Attached files
| file | filename |
|---|---|
| EX-31.1 - CERT 302 - CEO, CFO - A1 Group, Inc. | ex31-1.htm |
| EX-32.1 - CERT 906 - CEO, CFO - A1 Group, Inc. | ex32-1.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-Q/A*
x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the quarterly period ended: June 30, 2011
or
o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the transition period from ________________ to __________________
Commission File Number 333-150630
SECURE WINDOW BLINDS, INC.
(Exact name of business issuer as specified in its charter)
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Nevada
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20-5982715
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(State or other jurisdiction of
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(I.R.S. Employer Identification No.)
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Incorporation or organization)
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112 North Curry Street
Carson City, Nevada, 89703
(Address of principal executive offices)
(905) 732-3299
(Registrant’s telephone number, including area code)
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes x No o
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company.
Large accelerated filer o Accelerated filer o Non-accelerated filero (Do not check if a smaller reporting company) Smaller reporting company x
Indicate by check mark whether the registrant is a shell company (as defined in rule 12b-2 of the Exchange Act). Yes x No o
Indicate the number of shares outstanding of each of the issuer’s classes of common equity, as of the latest practicable date: As of August 15, 2011 the registrant had 10,620,000 shares of common stock, $0.001 par value, issued and outstanding.
*First filing attempt resulted in a "mixed exhibit" error. This amendment is to correct that error. All else remains the same.
SECURE WINDOW BLINDS, INC.
(A Development Stage Company)
FINANCIAL STATEMENTS
(UNAUDITED)
JUNE 30, 2011
BALANCE SHEETS
STATEMENTS OF OPERATIONS
STATEMENTS OF CHANGE IN STOCKHOLDERS EQUITY (DEFICIT)
STATEMENTS OF CASH FLOWS
NOTES TO THE FINANCIAL STATEMENTS
- 2 -
SECURE WINDOW BLINDS, INC.
(A Development Stage Company)
BALANCE SHEETS
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June 30, 2011
(Unaudited)
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December 31, 2010
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|||||||
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ASSETS
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||||||||
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CURRENT ASSETS
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||||||||
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Cash
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$ | 2 | $ | 1 | ||||
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TOTAL ASSETS
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$ | 2 | $ | 1 | ||||
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LIABILITIES AND STOCKHOLDER’S EQUITY (DEFICIT)
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||||||||
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CURRENT LIABILITIES
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Accounts payable and accrued liabilities
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$ | 27,396 | $ | 26,090 | ||||
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Due to related party
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22,255 | 14,645 | ||||||
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TOTAL LIABILITIES
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$ | 49,651 | $ | 40,735 | ||||
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STOCKHOLDER’S EQUITY (DEFICIT )
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||||||||
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Capital stock (Note 3)
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Authorized
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75,000,000 shares of common stock, $0.001 par value,
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Issued and outstanding
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10,620,000 shares of common stock as of June 30, 2011 and December 31, 2010
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10,620 | 10,620 | ||||||
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Additional paid-in capital
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14,880 | 14,880 | ||||||
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Deficit accumulated during the development stage
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(75,149 | ) | (66,234 | ) | ||||
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Total stockholder’s (deficit)
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(49,649 | ) | (40,734 | ) | ||||
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TOTAL LIABILITIES AND STOCKHOLDER’S EQUITY (DEFICIT)
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$ | 2 | $ | 1 | ||||
Going Concern (Note 1)
______________________
Director
The accompanying notes are an integral part of these financial statements
- 3 -
SECURE WINDOW BLINDS, INC.
