GATX CORP - FORM 10-Q/A - July 5, 2011

Attached files

file filename
EX-10.1 - EX-10.1 - GATX CORPc65328exv10w1.htm
EX-31.A - EX-31.A - GATX CORPc65328exv31wa.htm
EX-31.B - EX-31.B - GATX CORPc65328exv31wb.htm
Table of Contents

 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 10-Q/A
(Amendment No. 1)
     
þ   QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
For the quarterly period ended March 31, 2011
or
     
o   TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Commission File Number: 1-2328
GATX Corporation
(Exact name of registrant as specified in its charter)
     
New York   36-1124040
(State of incorporation)   (I.R.S. Employer Identification No.)
222 West Adams Street
Chicago, Illinois 60606-5314
(Address of principal executive offices, including zip code)
(312) 621-6200
(Registrant’s telephone number, including area code)
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes þ No o
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes þ No o
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company (as defined in Rule 12b-2 of the Exchange Act).
þ Large accelerated filer o Accelerated filer o Non-accelerated filer 
(Do not check if a smaller reporting company)		 o Smaller reporting company
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes o No þ
As of March 31, 2011, 46.4 million common shares were outstanding.
 
 

 

 

GATX CORPORATION
FORM 10-Q/A
QUARTERLY REPORT FOR THE PERIOD ENDED March 31, 2011
INDEX
         
    Page No.  
    1  
 
        
Part II — OTHER INFORMATION
 
        
    2  
 
        
    3  
 
        
    4  
 EX-10.1
 EX-31.A
 EX-31.B

 

Table of Contents

EXPLANATORY NOTE
     This Amendment No. 1 (this “Amendment”) on Form 10-Q/A amends the quarterly report on Form 10-Q of GATX Corporation (the “Company”) for the period ended March 31, 2011, as filed with the Securities and Exchange Commission (the “Commission”) on April 27, 2011 (the “Form 10-Q”). No revisions are being made to the Company’s financial statements and, except as described below, this Amendment does not reflect events occurring after the filing of the Form 10-Q, or modify or update those disclosures that may be affected by subsequent events, and no other changes are being made to any other disclosure contained in the Form 10-Q.
     This Amendment is an exhibit-only filing in response to comments received from the Commission staff regarding a request for confidential treatment of certain portions of Exhibit 10.1 originally filed with the Form 10-Q. This Amendment is being filed solely to re-file Exhibit 10.1. Except for the changes to Exhibit 10.1, this Amendment does not otherwise update any exhibits as originally filed or previously amended.
     In addition, as required by Rule 12b-15 under the Securities Exchange Act of 1934, as amended, new certifications by our principal executive officer and principal financial officer are filed herewith as exhibits to this Amendment.

 

Table of Contents

PART II — OTHER INFORMATION
Item 6. Exhibits
Exhibits:
Reference is made to the exhibit index which is included herewith and is incorporated by reference hereto.
SIGNATURE
     Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
         
  GATX CORPORATION
            (Registrant)
 		  
  /s/ Robert C. Lyons    
  Robert C. Lyons   
  Senior Vice President and Chief Financial Officer (Duly Authorized Officer)   
 
Date: July 5, 2011

 

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EXHIBIT INDEX
     
Exhibit    
Number   Exhibit Description
 
  Filed with this Report:
10.1
  Supply Agreement by and between GATX Corporation, as Buyer, and Trinity Rail Group, LLC, as Seller, dated March 14, 2011. (Note: Portions of this document have been omitted pursuant to a Request for Confidential Treatment filed with the Securities and Exchange Commission.)
31A.
  Certification Pursuant to Exchange Act Rule 13a-14(a) and Rule 15d-14(a) (CEO Certification).
31B.
  Certification Pursuant to Exchange Act Rule 13a-14(a) and Rule 15d-14(a) (CFO Certification).

 

GATX CORP Reports