Attached files
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| EXCEL - IDEA: XBRL DOCUMENT - ATEL CAPITAL EQUIPMENT FUND IX LLC | Financial_Report.xls |
Form 10-Q/A
(Amendment No. 1)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
ý Quarterly Report Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934.
For the quarterly period ended June 30, 2011
o Transition Report Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934.
For the transition period from to
Commission File number 000-50210
ATEL Capital Equipment Fund IX, LLC
(Exact name of registrant as specified in its charter)
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California
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94-3375584
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(State or other jurisdiction of
Incorporation or organization)
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(I. R. S. Employer
Identification No.)
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600 California Street, 6th Floor, San Francisco, California 94108-2733
(Address of principal executive offices)
Registrant’s telephone number, including area code (415) 989-8800
Securities registered pursuant to section 12(b) of the Act: None
Securities registered pursuant to section 12(g) of the Act: Limited Liability Company Units
Indicate by a check mark whether the registrant (1) has filed all reports required to be filed by section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes ý No o
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files).
Yes ý No o
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See definition of “accelerated filer, large accelerated filer and smaller reporting company” in Rule 12b-2 of the Exchange Act.
| Large accelerated filer | Accelerated filer | Non-accelerated filer | Smaller reporting company ý |
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Act). Yes o No ý
The number of Limited Liability Company Units outstanding as of July 31, 2011 was 12,055,016.
DOCUMENTS INCORPORATED BY REFERENCE
None.
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Explanatory Note
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The purpose of this Amendment No. 1 to the Registrant’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2011, filed with the Securities and Exchange Commission on August 10, 2011 (the “Form 10-Q”), is solely to replace, and supersede in its entirety, Exhibit 101 to the Form 10-Q, in order to correct technical errors made by a third party vendor in the production of interactive data initially filed as Exhibit 101 to the Form 10-Q. Exhibit 101 provides the financial statements and related notes taken from the Form 10-Q and formatted in XBRL (Extensible Business Reporting Language).
No changes have been made to the Form 10-Q or any Exhibit to the Form 10-Q other than Exhibit 101. This Amendment No. 1 to the Form 10-Q speaks as of the original filing date of the Form 10-Q, does not reflect events that may have occurred subsequent to the original filing date, and does not modify or update in any way disclosures made in the original Form 10-Q.
ITEM 6. Exhibits
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31.1*
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Certification of Chief Executive Officer Pursuant to Rule 13a-15(e) / Rule 15d-15(e)
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31.2*
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Certification of Chief Financial Officer Pursuant to Rule 13a-14(a) / Rule 15(e)/15d-15(e)
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32.1*
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Certification of Chief Executive Officer Pursuant to 18 U.S.C. Section 1350, as adopted by Section 906 of the Sarbanes-Oxley Act of 2002
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32.2*
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Certification of Chief Financial Officer Pursuant to 18 U.S.C. Section 1350, as adopted by Section 906 of the Sarbanes-Oxley Act of 2002
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101.INS**
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XBRL Instance Document
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101.SCH**
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XBRL Taxonomy Extension Schema Document
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101.CAL**
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XBRL Taxonomy Extension Calculation Linkbase Document
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101.LAB**
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XBRL Taxonomy Extension Label Linkbase Document
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101.PRE**
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XBRL Taxonomy Extension Presentation Linkbase Document
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101.DEF**
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XBRL Definition Link Document
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*
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Filed as an Exhibit to our original report on form 10-Q filed August 10, 2011
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**
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Furnished herewith
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2
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Date: August 12, 2011
ATEL CAPITAL EQUIPMENT FUND IX, LLC
(Registrant)
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By:
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ATEL Financial Services, LLC
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Managing Member of Registrant
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/s/ Dean L. Cash
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Dean L. Cash
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Chairman of the Board, President and Chief Executive Officer of ATEL Financial Services, LLC
(Managing Member)
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/s/ Paritosh K. Choksi
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Paritosh K. Choksi
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Director, Executive Vice President and Chief Financial Officer and Chief Operating Officer of ATEL Financial Services, LLC (Managing Member)
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/s/ Samuel Schussler
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Samuel Schussler
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Vice President and Chief Accounting Officer of
ATEL Financial Services, LLC (Managing Member)
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