Attached files

file filename
EX-31.4 - SECTION 302 CERT/COMEY/10-K/YEAR ENDED 9/30/03 - MACC PEI LIQUIDATING TRUSTexh314_062211.htm
EX-31.9 - SECTION 302 CERT/SCHRDOER/10Q/QTR ENDED 6/30/04 - MACC PEI LIQUIDATING TRUSTexh319_062211.htm
EX-31.7 - SECTION 302 CERT/SCHRODER/10Q/QTR ENDED 3/31/04 - MACC PEI LIQUIDATING TRUSTexh317_062211.htm
EX-31.6 - SECTION 302 CERT/COMEY/10Q/QTR ENDED 12/31/03 - MACC PEI LIQUIDATING TRUSTexh316_062211.htm
EX-31.8 - SECTION 302 CERT/COMEY/10Q/QTR ENDED 3/31/04 - MACC PEI LIQUIDATING TRUSTexh318_062211.htm
EX-31.1 - SECTION 302 CERT/SCHRODER/10Q/QTR ENDED 6/30/03 - MACC PEI LIQUIDATING TRUSTexh311_062211.htm
EX-31.3 - SECTION 302 CERT/SCHRODER/10K/YEAR ENDED 9/30/03 - MACC PEI LIQUIDATING TRUSTexh313_062211.htm
EX-31.5 - SECTION 302 CERT/SCHRODER/10Q/QTR ENDED 12/31/03 - MACC PEI LIQUIDATING TRUSTexh315_062211.htm
EX-31.10 - SECTION 302 CERT/COMEY/10Q/QTR ENDED 6/30/04 - MACC PEI LIQUIDATING TRUSTexh3110_062211.htm
EX-31.18 - SECTION 302 CERT/COMEY/10KA/YEAR ENDED 9/30/04 - MACC PEI LIQUIDATING TRUSTexh3118_062211.htm
EX-31.13 - SECTION 302 CERT/SCHRODER/10Q/QTR ENDED 12/31/04 - MACC PEI LIQUIDATING TRUSTexh3113_062211.htm
EX-31.12 - SECTION 302 CERT/COMEY/10K/YEAR ENDED 9/30/04 - MACC PEI LIQUIDATING TRUSTexh3112_062211.htm
EX-31.14 - SECTION 302 CERT/COMEY/10Q/QTR ENDED 12/31/04 - MACC PEI LIQUIDATING TRUSTexh3114_062211.htm
EX-31.23 - SECTION 302 CERT/SCHRODER/10Q/QTR ENDED 12/31/05 - MACC PEI LIQUIDATING TRUSTexh3123_062211.htm
EX-31.17 - SECTION 302 CERT/SCHRODER/10KA/YEAR ENDED 9/30/04 - MACC PEI LIQUIDATING TRUSTexh3117_062211.htm
EX-31.15 - SECTION 302 CERT/SCHRODER/10Q/QTR ENDED 3/31/05 - MACC PEI LIQUIDATING TRUSTexh3115_062211.htm
EX-31.20 - SECTION 302 CERT/COMEY/10Q/QTR ENDED 6/30/05 - MACC PEI LIQUIDATING TRUSTexh3120_062211.htm
EX-31.19 - SECTION 302 CERT//SCHRODER/10Q/QTR ENDED 6/30/05 - MACC PEI LIQUIDATING TRUSTexh3119_062211.htm
EX-31.21 - SECTION 302 CERT/SCHRODER/10K/YEAR ENDED 9/30/05 - MACC PEI LIQUIDATING TRUSTexh3121_062211.htm
EX-31.16 - SECTION 302 CERT/COMEY/10Q/QTR ENDED 3/31/05 - MACC PEI LIQUIDATING TRUSTexh3116_062211.htm
EX-31.24 - SECTION 302 CERT/COMEY/10Q/QTR ENDED 12/31/05 - MACC PEI LIQUIDATING TRUSTexh3124_062211.htm
EX-31.34 - SECTION 302 CERT/COMEY/10Q/QTR ENDED 3/31/07 - MACC PEI LIQUIDATING TRUSTexh3134_062211.htm
EX-31.35 - SECTION 302 CERT/SCHRODER/10Q/QTR ENDED 6/30/07 - MACC PEI LIQUIDATING TRUSTexh3135_062211.htm
EX-31.27 - SECTION 302 CERT/SCHRODER/10Q/QTR ENDED 6/30/06 - MACC PEI LIQUIDATING TRUSTexh3127_062211.htm
EX-31.29 - SECTION 302 CERT/SCHRODER/10K/YEAR ENDED 9/30/06 - MACC PEI LIQUIDATING TRUSTexh3129_062211.htm
