Attached files
file | filename |
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EX-31.2 - SECTION 302 CFO CERTIFICATION - Horizon Lines, Inc. | dex312.htm |
EX-31.1 - SECTION 302 CEO CERTIFICATION - Horizon Lines, Inc. | dex311.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 10-K/A
Amendment No. 1
(Mark one)
x | Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 |
For the fiscal year ended December 26, 2010
OR
¨ | Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 |
For the transition period from to
Commission File Number 001-32627
HORIZON LINES, INC.
(Exact name of registrant as specified in its charter)
Delaware | 74-3123672 | |
(State or other jurisdiction of incorporation or organization) |
(I.R.S. Employer Identification No.) |
4064 Colony Road, Suite 200, Charlotte, North Carolina 28211
(Address of principal executive offices)
(704) 973-7000
(Registrants telephone number, including area code)
NOT APPLICABLE
(Former name, former address and former fiscal year, if changed since last report)
Securities registered pursuant to Section 12 (b) of the Act:
Title of each class |
Name of each exchange on which registered | |
Common stock, par value $0.01 per share | New York Stock Exchange |
Securities registered pursuant to Section 12 (g) of the Act: None
Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. Yes ¨ No x
Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15 (d) of the Act. Yes ¨ No x
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such a period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes x No ¨
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate website, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§ 232.405 of this chapter) during the preceding 12 months (or for shorter period that the registrant was required to submit and post such files). Yes ¨ No ¨
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K (229.405) of this chapter) is not contained herein, and will not be contained, to the best of the registrants knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K ¨
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of large accelerated filer, accelerated filer and smaller reporting company in Rule 12b-2 of the Exchange Act. (Check one):
Large accelerated filer | ¨ | Accelerated filer | x | |||
Non-accelerated filer | ¨ (Do not check if a smaller reporting company) | Smaller reporting company | ¨ |
Indicate by check mark whether the Registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes ¨ No x
As of July 25, 2011, 30,906,540 shares of common stock, par value $.01 per share, were outstanding.
DOCUMENTS INCORPORATED BY REFERENCE
None
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EXPLANATORY NOTE
This Amendment No. 1 to the Annual Report on Form 10-K for the fiscal year ended December 26, 2010 of Horizon Lines, Inc. (the Company), filed with the U.S. Securities and Exchange Commission on March 28, 2011 (the Form 10-K), is being filed to include the certifications required by Section 302 of the Sarbanes-Oxlely Act of 2002, amended to conform with the requirements of Rule 13a-15(f) and Rule 15d-15(f) of the Exchange Act.
Except as set forth above, no other changes have been made to the Form 10-K, and this Amendment No. 1 does not amend, update or change any other items or disclosure found in the Form 10-K. Further, this Amendment No. 1 does not reflect events that may have occurred after the filing of the Form 10-K.
Part IV
Item 15. Exhibits and Financial Statement Schedules
31.1 | Certification of Chief Executive Officer pursuant to Rules 13a-14 and 15d-14, as adopted pursuant to Section 302 of Sarbanes-Oxley Act of 2002. | |
31.2 | Certification of Chief Financial Officer pursuant to Rules 13a-14 and 15d-14, as adopted pursuant to Section 302 of Sarbanes-Oxley Act of 2002. |
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SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrants have duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized, on the 28th day of July 2011.
HORIZON LINES, INC. | ||
By: | /s/ STEPHEN H. FRASER | |
Stephen H. Fraser President and Chief Executive Officer |
Pursuant to the requirements of the Securities and Exchange Act of 1934, this report has been signed below by the following persons on behalf of the Registrants and in the capacities and on the 28th day of July 2011.
Signature |
Title | |
/s/ STEPHEN H. FRASER |
President and Chief Executive Officer | |
Stephen H. Fraser | (Principal Executive Officer) | |
/s/ MICHAEL T. AVARA |
Executive Vice President and Chief Financial | |
Michael T. Avara | Officer (Principal Financial Officer and Principal Accounting Officer) | |
/s/ ALEX J. MANDL |
Chairman of the Board and Director | |
Alex J. Mandl | ||
/s/ JAMES G. CAMERON |
Director | |
James G. Cameron | ||
/s/ VERNON E. CLARK |
Director | |
Vernon E. Clark | ||
/s/ WILLIAM J. FLYNN |
Director | |
William J. Flynn | ||
/s/ BOBBY J. GRIFFIN |
Director | |
Bobby J. Griffin | ||
/s/ NORMAN Y. MINETA |
Director | |
Norman Y. Mineta | ||
/s/ THOMAS P. STORRS |
Director | |
Thomas P. Storrs |
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