(A Development Stage Company)
STATEMENTS OF OPERATIONS
(Unaudited)
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Three Months
ended
June 30, 2011
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Three Months
ended
June 30, 2010
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Six Months
ended
June 30, 2011
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Six Months
ended
June 30, 2010
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Cumulative results of operations from November 27, 2006 (date of inception) to June 30, 2011
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||||||||||||||||
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REVENUE
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Revenue
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$ | - | $ | - | $ | - | $ | - | $ | - | ||||||||||
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EXPENSES
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Office and general
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$ | 1,865 | $ | 429 | $ | 1,915 | $ | 930 | $ | 9,234 | ||||||||||
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Professional fees
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3,500 | 3,500 | 7,000 | 7,000 | 65,295 | |||||||||||||||
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Total General &
Administration expenses
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$ | 5,365 | $ | 3,929 | $ | 8,915 | $ | 7,930 | $ | 74,529 | ||||||||||
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OTHER (INCOME) AND EXPENSES
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||||||||||||||||||||
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Exchange Loss
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- | - | - | - | (620 | ) | ||||||||||||||
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Total other Income and (Expenses)
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$ | - | $ | - | $ | - | $ | - | $ | (620 | ) | |||||||||
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NET LOSS
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$ | (5,365 | ) | $ | (3,929 | ) | $ | (8,915 | ) | $ | (7,930 | ) | $ | (75,149 | ) | |||||
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BASIC AND DILUTED NET
LOSS PER COMMON SHARE
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$ | 0.00 | $ | 0.00 | $ | 0.00 | $ | 0.00 | ||||||||
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WEIGHTED AVERAGE
NUMBER OF BASIC AND DILUTED COMMON SHARES OUTSTANDING
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10,620,000 | 10,620,000 | 10,620,000 | 10,620,000 | ||||||||||||
The accompanying notes are an integral part of these financial statements
- 4 -
SECURE WINDOW BLINDS, INC.
(A Development Stage Company)
STATEMENTS OF STOCKHOLDER’S EQUITY (DEFICIT)
From inception November 27, 2006 to June 30, 2011
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(note 3)
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||||||||||||||||||||||||
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Number of shares
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Amount
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Additional Paid in Capital
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Share Subscription Receivable
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Deficit Accumulated During the Development Stage
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Total
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Common stock issued for cash at $0.001 per share
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- December 15, 2006
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7,000,000 | $ | 7,000 | $ | - | $ | - | $ | 7,000 | |||||||||||||||
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- Share Subscription receivable
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- | - | -7,000 | - | -7,000 | |||||||||||||||||||
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Net Loss for the year ended December 31, 2006
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- | - | - | -953 | -953 | |||||||||||||||||||
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Balance, December 31, 2006
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7,000,000 | $ | 7,000 | $ | (7,000 | ) | -953 | -953 | ||||||||||||||||
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Subscription received March 5, 2007
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7,000 | - | 7,000 | |||||||||||||||||||||
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Net Loss the year ended December 31, 2007
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- | - | - | -7,739 | -7,739 | |||||||||||||||||||
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Balance, December 31, 2007
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7,000,000 | $ | 7,000 | $ | - | -8,692 | -1,692 | |||||||||||||||||
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Common shares issued for cash at $0.025 per share
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620,000 | $ | 620 | 14,880 | 15,500 | |||||||||||||||||||
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Common shares issued for cash at $0.001 per share
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3,000,000 | 3,000 | 3,000 | |||||||||||||||||||||
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Net loss for the year ended December 31, 2008
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- | - | - | -16,944 | -16,944 | |||||||||||||||||||
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Balance, December 31, 2008
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10,620,000 | $ | 10,620 | $ | 14,880 | $ | - | $ | (25,636 | ) | $ | (136 | ) | |||||||||||
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Net loss for the year ended December 31, 2009
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-20948 | -20948 | ||||||||||||||||||||||
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Balance December 31, 2009
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10,620,000 | $ | 10,620 | $ | 14,880 | $ | - | $ | (46,584 | ) | $ | (21,084 | ) | |||||||||||
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Net loss for the period ended December 31, 2010
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-19,650 | -19,650 | ||||||||||||||||||||||
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Balance December 31, 2010
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10,620,000 | $ | 10,620 | $ | 14,880 | $ | - | $ | (66,234 | ) | $ | (40,734 | ) | |||||||||||
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Net loss for the period ended June 30, 2011
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-8,915 | -8,915 | ||||||||||||||||||||||
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Balance June 30, 2011 (Unaudited)
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10,620,000 | $ | 10,620 | $ | 14,880 | $ | - | $ | (75,149 | ) | $ | (49,652 | ) | |||||||||||
The accompanying notes are an integral part of these financial statements
- 5 -
SECURE WINDOW BLINDS, INC.