EX-31.36 - SECTION 302 CERT/COMEY/10Q/QTR ENDED 6/30/07 - MACC PEI LIQUIDATING TRUSTexh3136_062211.htm
EX-31.69 - SECTION 302 CERT/SCHRODER/10K/YEAR ENDED 9/30/10 - MACC PEI LIQUIDATING TRUSTexh3169_062211.htm
EX-31.70 - SECTION 302 CERT/COMEY/10K/YEAR ENDED 9/30/10 - MACC PEI LIQUIDATING TRUSTexh3170_062211.htm
EX-31.41 - SECTION 302 CERT/SCHRODER/10Q/QTR ENDED 3/31/08 - MACC PEI LIQUIDATING TRUSTexh3141_062211.htm
EX-31.63 - SECTION 302 CERT/SCHRODER/10Q/QTR ENDED 6/30/10 - MACC PEI LIQUIDATING TRUSTexh6163_062211.htm
EX-31.60 - SECTION 302 CERT/COMEY/10Q/QTR ENDED 3/31/10 - MACC PEI LIQUIDATING TRUSTexh3160_062211.htm
EX-31.44 - SECTION 302 CERT/COMEY/10Q/QTR ENDED 6/30/08 - MACC PEI LIQUIDATING TRUSTexh3144_062211.htm
EX-31.58 - SECTION 302 CERT/COMEY/10Q/QTR ENDED 12/31/09 - MACC PEI LIQUIDATING TRUSTexh3158_062211.htm
EX-31.42 - SECTION 302 CERT/COMEY/10Q/QTR ENDED 3/31/08 - MACC PEI LIQUIDATING TRUSTexh3142_062211.htm
EX-31.54 - SECTION 302 CERT/COMEY/10Q/QTR ENDED 6/30/09 - MACC PEI LIQUIDATING TRUSTexh3154_062211.htm
EX-31.53 - SECTION 302 CERT/SCHRODER/10Q/QTR ENDED 6/30/09 - MACC PEI LIQUIDATING TRUSTexh3153_062211.htm
EX-31.30 - SECTION 302 CERT/COMEY/10K/YEAR ENDED 9/30/06 - MACC PEI LIQUIDATING TRUSTexh3130_062211.htm
EX-31.40 - SECTION 302 CERT/COMEY/10Q/QTR ENDED 12/31/07 - MACC PEI LIQUIDATING TRUSTexh3140_062211.htm
EX-31.61 - SECTION 302 CERT/SCHRODER/10QA/QTR ENDED 12/31/09 - MACC PEI LIQUIDATING TRUSTexh3161_062211.htm
EX-31.57 - SECTION 302 CERT/SCHRODER/10Q/QTR ENDED 12/31/09 - MACC PEI LIQUIDATING TRUSTexh3157_062211.htm
EX-31.32 - SECTION 302 CERT/COMEY/10Q/QTR ENDED 12/30/06 - MACC PEI LIQUIDATING TRUSTexh3132_062211.htm
EX-31.49 - SECTION 302 CERT/SCHRODER/10QA/QTR ENDED 12/31/08 - MACC PEI LIQUIDATING TRUSTexh3149_062211.htm
EX-31.52 - SECTION 302 CERT/COMEY/10Q/QTR ENDED 3/31/09 - MACC PEI LIQUIDATING TRUSTexh3152_062211.htm
EX-31.55 - SECTION 302 CERT/SCHRODER/10K/YEAR ENDED 9/30/09 - MACC PEI LIQUIDATING TRUSTexh3155_062211.htm
EX-31.47 - SECTION 302 CERT/SCHRODER/10Q/QTR ENDED 12/31/08 - MACC PEI LIQUIDATING TRUSTexh3147_062211.htm
EX-31.46 - SECTION 302 CERT/COMEY/10K/YEAR ENDED 9/30/08 - MACC PEI LIQUIDATING TRUSTexh3146_062211.htm
EX-31.50 - SECTION 302 CERT/COMEY/10QA/QTR ENDED 12/31/08 - MACC PEI LIQUIDATING TRUSTexh3150_062211.htm
EX-31.62 - SECTION 302 CERT/COMEY/10QA/QTR ENDED 12/31/09 - MACC PEI LIQUIDATING TRUSTexh3162_062211.htm
EX-31.67 - SECTION 302 CERT/SCHRODER/10QA/AMEND2/QTR ENDED 6/30 - MACC PEI LIQUIDATING TRUSTexh3167_062211.htm
