UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report: June 13, 2011
Date of Earliest Event Reported: June 7, 2011
Calpian, Inc.
(Exact name of registrant as specified in its charter)
Texas | 000-53997 | 20-8592825 | ||
(State or other jurisdiction of incorporation) |
(Commission File Number) |
(I.R.S. Employer Identification No.) | ||
500 North Akard Street, Suite 2850, Dallas, Texas |
75201 | |||
(Address of principal executive offices) | (Zip Code) |
Registrants telephone number, including area code: (214) 758-8600
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 5.07 | Submission of Matters to a Vote of Security Holders. |
On June 7, 2011, Calpian, Inc. (the Company) held its annual meeting of shareholders pursuant to notice duly given. There was no solicitation in opposition to managements nominees as listed in its proxy statement and all such nominees were elected to the class of directors. In addition, the shareholders ratified the selection of Whitley Penn LLP as the Companys independent registered public accounting firm for the fiscal year ending December 31, 2011, and approved the Companys 2011 Equity Incentive Plan. The results of the voting for each of these proposals were as follows:
1. | Election of Directors: |
For | Against | Broker Non-Votes | ||||||
Harold H. Montgomery |
12,679,942 | 0 | 0 | |||||
Craig A. Jessen |
12,679,942 | 0 | 0 | |||||
Laird Q. Cagan |
12,679,942 | 0 | 0 |
2. | Proposal to Ratify the Selection of Whitley Penn LLP: |
For: |
12,679,942 | |||
Against: |
0 | |||
Abstain: |
0 | |||
Broker Non-Votes: |
0 |
3. | Proposal to Adopt 2011 Equity Incentive Plan: |
For: |
12,632,960 | |||
Against: |
0 | |||
Abstain: |
46,982 | |||
Broker Non-Votes: |
0 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned, hereunto duly authorized.
CALPIAN, INC. | ||||||
Date: June 13, 2011 | By: | /s/ Harold Montgomery | ||||
Harold Montgomery | ||||||
Chief Executive Officer |
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