Attached files
| file | filename |
|---|---|
| EX-99.1 - EXHIBIT 99.1 - SONOMA VALLEY BANCORP | c18216exv99w1.htm |
UNITED STATES
SECURITIES AND
EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to
Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 7, 2011
SONOMA VALLEY
BANCORP
(Exact name of registrant as
specified in its charter)
| California | 000-31929 | 68-0454068 | ||
| (State or other Jurisdiction of Incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
| P. O. Box 267, Sonoma,
California |
95476 | |
| (Address of Principal Executive Offices) | (Zip Code) |
Registrant’s telephone number, including area code: (707)738-9862
| Not
Applicable |
| (Former name or former address if changed since last report.) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
o Soliciting material pursuant
to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule
14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule
13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Section 8 – Other Events
Item 8.01 Other Events.
All of Sonoma Valley Bancorp’s director and officer liability insurance policies, along with the broad form company liability policy, the fiduciary liability policy and the privacy liability policy, among other policies (collectively, the “Policies”), insuring Sonoma Valley Bancorp’s officers and directors against liability expire and terminate on July 1 or July 10, 2011, at 12:01 a.m. local time, pursuant to and in accordance with the terms and conditions set forth in the Policies, a full copy of which are attached as an exhibit to this Current Report and incorporated herein by reference. In addition, the extended reporting period for the same policies expire on the same days. The above description of the Policies is qualified by reference to the full text of the Policies filed herewith.
Section 9 – Financial Statements and Exhibits
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
| Exhibit No. | Exhibit Description | |
|
99.1
|
Directors and Officers / Company Liability Insurance Policies |
2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
SONOMA VALLEY
BANCORP,
a California corporation
By:
/s/ Robert J. Nicholas
Name: Robert J. Nicholas
Title: Chairman of the Board
Date: June 7, 2011
3
EXHIBIT INDEX
| Exhibit | Description | |
|
99.1 |
Directors and Officers / Company Liability Insurance Policies |
4