EX-31.31 - SECTION 302 CERT/SCHRODER/10Q/QTR ENDED 12/30/06 - MACC PEI LIQUIDATING TRUSTexh3131_062211.htm
EX-31.39 - SECTION 302 CERT/SCHRODER/10Q/QTR ENDED 12/31/07 - MACC PEI LIQUIDATING TRUSTexh3139_062211.htm
EX-31.37 - SECTION 302 CERT/SCHRODER/10K/YEAR ENDED 9/30/07 - MACC PEI LIQUIDATING TRUSTexh3137_062211.htm
EX-31.72 - SECTION 302 CERT/COMEY/10Q/QTR ENDED 12/31/10 - MACC PEI LIQUIDATING TRUSTexh3172_062211.htm
EX-31.2 - SECTION 302 CERT/COMEY/10Q/QTR ENDED 6/30/03 - MACC PEI LIQUIDATING TRUSTexh312_062211.htm
EX-31.43 - SECTION 302 CERT/SCHRODER/10Q/QTR ENDED 6/30/08 - MACC PEI LIQUIDATING TRUSTexh3143_062211.htm
EX-31.59 - SECTION 302 CERT/SCHRODER/10Q/QTR ENDED 3/31/10 - MACC PEI LIQUIDATING TRUSTexh3159_062211.htm
EX-31.28 - SECTION 302 CERT/COMEY/10Q/QTR ENDED 6/30/06 - MACC PEI LIQUIDATING TRUSTexh3128_062211.htm
EX-31.71 - SECTION 302 CERT/SCHRODER/10Q/QTR ENDED 12/31/10 - MACC PEI LIQUIDATING TRUSTexh3171_062211.htm
EX-31.74 - SECTION 302 CERT/COMEY/10Q/QTR ENDED 3/31/11 - MACC PEI LIQUIDATING TRUSTexh3174_062211.htm
EX-31.26 - SECTION 302 CERT/COMEY/10Q/QTR ENDED 3/31/06 - MACC PEI LIQUIDATING TRUSTexh3126_062211.htm
EX-31.33 - SECTION 302 CERT/SCHRODER/10Q/QTR ENDED 3/31/07 - MACC PEI LIQUIDATING TRUSTexh3133_062211.htm
EX-31.11 - SECTION 302 CERT/SCHRODER/10K/YEAR ENDED 9/30/04 - MACC PEI LIQUIDATING TRUSTexh3111_062211.htm
EX-31.56 - SECTION 302 CERT/COMEY/10K/YEAR ENDED 9/30/09 - MACC PEI LIQUIDATING TRUSTexh3156_062211.htm
EX-31.22 - SECTION 302 CERT/COMEY/10K/YEAR ENDED 9/30/05 - MACC PEI LIQUIDATING TRUSTexh3122_062211.htm
EX-31.25 - SECTION 302 CERT/SCHRODER/10Q/QTR ENDED 3/31/06 - MACC PEI LIQUIDATING TRUSTexh3125_062211.htm
EX-31.73 - SECTION 302 CERT/SCHRODER/10Q/QTR ENDED 3/31/11 - MACC PEI LIQUIDATING TRUSTexh3173_062211.htm
EX-31.48 - SECTION 302 CERT/COMEY/10Q/QTR ENDED 12/31/08 - MACC PEI LIQUIDATING TRUSTexh3148_062211.htm
EX-31.65 - SECTION 302 CERT/SCHRODER/10QA/QTR ENDED 6/30/10 - MACC PEI LIQUIDATING TRUSTexh6165_062211.htm
EX-31.66 - SECTION 302 CERT/COMEY/10QA/QTR ENDED 6/30/10 - MACC PEI LIQUIDATING TRUSTexh3166_062211.htm
EX-31.68 - SECTION 302 CERT/COMEY/10QA/AMEND2/QTR ENDED 6/30/10 - MACC PEI LIQUIDATING TRUSTexh3168_062211.htm
EX-31.51 - SECTION 302 CERT/SCHRODER/10Q/QTR ENDED 3/31/09 - MACC PEI LIQUIDATING TRUSTexh3151_062211.htm
EX-31.45 - SECTION 302 CERT/SCHRODER/10K/YEAR ENDED 9/30/08 - MACC PEI LIQUIDATING TRUSTexh3145_062211.htm
EX-31.64 - SECTION 302 CERT/COMEY/10Q/QTR ENDED 06/30/10 - MACC PEI LIQUIDATING TRUSTexh6164_062211.htm
EX-31.38 - SECTION 302 CERT/COMEY/10K/YEAR ENDED 9/30/07 - MACC PEI LIQUIDATING TRUSTexh3138_062211.htm