(A Development Stage Company)
STATEMENTS OF CASH FLOWS
(Unaudited)
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Six months ended
June 30, 2011
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Six months
ended June 30, 2010
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From November 27, 2006 (date of inception) to June 30, 2011
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CASH FLOWS FROM OPERATING ACTIVITIES
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Net loss for the period
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$ | (8,915 | ) | $ | (7,930 | ) | $ | (75,149 | ) | |||
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Adjustments to reconcile net loss to net cash used in operating activities
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Increase (decrease) in Accounts payable and accrued liabilities
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1,307 | (2,174 | ) | 27,396 | ||||||||
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NET CASH PROVIDED BY (USED) IN OPERATING ACTIVITIES
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(7,608 | ) | (10,104 | ) | (47,753 | ) | ||||||
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CASH FLOWS FROM INVESTING ACTIVITY
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- | - | - | |||||||||
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CASH FLOWS FROM FINANCING ACTIVITIES
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Increase (decrease) in due to related party
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7,609 | 10,082 | 22,255 | |||||||||
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Proceeds from issuance of common stock
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- | - | 25,500 | |||||||||
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NET CASH PROVIDED BY (USED IN) FINANCING ACTIVITIES
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7,609 | 10,082 | 47,755 | |||||||||
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NET INCREASE (DECREASE) IN CASH
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1 | (22 | ) | 2 | ||||||||
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CASH, BEGINNING OF THE PERIOD
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1 | 22 | - | |||||||||
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CASH, END OF THE PERIOD
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$ | 2 | $ | - | $ | 2 | ||||||
Supplemental cash flow information.
Cash paid for:
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Interest
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$ | - | $ | - | $ | - | ||||||
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Income taxes
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$ | - | $ | - | $ | - | ||||||
The accompanying notes are an integral part of these financial statements
- 6 -
SECURE WINDOW BLINDS, INC.
(A Development Stage Company)
NOTES TO THE FINANCIAL STATEMENTS (Unaudited)
JUNE 30, 2011
NOTE 1 – NATURE OF OPERATIONS AND BASIS OF PRESENTATION
Secure Window Blinds, Inc. (the “Company”) is a private company incorporated on November 27, 2006 under the laws of the State of Nevada and extra-provincially registered under the laws of the Province of Ontario on February 2, 2007. The Company is in the initial development stage and was organized to engage in the business of producing a unique secure window blind. The fiscal year end of the Company is December 31.
Going concern
These financial statements have been prepared assuming the Company will continue as a going concern, which contemplates, among other things, the realization of assets and liabilities in the normal course of business. The Company commenced operations on November 27, 2006 and has not realized revenues since inception. The Company has a deficit accumulated to the period ended June 30, 2011 in the amount of $75,149. The ability of the Company to continue as a going concern is dependent on raising capital to fund its business plan and ultimately to attain profitable operations. Accordingly, these factors raise substantial doubt as to the Company’s ability to continue as a going concern. The Company is funding its initial operations by way of Founders shares. As of June 30, 2011 the Company had issued 10,000,000 founders shares at $0.001 per share for net proceeds of $10,000 to the Company and 620,000 private placement shares at $0.025 per share for net proceeds of $15,500 to the Company.
