Attached files
| file | filename |
|---|---|
| 8-K - CURRENT REPORT - REGIONAL BANK HOLDERS SM TRUST | ss123031_8k.htm |
|
PROSPECTUS SUPPLEMENT
(To Prospectus dated March 15, 2011)
|
EXHIBIT 99.1
REGISTRATION NO. 333-36480
|
1,000,000,000 Depositary Receipts
Regional Bank HOLDRS (SM) Trust
This prospectus supplement supplements information contained in the prospectus dated March 15, 2011 relating to the sale of up to 1,000,000,000 depositary receipts by Regional Bank HOLDRS (SM) Trust.
The share amounts specified in the table in the “Highlights of Regional Bank HOLDRS” section of the base prospectus shall be replaced with the following:
|
Name of Company
|
Ticker
|
Share
Amounts
|
Primary
Trading
Market
|
||||
|
Bank of America Corporation
|
BAC
|
27.7650
|
NYSE
|
||||
| Bank of Montreal1 | BMO | 0.7542 | NYSE | ||||
|
The Bank of New York Mellon Corporation
|
BK
|
14.0000
|
NYSE
|
||||
|
BB&T Corporation
|
BBT
|
10.0000
|
NYSE
|
||||
|
Comerica Incorporated
|
CMA
|
5.0000
|
NYSE
|
||||
|
Fifth Third Bancorp
|
FITB
|
13.5000
|
NASDAQ GS
|
||||
|
JPMorgan Chase & Co
|
JPM
|
43.5600
|
NYSE
|
||||
|
KeyCorp
|
KEY
|
13.0000
|
NYSE
|
||||
|
Northern Trust Corporation
|
NTRS
|
7.0000
|
NASDAQ GS
|
||||
|
Piper Jaffray Companies
|
PJC
|
0.5683
|
NYSE
|
||||
|
PNC Financial Services Group, Inc.
|
PNC
|
9.7056
|
NYSE
|
||||
|
Regions Financial Corporation
|
RF
|
9.5688
|
NYSE
|
||||
|
State Street Corporation
|
STT
|
10.0000
|
NYSE
|
||||
|
SunTrust Banks, Inc.
|
STI
|
9.0000
|
NYSE
|
||||
|
Synovus Financial Corp.
|
SNV
|
8.0000
|
NYSE
|
||||
|
U.S. Bancorp
|
USB
|
56.8300
|
NYSE
|
||||
|
Wells Fargo & Company
|
WFC
|
56.1631
|
NYSE
|
||||
1 On July 5, 2011, the merger of Marshall & Ilsley Corporation with Bank of Montreal became effective. As a result, Bank of Montreal will replace Marshall & Ilsley Corporation as an underlying constituent of the Regional Bank HOLDRS Trust. In connection with the merger, Marshall & Ilsley Corporation shareholders will receive 0.1257 shares of Bank of Montreal for each share of Marshall & Ilsley Corporation. The Bank of New York Mellon will receive 0.7542 shares of Bank of Montreal for the six shares of Marshall & Ilsley Corporation per 100 share round-lot of Regional Bank HOLDRS that it had held prior to the merger. Effective July 6, 2011, 0.7542 shares of Bank of Montreal will be required for creations/cancellations per 100 share round-lot of Regional Bank HOLDRS instead of six shares of Marshall & Ilsley Corporation.
The share amounts listed in the table above reflect all previous stock splits, dividends and business combination transactions.
The date of this prospectus supplement is July 12, 2011.