 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT
Pursuant to Section 13 OR 15(d) of the
Securities Exchange Act of 1934


Date of Report (Date of earliest event reported)     
June 22, 2011


MACC PRIVATE EQUITIES INC.
(Exact Name of Registrant as Specified in Its Charter)
 

DELAWARE
0-24412
42-1421406
(State or Other Jurisdiction
of Incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)


101 Second Street SE, Suite 800, Cedar Rapids, Iowa
52401
(Address of Principal Executive Offices)
(Zip Code)


(319) 363-8249
Registrant’s Telephone Number, Including Area Code


2533 South Coast Highway 101, Suite 240, Cardiff-By-The-Sea, California  92007
(Former Name or Former Address, if Changed Since Last Report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


 
 

 
 


Item 8.01  Other Events.
 
Pursuant to Rule 13a-14a of the Securities Exchange Act of 1934, as amended (the “Rule”), MACC Private Equities Inc. (the “Company”) has included the requisite certifications from its principal executive and financial officers with each of its periodic reports occurring on or after August 14, 2003 (the “Section 302 Certifications”).  The Company has recently discovered that the Section 302 Certifications the Company has been filing with its periodic reports has included a typographical error and therefore the Company’s Section 302 Certifications have complied with the Rule in substance, but not in form.
 
The Company omitted the phrase “material weaknesses” in Section 5(a) of the Section 302 Certifications it has filed since August 13, 2003.  This omission was merely an oversight.  The Company has not had any material weaknesses in the design and operation of internal control over financial reporting except for those disclosed in the periodic reports for the year ended December 31, 2010 and for the quarter ended March 31, 2011.
 
Included with this report are revised Section 302 Certifications (the “Revised Section 302 Certifications”) for each of the Company’s periodic reports as required on or after August 14, 2003.  The Revised Section 302 Certifications now include the language required by the Rule.
 
Item 9.01.  Financial Statements and Exhibits

(d)           Exhibits
 
 
 
