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EX-10.1 - EX-10.1 - ALLSTATE LIFE INSURANCE CO | a11-25318_1ex10d1.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT PURSUANT TO
SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): September 1, 2011
ALLSTATE LIFE INSURANCE COMPANY
(Exact Name of Registrant as Specified in Its Charter)
Illinois
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(State or Other Jurisdiction of Incorporation)
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0-31248 |
36-2554642 |
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(Commission File Number) |
(IRS Employer Identification No.) |
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3100 Sanders Road, Northbrook, Illinois |
60062 |
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(Address of Principal Executive Offices) |
(Zip Code) |
Registrant's telephone number, including area code: (847) 402-5000
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Section 1 Registrants Business and Operations
Item 1.01. Entry into a Material Definitive Agreement.
On September 1, 2011, ALFS, Inc. (ALFS) entered into an Assignment & Delegation of Administrative Services Agreements, Underwriting Agreements, and Selling Agreements (Assignment and Delegation Agreement), with the Registrant, Allstate Life Insurance Company of New York (ALNY), Allstate Distributors, LLC (ADLLC ), Charter National Life Insurance Company (Charter), Intramerica Life Insurance Company (Intramerica), Allstate Financial Services, LLC (AFS), and Lincoln Benefit Life Company (LBL) (collectively, the Parties.) Both ALFS and ADLLC are registered broker-dealers, and ALFS is being merged into ADLCC in order to streamline corporate structure as well as enhance administrative simplicity and to better reflect the Registrants business strategy. The Parties have previously entered into various administrative service agreements, principal underwriting agreements, selling agreements, information sharing, and wholesaling agreements (collectively Agreements). Under the Assignment and Delegation Agreement, ALFS assigns its rights and delegates its duties to ADLLC under the Agreements, and ADLLC accepts assignment of ALFS rights and duties under the Agreements. The foregoing description of the Assignment and Delegation Agreement is qualified in its entirety by reference to the full text of the Assignment and Delegation Agreement attached as Exhibit 10.1, which is incorporated herein by reference.
The Registrant is an indirect, wholly owned subsidiary of The Allstate Corporation. ALFS, ALNY, ADLLC, Charter, Intramerica, and LBL are wholly owned subsidiaries of the Registrant. AFS is a wholly-owned subsidiary of Allstate Insurance Company, a wholly-owned subsidiary of The Allstate Corporation.
Section 9 Financial Statements and Exhibits
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
Exhibit No. |
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Description |
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10.1 |
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Assignment & Delegation of Administrative Services Agreements, Underwriting Agreements, and Selling Agreements |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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ALLSTATE LIFE INSURANCE COMPANY | |
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By: |
/s/ Jennifer M. Hager |
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Name: |
Jennifer M. Hager |
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Title: |
Assistant Secretary |
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Date: September 1, 2011 |
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