NOTE 2 – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES
Basis of Presentation
Interim Financial Statements
The accompanying interim unaudited financial statements have been prepared in accordance with generally accepted accounting principles for interim financial information and with the instructions to Form 10-Q and Article 8 of Regulation S-X. Accordingly, they do not include all of the information and footnotes required by generally accepted accounting principles for complete financial statements. In our opinion, all adjustments (consisting of normal recurring accruals) considered necessary for a fair presentation have been included. Operating results for the six months period ended June 30, 2011 is not necessarily indicative of the results that may be expected for the year ending December 31, 2011. For further information, refer to the financial statements and footnotes thereto included in our Form 10-K Report for the fiscal year ended December 31, 2010.
Segmented Reporting
FSAB ASC 280, “Disclosure about Segments of an Enterprise and Related Information”, changed the way public companies report information about segments of their business in their quarterly reports issued to shareholders. It also requires entity-wide disclosures about the products and services the entity provides, the material countries in which it holds assets and reports revenues and its major customers.
For the period ended June 30, 2011, all business operations took place in Ontario, Canada.
- 7 -
SECURE WINDOW BLINDS, INC.
(A Development Stage Company)
NOTES TO THE FINANCIAL STATEMENTS (Unaudited)
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JUNE 30, 2011
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NOTE 2 – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued)
Comprehensive Loss
“Reporting Comprehensive Income,” establishes standards for the reporting and display of comprehensive loss and its components in the financial statements. As at June 30, 2011, the Company has no items that represent a comprehensive loss and, therefore, has not included a schedule of comprehensive loss in the financial statements.
Use of Estimates and Assumptions
Preparation of the financial statements in conformity with generally accepted accounting principles requires management to make estimates and assumptions that affect certain reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of revenues and expenses during the period. Accordingly, actual results could differ from those estimates.
Financial Instruments
All significant financial assets, financial liabilities and equity instruments of the Company are either recognized or disclosed in the financial statements together with other information relevant for making a reasonable assessment of future cash flows, interest rate risk and credit risk. Where practical the fair values of financial assets and financial liabilities have been determined and disclosed; otherwise only available information pertinent to fair value has been disclosed.
Loss per Common Share
Basic earnings (loss) per share includes no dilution and is computed by dividing income (loss) available to common stockholders by the weighted average number of common shares outstanding for the period. Dilutive earnings (loss) per share reflect the potential dilution of securities that could share in the earnings of the Company. Because the Company does not have any potential dilutive securities, the accompanying presentation is only on the basic loss per share.
Income Taxes
The Company follows the liability method of accounting for income taxes. Under this method, deferred tax assets and liabilities are recognized for the future tax consequences attributable to differences between the financial statement carrying amounts of existing assets and liabilities and their respective tax balances and tax loss carry-forwards. Deferred tax assets and liabilities are measured using enacted or substantially enacted tax rates expected to apply to the taxable income in the years in which those differences are expected to be recovered or settled. The effect on deferred tax assets and liabilities of a change in tax rates is recognized in income in the period that includes the date of enactment or substantive enactment.
Reclassifications
Certain reclassifications have been made to prior year amounts to conform to the current period presentation. These reclassifications had no effect on operating results or stockholders’ equity (deficit).
- 8 -
SECURE WINDOW BLINDS, INC.
(A Development Stage Company)
NOTES TO THE FINANCIAL STATEMENT (Unaudited)
JUNE 30, 2011
NOTE 2 – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued)
Stock-based Compensation
The Company follows ASC 718-10, "Stock Compensation", which addresses the accounting for transactions in which an entity exchanges its equity instruments for goods or services, with a primary focus on transactions in which an entity obtains employee services in share-based payment transactions. ASC 718-10 is a revision to SFAS No. 123, "Accounting for Stock-Based Compensation," and supersedes Accounting Principles Board ("APB") Opinion No. 25, "Accounting for Stock Issued to Employees," and its related implementation guidance. ASC 718-10 requires measurement of the cost of employee services received in exchange for an award of equity instruments based on the grant-date fair value of the award (with limited exceptions). Incremental compensation costs arising from subsequent modifications of awards after the grant date must be recognized. The Company has not adopted a stock option plan and has not granted any stock options. As at June 30, 2011 the Company had not adopted a stock option plan nor had it granted any stock options. Accordingly no stock-based compensation has been recorded to date.