  31.1   Section 302 Certification of David R. Schroder for the Form 10-Q for the quarter ended June 30, 2003.
  31.2   Section 302 Certification of Robert A. Comey for the Form 10-Q for the quarter ended June 30, 2003.
  31.3   Section 302 Certification of David R. Schroder for the Form 10-K for the year ended September 30, 2003.
  31.4   Section 302 Certification of Robert A. Comey for the Form 10-K for the year ended September 30, 2003.
  31.5   Section 302 Certification of David R. Schroder for the Form 10-Q for the quarter ended December 31, 2003.
  31.6   Section 302 Certification of Robert A. Comey for the Form 10-Q for the quarter ended December 31, 2003.
  31.7   Section 302 Certification of David R. Schroder for the Form 10-Q for the quarter ended March 31, 2004.
  31.8   Section 302 Certification of Robert A. Comey for the Form 10-Q for the quarter ended March 31, 2004.
  31.9   Section 302 Certification of David R. Schroder for the Form 10-Q for the quarter ended June 30, 2004.
  31.10   Section 302 Certification of Robert A. Comey for the Form 10-Q for the quarter ended June 30, 2004.
  31.11   Section 302 Certification of David R. Schroder for the Form 10-K for the year ended September 30, 2004.
  31.12   Section 302 Certification of Robert A. Comey for the Form 10-K for the year ended September 30, 2004.
  31.13   Section 302 Certification of David R. Schroder for the Form 10-Q for the quarter ended December 31, 2004.
  31.14   Section 302 Certification of Robert A. Comey for the Form 10-Q for the quarter ended December 31, 2004.
  31.15   Section 302 Certification of David R. Schroder for the Form 10-Q for the quarter ended March 31, 2005.
  31.16   Section 302 Certification of Robert A. Comey for the Form 10-Q for the quarter ended March 31, 2005.
  31.17   Section 302 Certification of David R. Schroder for the Form 10-K/A for the year ended September 30, 2004.
  31.18   Section 302 Certification of Robert A. Comey for the Form 10-K/A for the year ended September 30, 2004.
  31.19   Section 302 Certification of David R. Schroder for the Form 10-Q for the quarter ended June 30, 2005.
  31.20   Section 302 Certification of Robert A. Comey for the Form 10-Q for the quarter ended June 30, 2005.
  31.21   Section 302 Certification of David R. Schroder for the Form 10-K for the year ended September 30, 2005.
  31.22   Section 302 Certification of Robert A. Comey for the Form 10-K for the year ended September 30, 2005.
  31.23   Section 302 Certification of David R. Schroder for the Form 10-Q for the quarter ended December 31, 2005.
  31.24   Section 302 Certification of Robert A. Comey for the Form 10-Q for the quarter ended December 31, 2005.
  31.25   Section 302 Certification of David R. Schroder for the Form 10-Q for the quarter ended March 31, 2006.
  31.26   Section 302 Certification of Robert A. Comey for the Form 10-Q for the quarter ended March 31, 2006.
  31.27   Section 302 Certification of David R. Schroder for the Form 10-Q for the quarter ended June 30, 2006.
  31.28   Section 302 Certification of Robert A. Comey for the Form 10-Q for the quarter ended June 30, 2006.
  31.29   Section 302 Certification of David R. Schroder for the Form 10-K for the year ended September 30, 2006.
  31.30   Section 302 Certification of Robert A. Comey for the Form 10-K for the year ended September 30, 2006.
  31.31   Section 302 Certification of David R. Schroder for the Form 10-Q for the quarter ended December 30, 2006.
  31.32   Section 302 Certification of Robert A. Comey for the Form 10-Q for the quarter ended December 30, 2006.
  31.33   Section 302 Certification of David R. Schroder for the Form 10-Q for the quarter ended March 31, 2007.
  31.34   Section 302 Certification of Robert A. Comey for the Form 10-Q for the quarter ended March 31, 2007.
  31.35   Section 302 Certification of David R. Schroder for the Form 10-Q for the quarter ended June 30, 2007.
  31.36   Section 302 Certification of Robert A. Comey for the Form 10-Q for the quarter ended June 30, 2007.
  31.37   Section 302 Certification of David R. Schroder for the Form 10-K for the year ended September 30, 2007.
  31.38   Section 302 Certification of Robert A. Comey for the Form 10-K for the year ended September 30, 2007.
  31.39   Section 302 Certification of David R. Schroder for the Form 10-Q for the quarter ended December 31, 2007.
  31.40   Section 302 Certification of Robert A. Comey for the Form 10-Q for the quarter ended December 31, 2007.
 

.
                    .
                     .
 
