Attached files
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| EXCEL - IDEA: XBRL DOCUMENT - Harbin Electric, Inc | Financial_Report.xls |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 10-Q/A
(Amendment No. 1)
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QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934
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For the quarterly period ended June 30, 2011
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TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934
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For the transition period from ________ to ________
Commission file number 000-51006
HARBIN ELECTRIC, INC.
(Exact name of registrant as specified in its charter)
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Nevada
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98-0403396
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(State or other jurisdiction of incorporation or organization)
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(I.R.S. Employer Identification Number)
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No. 9 Ha Ping Xi Lu, Ha Ping Lu Ji Zhong Qu
Harbin Kai Fa Qu, Harbin, People’s Republic of China 150060
(Address of principal executive offices) (Zip Code)
Telephone: 86-451-86116757
(Registrant’s telephone number, including area code)
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934, during the past 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes x No o
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes x No o
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See definition of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.
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Large accelerated filer o
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Accelerated filer x
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Non-accelerated filer (Do not check if a smaller reporting company) o
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Smaller reporting company o
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Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes o No x
APPLICABLE ONLY TO CORPORATE ISSUERS
State the number of shares outstanding of each of the issuer’s classes of common equity, as of August 9, 2011: 31,434,168 shares of common stock, par value $0.00001 per share.
Explanatory Note
The sole purpose of this Amendment No. 1 to Harbin Electric, Inc.’s Quarterly Report on Form 10-Q (the “Form 10-Q”) for the quarterly period ended June 30, 2011, as filed with the Securities and Exchange Commission on August 9, 2011, is to furnish Exhibit 101.1 to the Form 10-Q in accordance with Rule 405 of Regulation S-T. Exhibit 101.1 provides the financial statements and related notes from the Form 10-Q formatted in XBRL (eXtensible Business Reporting Language).
No other changes have been made to the Form 10-Q. This Amendment No. 1 to the Form 10-Q does not reflect events that may have occurred subsequent to the original filing date, and does not modify or update in any way the disclosures made in the original Form 10-Q.
Pursuant to Rule 406T of Regulation S-T, the interactive files on Exhibit 101.1 hereto are deemed not filed or part of a registration statement or prospectus for purposes of Sections 11 or 12 of the Securities Act of 1933, as amended, are deemed not filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and otherwise are not subject to liability under those sections.
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Item 6.
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Exhibits
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Exhibits:
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Exhibit Number
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Description
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Method of Filing
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2.1
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Agreement and Plan of Merger dated June 19, 2011, by and between the Company, Tech Full Electric Company Limited and Tech Full Electric Acquisition, Inc.
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Filed as Exhibit 2.1 to the current report on Form 8-K filed with the Commission on June 20, 2011 and incorporated herein by reference.
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10.1
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Voting Support Agreement, dated June 19, 2011, by and between Tech Full Electric Company Limited and certain stockholders of the Company.
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Filed as Exhibit 10.1 to the current report on Form 8-K filed with the Commission on June 20, 2011 and incorporated herein by reference.
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10.2
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Limited Guarantee dated June 19, 2011, by and between Mr. Tianfu Yang, Abax Global Opportunities Fund, AGC Asia 5 Ltd. and Prosper Expand Ltd. in favor of the Company.
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Filed as Exhibit 10.2 to the current report on Form 8-K filed with the Commission on June 20, 2011 and incorporated herein by reference.
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31.1
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Certification by the Chief Executive Officer pursuant to Rule 13a-14(a) or 15d-14(a)
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Filed as an exhibit to the original Form 10-Q for the quarterly period ended June 30, 2011, filed August 9, 2011.
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31.2
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Certification by the Chief Financial Officer pursuant to Rule 13a-14(a) or 15d-14(a)
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Filed as an exhibit to the original Form 10-Q for the quarterly period ended June 30, 2011, filed August 9, 2011.
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32.1
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Certification of the Chief Executive Officer and the Chief Financial Officer pursuant 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
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Filed as an exhibit to the original Form 10-Q for the quarterly period ended June 30, 2011, filed August 9, 2011.
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101.1
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The following financial statements from Harbin Electric, Inc.’s Quarterly Report on Form 10-Q for the quarterly period ended June 30, 2011 formatted in XBRL (eXtensible Business Reporting Language): (i) the Consolidated Balance Sheets; (ii) the Consolidated Statements of Operations and Other Comprehensive Income (Loss); (iii) the Consolidated Statements of Changes in Equity; (iv) the Consolidated Statements of Cash Flows; and (vi) the Notes to Consolidated Financial Statements, tagged as blocks of text.
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Filed herewith.
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Signature
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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Harbin Electric, Inc.
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Date: August 11, 2011
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By:
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/s/ Tianfu Yang
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Tianfu Yang
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Chief Executive Officer, Director and Chairman of the Board
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(Principal Executive Officer)
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Date: August 11, 2011
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By:
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/s/ Zedong Xu
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Zedong Xu
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Chief Financial Officer
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(Principal Financial and Accounting Officer)
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