Recent Accounting Pronouncements
FASB ASC 105-10, Generally Accepted Accounting Principles (Prior authoritative literature: FASB SFAS No. 165, Subsequent Events (“SFAS 165”), issued May 28, 2009), which establishes general standards of accounting for, and disclosure of, events that occur after the balance sheet date but before financial statements are issued or are available to be issued. FASB ASC 105-10 (SFAS 165) is effective for interim or annual financial periods ending after June 15, 2009. The adoption of FASB ASC 105-10 (SFAS 165) did not have a material effect on the company’s financial position or results of operations.
FASB ASC 105-10-65, The FASB Accounting Standards Codification and the Hierarchy of Generally Accepted Accounting Principles (Prior authoritative literature: FASB SFAS No. 168, The FASB Accounting Standards Codification and the Hierarchy of Generally Accepted Accounting Principles (“SFAS 168”), issued June 2009), establishes the FASB Accounting Standards Codification (the “Codification”) as the single source of authoritative nongovernmental U.S. GAAP. The Codification is effective for interim and annual periods ending after September 15, 2009. The adoption of FASB ASC 105-10-65 (SFAS 168) did not have a material impact on the Company’s financial statements.
In September 2009, the FASB issued guidance now codified as ASC 105, Generally Accepted Accounting Principles as the single source of authoritative accounting principles recognized by the FASB to be applied by nongovernmental entities in the preparation of financial statements in conformity with U.S. GAAP, aside from those issued by the SEC. ASC 105 does not change current U.S. GAAP, but is intended to simplify user access to all authoritative U.S. GAAP by providing all authoritative literature related to a particular topic in one place. The adoption of ASC 105 did not have a material impact on the Company’s financial statements, but did eliminate all references to pre-codification standards.
On February 24, 2010, the FASB issued guidance in the "Subsequent Events" topic of the FASC to provide updates including: (1) requiring the company to evaluate subsequent events through the date in which the financial statements are issued; (2) amending the glossary of the "Subsequent Events" topic to include the definition of "SEC filer" and exclude the definition of "Public entity"; and (3) eliminating the requirement to disclose the date through which subsequent events have been evaluated. This guidance was prospectively effective upon issuance. The adoption of this guidance did not impact the Company's results of operations of financial condition.
- 9 -
SECURE WINDOW BLINDS, INC.
(A Development Stage Company)
NOTES TO THE FINANCIAL STATEMENTS (Unaudited)
JUNE 30, 2011
The Company has implemented all new accounting pronouncements that are in effect and that may impact its financial statements and does not believe that there are any other new accounting pronouncements that have been issued that might have a material impact on its financial position or results of operations.
NOTE 3 – STOCKHOLDERS’ EQUITY
The stockholders’ equity section of the Company contains the following classes of Capital Stock as of June 30, 2011:
Common stock, $0.001 par value: 75,000,000 shares authorized: 10,620,000 shares issued and outstanding
On December 15, 2006, the Company issued 7,000,000 common shares at $0.001 per share to the sole director and President of the Company for cash proceeds of $7,000.
On May 12, 2008, the Company issued 3,000,000 common shares at $0.001 per share to the sole director and President of the Company for cash proceeds of $3,000.
From September to August, 2008, the Company issued 620,000 shares private placement stock at $0.025 per share for net proceeds to the company of $15,500.
