SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): May 27, 2011

 

 

CONCEPTUS, INC.

(Exact name of registrant as specified in charter)

 

 

 

Delaware   000-27596   94-3170244

(State or other jurisdiction of

incorporation or organization)

 

(Commission

file number)

 

(I.R.S. employer

identification no.)

331 East Evelyn Avenue

Mountain View, CA 94041

(Address of principal executive offices) (Zip code)

Registrant’s telephone number, including area code: (650) 962-4000

 

 

Check the appropriate box below if the form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Item 5.07. Submission of Matters to a Vote of Security Holders.

At the Company’s Annual Meeting of Stockholders on May 25, 2011, (1) two directors were elected to serve for three-year terms on the Board, (2) the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the year 2011 was ratified, (3) the advisory resolution to approve the compensation of the Company’s Named Officers, and (4) to determine, by non-binding vote, whether an advisory vote on executive compensation will occur every 1, 2, or 3 years.

Shares were voted on these proposals as follows:

 

             

For

  

Withheld

  

Broker

Non-vote

1.

     Election of Directors         
 

a.

   Paul A. LaViolette    23,298,370    3,085,844    2,013,459
 

b.

   Peter L. Wilson    23,096,413    3,287,801    2,013,459

 

             

For

  

Against

  

Abstain

  

Broker

Non-vote

2.

     Ratification of the Appointment of PricewaterhouseCoopers LLP as the Company’s Independent Registered Public Accounting Firm for 2011    28,281,407    34,887    81,379    0

3.

     Vote on an advisory resolution to approve the compensation of Conceptus Named Officers.    26,072,752    290,519    20,943    2,013,459

 

             

1 Year

  

2 Year

  

3 Year

  

Abstain

  

Broker

Non-vote

4.

     Determine, by non-binding vote, whether an advisory vote on executive compensation will occur every 1, 2, or 3 years.    12,695,839    7,618,170    5,811,756    258,449    2,013,459

 

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits - None


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

CONCEPTUS, INC.
(Registrant)
By:  

  /s/ Gregory E. Lichtwardt

 

Gregory E. Lichtwardt

 

Executive Vice President, Treasurer and Chief Financial Officer

Dated: May 27, 2011