds, Ltd. and Gottbetter & Partners, LLP. (1)

10.17

Security Agreement dated as of April 27, 2005 by and between StrikeForce Technologies, Inc. and Highgate House Funds, Ltd. (1)

10.18

Network Service Agreement with Panasonic Management Information Technology Service Company dated August 1, 2003 (and amendment). (1)

10.19

Client Non-Disclosure Agreement. (1)

10.20

Employee Non-Disclosure Agreement. (1)

10.21

Secured Convertible Debenture with Highgate House Funds, Ltd. dated May 6, 2005. (2)

10.22

Termination Agreement with Cornell Capital Partners, LP dated February 19, 2005. (1)

10.23

Securities Purchase Agreement with WestPark Capital, Inc. (3)

10.24

Form of Promissory Note with WestPark Capital, Inc. (3)

10.25

Investor Registration Rights Agreement with WestPark Capital, Inc. (3)

31.1

Certification by Chief Executive Officer, required by Rule 13a-14(a) or Rule 15d-14(a) of the Exchange Act, promulgated pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. (5)

31.2

Certification by Chief Financial Officer, required by Rule 13a-14(a) or Rule 15d-14(a) of the Exchange Act, promulgated pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. (5)

32.1

Certification by Chief Executive Officer, required by Rule 13a-14(b) or Rule 15d-14(b) of the Exchange Act and Section 1350 of Chapter 63 of Title 18 of the United States Code, promulgated pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. (5)

32.2

Certification by Chief Financial Officer, required by Rule 13a-14(b) or Rule 15d-14(b) of the Exchange Act and Section 1350 of Chapter 63 of Title 18 of the United States Code, promulgated pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. (5)

101.INS

XBRL Instance Document (6)

101.SCH

XBRL Taxonomy Extension Schema Document (6)

101.CAL

XBRL Taxonomy Extension Calculation Linkbase Document (6)

101.DEF

XBRL Taxonomy Extension Definition Linkbase Document (6)

101.LAB

XBRL Taxonomy Extension Label Linkbase Document (6)

101.PRE

XBRL Taxonomy Extension Presentation Linkbase Document (6)


(1)

Filed as an exhibit to the Registrant’s Form SB-2 dated as of May 11, 2005 and incorporated herein by reference.

(2)

Filed as an exhibit to the Registrant’s Amendment No. 1 to Form SB-2 dated as of June 27, 2005 and incorporated herein by reference.

(3)

Filed as an exhibit to the Registrant’s Form 8-K dated August 1, 2006 and incorporated herein by reference.

(4)

Filed as an exhibit to the Registrant’s Form 8-K dated December 23, 2010 and incorporated herein by reference.

(5)

Filed herein.

(6)

Filed with this report in accordance with Rule 406T of Regulation S-T, the information in these exhibits shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to liability under that section, and shall not be incorporated by reference into any registration statement or other document filed under the Securities Act of 1933, as amended, except as expressly set forth by specific reference in such filing.



4






SIGNATURES


In accordance with the requirements of the Exchange Act, the registrant caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

STRIKEFORCE TECHNOLOGIES, INC.

 

 

 

 

 

 

Dated: September 13, 2011   

By: /s/ Mark L. Kay

 

Mark L. Kay

 

Chief Executive Officer

 

 

 

 

 

 

 

 

Dated: September 13, 2011

By: /s/ Philip E. Blocker

 

Philip E. Blocker  

 

Chief Financial Officer and Principal Accounting Officer

 

 




5