NOTE 4 – RELATED PARTY TRANSACTIONS
On December 15, 2006 the Company issued 7,000,000 shares of common stock at $0.001 per share to its sole director and President of the Company for cash proceeds of $7,000. On May 12, 2008 the Company issued 3,000,000 shares of common stock at $0.001 per share to its sole director and President of the Company for cash proceeds of $3,000. As at June 30, 2011 the Company has a shareholders loan in the amount of $22,255 owed to the President of the Company. The amounts due to the related party are unsecured and non interest-bearing with no set terms of repayment.
NOTE 5– INCOME TAXES
The Company has adopted the FASB for reporting purposed. As of June 30, 2011 the Company had net operating loss carry forwards of approximately $75,149 that may be available to reduce future years’ taxable income and will expire beginning in 2026. Availability of loss usage is subject to change of ownership limitations under Internal Revenue Code 382. Future tax benefits which December arise as a result of these losses have not been recognized in these financial statements, as their realization is determined not likely to occur and accordingly, the Company has recorded a valuation allowance for the future tax loss carryforwards.
- 10 -
ITEM 2: MANAGEMENT DISCUSSION AND ANALYSIS OR PLAN OF OPERATION
Overview
Secure Window Blinds, Inc. (“Secure Window Blinds” the “Company,” “we,” “us”) is a development stage company, incorporated on November 27, 2006, in the State of Nevada. We intend to offer a unique window blind system, which, in addition to having all the functionality of an ordinary venetian blind, it will also be a home security device by making any window impenetrable.
We did not generate any revenue during the quarter ended June 30, 2011.
Total expenses for the three months ending June 30 2011 were $5,365 resulting in an operating loss for the fiscal quarter of $5,365. The operating loss for the three month period ending June 30, 2011 is a result of professional fees of $3,500, office and general expenses of $1,865.
As of June 30, 2011 our President has advanced $22,255 to the Company. This amount is unsecured, non-interest bearing and without specific terms of repayment.
As at June 30, 2011 we had $2 available in cash and accounts payable of $27,396.
Our auditors have issued a going concern opinion. This means that there is substantial doubt that we can continue as an ongoing business for the next twelve months unless we obtain additional capital to pay our bills. Additional capital is required because we have not generated any revenues and no revenues are anticipated until we begin operations. Accordingly, we must raise cash and our only sources of cash at this time are advances from our officer and director and investments made by others through sale of our common equity or from operating loans.
We expect that our current cash and cash equivalents and cash generated from financing activities will be insufficient to satisfy our liquidity requirements for the next 12 months. We will also be incurring professional and administrative expenses as well expenses associated with maintaining our SEC filings. We will require additional funds during this time and will seek to raise the necessary additional capital. If we are unable to obtain additional financing, we may be required to reduce the scope of our business development activities, which could harm our business plans, financial condition and operating results. Additional funding may not be available on favorable terms, if at all.
Plan of Operation
In our initial stage of operation we plan to build a manual secure blind prototype that will demonstrate the products features and functions. If sufficient financing is available we also plan to develop a motorized version of the window blind which could possibility be integrated into home alarm and security systems. The cost of product development is estimated at $27,000.
Once the prototypes have been built, we then intend to arrange for a suitable location from which to manufacture our window blinds and then purchase the necessary material and machinery to cut and paint the slats. The cost of the required machinery will be approximately $15,000.
Once our product is ready for manufacturing we will initiate our marketing campaign. We intend to market our window blinds using an Internet website to showcase the products and establish a sales portal. The marking plan also includes contacting and negotiating exclusive partnerships with home security and insurance companies; attend trade shows; distribute flyers and place advertisements in newspapers and magazines. Our sales and marketing activity is anticipated to cost approximately $30,000. We do not expect to be hiring any employees until the prototypes have been developed and the window blind has been made.