2

 
 

 
 
  31.41   Section 302 Certification of David R. Schroder for the Form 10-Q for the quarter ended March 31, 2008.
   31.42   Section 302 Certification of Robert A. Comey for the Form 10-Q for the quarter ended March 31, 2008.
  31.43   Section 302 Certification of David R. Schroder for the Form 10-Q for the quarter ended June 30, 2008.
  31.44   Section 302 Certification of Robert A. Comey for the Form 10-Q for the quarter ended June 30, 2008.
  31.45   Section 302 Certification of David R. Schroder for the Form 10-K for the year ended September 30, 2008.
  31.46   Section 302 Certification of Robert A. Comey for the Form 10-K for the year ended September 30, 2008.
  31.47   Section 302 Certification of David R. Schroder for the Form 10-Q for the quarter ended December 31, 2008.
  31.48   Section 302 Certification of Robert A. Comey for the Form 10-Q for the quarter ended December 31, 2008.
  31.49   Section 302 Certification of David R. Schroder for the Form 10-Q/A for the quarter ended December 31, 2008.
  31.50   Section 302 Certification of Robert A. Comey for the Form 10-Q/A for the quarter ended December 31, 2008.
  31.51   Section 302 Certification of David R. Schroder for the Form 10-Q for the quarter ended March 31, 2009.
  31.52   Section 302 Certification of Robert A. Comey for the Form 10-Q for the quarter ended March 31, 2009.
  31.53   Section 302 Certification of David R. Schroder for the Form 10-Q for the quarter ended June 30, 2009.
  31.54   Section 302 Certification of Robert A. Comey for the Form 10-Q for the quarter ended June 30, 2009.
  31.55   Section 302 Certification of David R. Schroder for the Form 10-K for the year ended September 30, 2009.
  31.56   Section 302 Certification of Robert A. Comey for the Form 10-K for the year ended September 30, 2009.
  31.57   Section 302 Certification of David R. Schroder for the Form 10-Q for the quarter ended December 31, 2009.
  31.58   Section 302 Certification of Robert A. Comey for the Form 10-Q for the quarter ended December 31, 2009.
  31.59   Section 302 Certification of David R. Schroder for the Form 10-Q for the quarter ended March 31, 2010.
  31.60   Section 302 Certification of Robert A. Comey for the Form 10-Q for the quarter ended March 31, 2010.
  31.61   Section 302 Certification of David R. Schroder for the Form 10-Q/A for the quarter ended December 31, 2009.
  31.62   Section 302 Certification of Robert A. Comey for the Form 10-Q/A for the quarter ended December 31, 2009.
  31.63   Section 302 Certification of David R. Schroder for the Form 10-Q for the quarter ended June 30, 2010.
  31.64   Section 302 Certification of Robert A. Comey for the Form 10-Q for the quarter ended June 30, 2010.
  31.65   Section 302 Certification of David R. Schroder for the Form 10-Q/A for the quarter ended June 30, 2010.
  31.66   Section 302 Certification of Robert A. Comey for the Form 10-Q/A for the quarter ended June 30, 2010.
  31.67   Section 302 Certification of David R. Schroder for the Form 10-Q/A (Amendment No. 2) for the quarter ended June 30, 2010.
  31.68   Section 302 Certification of Robert A. Comey for the Form 10-Q/A (Amendment No. 2) for the quarter ended June 30, 2010.
  31.69   Section 302 Certification of David R. Schroder for the Form 10-K for the year ended September 30, 2010.
  31.70   Section 302 Certification of Robert A. Comey for the Form 10-K for the year ended September 30, 2010.
  31.71   Section 302 Certification of David R. Schroder for the Form 10-Q for the quarter ended December 31, 2010.
  31.72   Section 302 Certification of Robert A. Comey for the Form 10-Q for the quarter ended December 31, 2010.
  31.73   Section 302 Certification of David R. Schroder for the Form 10-Q for the quarter ended March 31, 2011.
  31.74   Section 302 Certification of Robert A. Comey for the Form 10-Q for the quarter ended March 31, 2011.
 
                 
























 
3

 
 


 
SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
MACC PRIVATE EQUITIES INC.
 
       
Date:  June 22, 2011
By:
/s/ David R. Schroder  
   
David R. Schroder
 
   
President and Principal Executive Officer
 
       



 
4

 
 

EXHIBITS LIST

Exhibit Name
Exhibit Number
   
Section 302 Certification of David R. Schroder for the Form 10-Q for the quarter ended June 30, 2003.
 
