Attached files
| file | filename |
|---|---|
| EX-10.1 - EX-10.1 - CIFC Corp. | exhibit1.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
| Date of Report (Date of Earliest Event Reported): | June 10, 2011 |
CIFC DEERFIELD CORP.
__________________________________________
(Exact name of registrant as specified in its charter)
| Delaware | 1-32551 | 20-2008622 |
|
_____________________ (State or other jurisdiction |
_____________ (Commission |
______________ (I.R.S. Employer |
| of incorporation) | File Number) | Identification No.) |
| 250 Park Avenue, 5th Floor, New York, New York | 10177 | |
|
_________________________________ (Address of principal executive offices) |
___________ (Zip Code) |
| Registrant’s telephone number, including area code: | (212) 624-1200 |
Not Applicable
______________________________________________
Former name or former address, if changed since last report
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
(b) (e) On June 10, 2011, the Company and SFN Professional Services LLC, d/b/a Tatum ("Tatum"), entered into an amended schedule of an Interim Services Agreement (as amended, the "Services Agreement") which sets forth the terms and conditions of the services provided by Kenneth Posner to the Company. Mr. Posner’s term as the Company’s interim Chief Financial Officer will expire as of June 30, 2011 in accordance with the terms of the Services Agreement. The amendment provides that, effective as of July 1, 2011, Mr. Posner will serve as an Accounting and Financial Reporting Consultant to the Company until August 31, 2011. The Company will pay Tatum a fee of (i) $65,000 per month for Mr. Posner’s consulting services and (ii) a completion of service fee of $80,000.
The foregoing summary of the Services Agreement is not complete and is qualified in its entirety by reference to the amended schedules to Interim Services Agreement and the Services Agreement, copies of which are filed, respectively, as Exhibits 10.1 hereto and to the Company’s Current Reports on Form 8-K filed with the Securities and Exchange Commission on April 29, 2011 and July 2, 2010, and are incorporated herein by reference.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
10.1 Amended Schedule to Interim Services Agreement, dated as of June 10, 2011
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| CIFC DEERFIELD CORP. | ||||
| June 16, 2011 | By: |
/s/ Robert A. Contreras
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| Name: Robert A. Contreras | ||||
| Title: General Counsel and Secretary | ||||
Exhibit Index
| Exhibit No. | Description | |
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10.1
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Amended Schedule to Interim Services Agreement, dated as of June 10, 2011 |