Attached files
| file | filename |
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| EX-10.2 - EX-10.2 - STATE BANK FINANCIAL CORP | a11-26159_1ex10d2.htm |
| EX-10.1 - EX-10.1 - STATE BANK FINANCIAL CORP | a11-26159_1ex10d1.htm |
| EX-10.3 - EX-10.3 - STATE BANK FINANCIAL CORP | a11-26159_1ex10d3.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): September 1, 2011
State Bank Financial Corporation
(Exact name of registrant as specified in its charter)
Georgia
(State or other jurisdiction of incorporation)
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000-54056 |
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27-1744232 |
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(Commission File Number) |
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(IRS Employer Identification No.) |
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415 East Paces Ferry Road, NE, Suite 250 |
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Atlanta, Georgia |
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30305 |
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(Address of principal executive offices) |
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(Zip Code) |
(404) 475-6599
(Registrant’s telephone number, including area code)
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
INFORMATION TO BE INCLUDED IN THE REPORT
Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
On September 1, 2011, the following restricted stock awards were made to our named executive officers in accordance with the terms of the State Bank Financial Corporation 2011 Omnibus Equity Compensation Plan (the “Plan”).
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Executive Officer |
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Number of Shares of Restricted Stock |
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Joseph W. Evans |
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12,500 |
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Kim M. Childers |
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9,000 |
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Stephen W. Doughty |
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9,000 |
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J. Daniel Speight |
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9,000 |
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John S. Poelker |
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2,000 |
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The Independent Directors Committee of the Board of Directors approved the awards of restricted stock to each of our named executive officers. The awards for Messrs. Evans, Childers, Doughty and Speight cliff vest after three years. Mr. Poelker’s award of restricted stock vests on October 1, 2011. The vesting of the restricted stock for each named executive officer accelerates upon a change in control, death or permanent disability. A copy of the Plan is filed as Exhibit 10.1 to the Company’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on August 15, 2011. Copies of the restricted stock agreements for the named executive officers are filed as Exhibits hereto.
Item 9.01 Financial Statements and Exhibits
(d) Exhibits
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Exhibit No. |
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Exhibit |
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10.1 |
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Restricted Stock Agreement dated September 1, 2011 by and among Joseph W. Evans and State Bank Financial Corporation |
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10.2 |
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Form of Restricted Stock Agreement dated September 1, 2011 (Pursuant to Instruction 2 of Item 601, one form of Restricted Stock Agreement has been filed which has been executed by Kim M. Childers, Stephen W. Doughty and J. Daniel Speight) |
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10.3 |
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Restricted Stock Agreement dated September 1, 2011 by and among John S. Poelker and State Bank Financial Corporation |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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STATE BANK FINANCIAL CORPORATION | |
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Dated: September 8, 2011 |
By: |
/s/ J. Daniel Speight |
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J. Daniel Speight |
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Chief Operating Officer |