31.1
Section 302 Certification of Robert A. Comey for the Form 10-Q for the quarter ended June 30, 2003.
 
31.2
Section 302 Certification of David R. Schroder for the Form 10-K for the year ended September 30, 2003.
 
31.3
Section 302 Certification of Robert A. Comey for the Form 10-K for the year ended September 30, 2003.
 
31.4
Section 302 Certification of David R. Schroder for the Form 10-Q for the quarter ended December 31, 2003.
 
31.5
Section 302 Certification of Robert A. Comey for the Form 10-Q for the quarter ended December 31, 2003.
 
31.6
Section 302 Certification of David R. Schroder for the Form 10-Q for the quarter ended March 31, 2004.
 
31.7
Section 302 Certification of Robert A. Comey for the Form 10-Q for the quarter ended March 31, 2004.
 
31.8
Section 302 Certification of David R. Schroder for the Form 10-Q for the quarter ended June 30, 2004.
 
31.9
Section 302 Certification of Robert A. Comey for the Form 10-Q for the quarter ended June 30, 2004.
 
31.10
Section 302 Certification of David R. Schroder for the Form 10-K for the year ended September 30, 2004.
 
31.11
Section 302 Certification of Robert A. Comey for the Form 10-K for the year ended September 30, 2004.
 
31.12
Section 302 Certification of David R. Schroder for the Form 10-Q for the quarter ended December 31, 2004.
 
31.13
Section 302 Certification of Robert A. Comey for the Form 10-Q for the quarter ended December 31, 2004.
 
31.14
Section 302 Certification of David R. Schroder for the Form 10-Q for the quarter ended March 31, 2005.
 
31.15
Section 302 Certification of Robert A. Comey for the Form 10-Q for the quarter ended March 31, 2005.
 
31.16
Section 302 Certification of David R. Schroder for the Form 10-K/A for the year ended September 30, 2004.
 
31.17
Section 302 Certification of Robert A. Comey for the Form 10-K/A for the year ended September 30, 2004.
 
31.18
Section 302 Certification of David R. Schroder for the Form 10-Q for the quarter ended June 30, 2005.
 
31.19
Section 302 Certification of Robert A. Comey for the Form 10-Q for the quarter ended June 30, 2005.
 
31.20
Section 302 Certification of David R. Schroder for the Form 10-K for the year ended September 30, 2005.
 
31.21
Section 302 Certification of Robert A. Comey for the Form 10-K for the year ended September 30, 2005.
 
31.22
Section 302 Certification of David R. Schroder for the Form 10-Q for the quarter ended December 31, 2005.
 
31.23
Section 302 Certification of Robert A. Comey for the Form 10-Q for the quarter ended December 31, 2005.
 
31.24
Section 302 Certification of David R. Schroder for the Form 10-Q for the quarter ended March 31, 2006.
 
31.25
Section 302 Certification of Robert A. Comey for the Form 10-Q for the quarter ended March 31, 2006.
 
31.26
Section 302 Certification of David R. Schroder for the Form 10-Q for the quarter ended June 30, 2006.
 
31.27
Section 302 Certification of Robert A. Comey for the Form 10-Q for the quarter ended June 30, 2006.
 
31.28
 
 
5

 
Section 302 Certification of David R. Schroder for the Form 10-K for the year ended September 30, 2006.
 
