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EX-99.1 - EX-99.1 - SANFILIPPO JOHN B & SON INC | c64875exv99w1.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date
of Report (Date of earliest event reported): May 27, 2011 (May 23, 2011)
JOHN B. SANFILIPPO & SON, INC.
(Exact name of Registrant as specified in its charter)
Delaware | 0-19681 | 36-2419677 | ||
(State or other jurisdiction of | (Commission File Number) | (I.R.S. Employer Identification | ||
incorporation) | Number) |
1703 North Randall Road, Elgin, Illinois 60123-7820
(Address of principal executive offices) (Zip Code)
Registrants telephone number, including area code: (847) 289-1800
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions (see General Instruction
A.2. below):
o | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |
o | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |
o | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |
o | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 8.01 Other Events
On May 23, 2011, the U.S. District Court for the Northern District of Illinois (the District
Court) granted preliminary approval of a proposed settlement of the class action previously
disclosed in the periodic filings of John B. Sanfilippo & Son, Inc. entitled Cardenas et. al. v.
John B. Sanfilippo & Son, Inc. Final approval of the proposed settlement is scheduled to occur in
the District Court on or about September 8, 2011. Information
regarding the proposed
settlement is set forth in the Notice of Class Action and Proposed Settlement and Notice of
Collective Action and Proposed Settlement, which is filed as Exhibit 99.1 to this Current Report on
Form 8-K and is incorporated herein by reference.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
The exhibit filed herewith is listed in the Exhibit Index which follows the signature page of this Current Report on Form 8-K.
The exhibit filed herewith is listed in the Exhibit Index which follows the signature page of this Current Report on Form 8-K.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly
caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: May 27, 2011 | JOHN B. SANFILIPPO & SON, INC. | |||||
(Registrant) | ||||||
By: | /s/ Frank Pellegrino
|
|||||
Name: | Frank Pellegrino | |||||
Title: | Vice President, Finance and Corporate Controller |
EXHIBIT INDEX
Exhibit | ||
Number | Description | |
Exhibit 99.1 | Notice of Class Action and Proposed Settlement and Notice of
Collective Action and Proposed Settlement |