- 11 -
Off Balance Sheet Arrangements
As of the date of this quarterly report, the current funds available to the Company will not be sufficient to continue operations. The cost to maintain the Company and begin operations has been estimated at $72,000 over the next twelve months and the cost of maintaining our reporting status is estimated to be $15,000 over the same period. Our officer and director, Mr. Pizzacalla has undertaken to provide the Company with operating capital to sustain our business during this twelve month period, as the expenses are incurred, in the form of a non-secured loan. However, there is no contract in place or written agreement securing this undertaking. Management believes if the Company cannot raise sufficient revenues or maintain our reporting status with the SEC we will have to cease all efforts directed towards the Company.
There are no other off-balance sheet arrangements currently contemplated by management or in place that are reasonably likely to have future effect on the business, financial condition, revenue or expenses and/or result of operations.
ITEM 3. QUALITATIVE AND QUANTITATIVE DISCLOSURES ABOUT MARKET RISK
We are a smaller reporting company as defined by Rule 12b-2 of the Securities Act of 1934 and are not required to provide the information under this item.
Item 4. Controls and Procedures
Based upon an evaluation of the effectiveness of our disclosure controls and procedures as defined in Rule 13a-15(e) promulgated under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), our Principle Executive Officer and our Principal Financial Officer concluded that, as of June 30, 2011, our disclosure controls and procedures were effective in ensuring that material information required to be disclosed in the reports that we file or submit under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Securities and Exchange Commission's rules and forms, including ensuring that such material information is accumulated and communicated to our Chief Executive Officer and our Principal Financial Officer, as appropriate to allow timely decisions regarding required disclosure.
There were no changes in the Company’s internal controls over financial reporting during the most recently completed fiscal quarter that have materially affected or are reasonably likely to materially affect the Company’s internal control over financial reporting.
- 12 -
PART II. OTHER INFORMATION
ITEM 1. LEGAL PROCEEDINGS
The Company is not a party to any pending legal proceedings, and no such proceedings are known to be contemplated.
No director, officer, or affiliate of the Company and no owner of record or beneficial owner of more than 5.0% of the securities of the Company, or any associate of any such director, officer or security holder is a party adverse to the Company or has a material interest adverse to the Company in reference to pending litigation.
ITEM 1A. RISK FACTORS
We are a smaller reporting company as defined by Rule 12b-2 of the Securities Act of 1934 and are not required to provide the information under this item.
ITEM 2. UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS
None.
ITEM 3. DEFAULTS UPON SENIOR SECURITIES
None.
ITEM 4. SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS
None.
ITEM 5. OTHER INFORMATION
None
ITEM 6. EXHIBITS
31.1 Rule 13(a)-14(a)/15(d)-14(a) Certification of Chief Executive Officer
31.2 Rule 13(a)-14(a)/15(d)-14(a) Certification of Chief Financial Officer *
32.1 Section 1350 Certification of Chief Executive Officer
32.2 Section 1350 Certification of Chief Financial Officer **
101.LAB***XBRL Taxonomy Extension Label Linkbase
101.PRE***XBRL Taxonomy Extension Presentation Linkbase
101.INS***XBRL Instance Document
101.SCH***XBRL Taxonomy Extension Schema
101.CAL***XBRL Taxonomy Extension Calculation Linkbase
101.DEF***XBRL Taxonomy Extension Definition Linkbase
* Included in Exhibit 31.1
** Included in Exhibit 32.1
***Includes the following materials contained in this Quarterly Report on Form 10-Q for the quarter ended June 30, 2011 formatted in XBRL (eXtensible Business Reporting Language): (i) the Balance Sheets, (ii) the Statements of Operations, (iii) the Statements of Changes in Equity, (iv) the Statements of Cash Flows, and (v) Notes.
- 13 -
SIGNATURES
Pursuant to the requirements of the Exchange Act or 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Secure Window Blinds, Inc.
BY: /s/ Anthony Pizzacalla
Anthony Pizzacalla
President, Secretary Treasurer, Principal Executive Officer,
Principal Financial Officer and Director
Dated: August 17, 2011
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