31.29
Section 302 Certification of Robert A. Comey for the Form 10-K for the year ended September 30, 2006.
 
31.30
Section 302 Certification of David R. Schroder for the Form 10-Q for the quarter ended December 30, 2006.
 
31.31
Section 302 Certification of Robert A. Comey for the Form 10-Q for the quarter ended December 30, 2006.
 
31.32
Section 302 Certification of David R. Schroder for the Form 10-Q for the quarter ended March 31, 2007.
 
31.33
Section 302 Certification of Robert A. Comey for the Form 10-Q for the quarter ended March 31, 2007.
 
31.34
Section 302 Certification of David R. Schroder for the Form 10-Q for the quarter ended June 30, 2007.
 
31.35
Section 302 Certification of Robert A. Comey for the Form 10-Q for the quarter ended June 30, 2007.
 
31.36
Section 302 Certification of David R. Schroder for the Form 10-K for the year ended September 30, 2007.
 
31.37
Section 302 Certification of Robert A. Comey for the Form 10-K for the year ended September 30, 2007.
 
31.38
Section 302 Certification of David R. Schroder for the Form 10-Q for the quarter ended December 31, 2007.
 
31.39
Section 302 Certification of Robert A. Comey for the Form 10-Q for the quarter ended December 31, 2007.
 
31.40
Section 302 Certification of David R. Schroder for the Form 10-Q for the quarter ended March 31, 2008.
 
31.41
Section 302 Certification of Robert A. Comey for the Form 10-Q for the quarter ended March 31, 2008.
 
31.42
Section 302 Certification of David R. Schroder for the Form 10-Q for the quarter ended June 30, 2008.
 
31.43
Section 302 Certification of Robert A. Comey for the Form 10-Q for the quarter ended June 30, 2008.
 
31.44
Section 302 Certification of David R. Schroder for the Form 10-K for the year ended September 30, 2008.
 
31.45
Section 302 Certification of Robert A. Comey for the Form 10-K for the year ended September 30, 2008.
 
31.46
Section 302 Certification of David R. Schroder for the Form 10-Q for the quarter ended December 31, 2008.
 
31.47
Section 302 Certification of Robert A. Comey for the Form 10-Q for the quarter ended December 31, 2008.
 
31.48
Section 302 Certification of David R. Schroder for the Form 10-Q/A for the quarter ended December 31, 2008.
 
31.49
Section 302 Certification of Robert A. Comey for the Form 10-Q/A for the quarter ended December 31, 2008.
 
31.50
Section 302 Certification of David R. Schroder for the Form 10-Q for the quarter ended March 31, 2009.
 
31.51
Section 302 Certification of Robert A. Comey for the Form 10-Q for the quarter ended March 31, 2009.
 
31.52
Section 302 Certification of David R. Schroder for the Form 10-Q for the quarter ended June 30, 2009.
 
31.53
Section 302 Certification of Robert A. Comey for the Form 10-Q for the quarter ended June 30, 2009.
 
31.54
Section 302 Certification of David R. Schroder for the Form 10-K for the year ended September 30, 2009.
 
31.55
Section 302 Certification of Robert A. Comey for the Form 10-K for the year ended September 30, 2009.
 
31.56
Section 302 Certification of David R. Schroder for the Form 10-Q for the quarter ended December 31, 2009.
 
31.57
Section 302 Certification of Robert A. Comey for the Form 10-Q for the quarter ended December 31, 2009.
 
31.58
 
 
6

 
Section 302 Certification of David R. Schroder for the Form 10-Q for the quarter ended March 31, 2010.
 
31.59
Section 302 Certification of Robert A. Comey for the Form 10-Q for the quarter ended March 31, 2010.
 
31.60
Section 302 Certification of David R. Schroder for the Form 10-Q/A for the quarter ended December 31, 2009.
 
31.61
Section 302 Certification of Robert A. Comey for the Form 10-Q/A for the quarter ended December 31, 2009.
 
31.62
Section 302 Certification of David R. Schroder for the Form 10-Q for the quarter ended June 30, 2010.
 
31.63
Section 302 Certification of Robert A. Comey for the Form 10-Q for the quarter ended June 30, 2010.
 
31.64
Section 302 Certification of David R. Schroder for the Form 10-Q/A for the quarter ended June 30, 2010.
 
31.65
Section 302 Certification of Robert A. Comey for the Form 10-Q/A for the quarter ended June 30, 2010.
 
31.66
Section 302 Certification of David R. Schroder for the Form 10-Q/A (Amendment No. 2) for the quarter ended June 30, 2010.
 
31.67
Section 302 Certification of Robert A. Comey for the Form 10-Q/A (Amendment No. 2) for the quarter ended June 30, 2010.
 
31.68
Section 302 Certification of David R. Schroder for the Form 10-K for the year ended September 30, 2010.
 
31.69
Section 302 Certification of Robert A. Comey for the Form 10-K for the year ended September 30, 2009.
 
31.70
Section 302 Certification of David R. Schroder for the Form 10-Q for the quarter ended December 31, 2010.
 
31.71
Section 302 Certification of Robert A. Comey for the Form 10-Q for the quarter ended December 31, 2010.
 
31.72
Section 302 Certification of David R. Schroder for the Form 10-Q for the quarter ended March 31, 2011.
 
31.73
Section 302 Certification of Robert A. Comey for the Form 10-Q for the quarter ended March 31, 2011.
 
31.74



 
7