Attached files
file | filename |
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EX-3.2 - EX-3.2 - QUANTA SERVICES, INC. | h82507exv3w2.htm |
EX-3.1 - EX-3.1 - QUANTA SERVICES, INC. | h82507exv3w1.htm |
EX-3.4 - EX-3.4 - QUANTA SERVICES, INC. | h82507exv3w4.htm |
EX-3.3 - EX-3.3 - QUANTA SERVICES, INC. | h82507exv3w3.htm |
EX-99.2 - EX-99.2 - QUANTA SERVICES, INC. | h82507exv99w2.htm |
EX-99.3 - EX-99.3 - QUANTA SERVICES, INC. | h82507exv99w3.htm |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
PURSUANT TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported):
May 25, 2011 (May 19, 2011)
May 25, 2011 (May 19, 2011)
QUANTA SERVICES, INC.
(Exact name of registrant as specified in its charter)
Delaware
(State or other jurisdiction of incorporation)
(State or other jurisdiction of incorporation)
1-13831 (Commission File No.) |
74-2851603 (IRS Employer Identification No.) |
2800 Post Oak Boulevard, Suite 2600
Houston, Texas 77056
(Address of principal executive offices, including ZIP code)
Houston, Texas 77056
(Address of principal executive offices, including ZIP code)
(713) 629-7600
(Registrants telephone number, including area code)
(Registrants telephone number, including area code)
N/A
(Former name or former address, if changed since last report)
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy
the filing obligation of the registrant under any of the following provisions (see General
Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.02 | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers, Compensatory Arrangements of Certain Officers. |
(e) At the 2011 Annual Meeting of Stockholders (the 2011 Annual Meeting) of Quanta
Services, Inc. (Quanta) held on May 19, 2011, Quantas stockholders approved the Quanta
Services, Inc. 2011 Omnibus Equity Incentive Plan (the 2011 Plan). Quantas Board of
Directors (the Board) had previously adopted and approved the 2011 Plan on January 26,
2011, subject to stockholder approval.
The 2011 Plan provides for the award of non-qualified stock options, incentive (qualified)
stock options, stock appreciation rights, restricted stock awards, restricted stock units, stock
bonus awards, performance compensation awards (including cash bonus awards) or any combination of
the foregoing. Employees, directors, officers, advisors or consultants of Quanta or its affiliates
are eligible to participate in the 2011 Plan, as are prospective employees, directors, officers,
consultants or advisors of Quanta who have agreed to serve Quanta in those capacities. An
aggregate of 11,750,000 shares of common stock are available for awards pursuant to the 2011 Plan.
The principal terms of the 2011 Plan are described in Quantas 2011 Proxy Statement filed with
the Securities and Exchange Commission on April 7, 2011, which description is incorporated herein
by reference and is qualified in its entirety by reference to the 2011 Plan, a copy of which is
filed as Exhibit 99.1 and incorporated herein by reference. The form of restricted stock agreement
for awards to employees/consultants and the form of restricted stock agreement for awards to
non-employee directors, pursuant to which restricted stock awards under the 2011 Plan will be made, are attached
hereto as Exhibit 99.2 and Exhibit 99.3, respectively, and are incorporated herein by reference.
Item 5.03 | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year. |
Restated Certificate of Incorporation
At the 2011 Annual Meeting, the stockholders of Quanta approved amendments to Quantas
Restated Certificate of Incorporation, as described in Quantas Proxy Statement dated April 7,
2011, relating to the 2011 Annual Meeting. These amendments (the Amendments) provide for
the following:
| an increase in the number of shares of Common Stock that Quanta is authorized to issue from 300 million shares to 600 million shares and certain other related changes; | ||
| the reclassification and conversion of each outstanding share of Limited Vote Common Stock into 1.05 shares of Common Stock and certain other related changes; | ||
| the deletion of a provision related to director removal only for cause; and | ||
| the deletion of the indemnification provisions set forth in Article TENTH of Quantas Certificate of Incorporation. |
Effective May 19, 2011, Quanta filed with the Secretary of State of the State of Delaware a
Certificate of Correction to its Restated Certificate of Incorporation to correct the name of
Quantas registered agent in the State of Delaware and a Certificate of Amendment to its Restated
Certificate of Incorporation to reflect the Amendments. Quanta also filed with the Secretary of
State of the State of Delaware on May 19, 2011, a Restated Certificate of Incorporation, which
became effective upon filing and restates and integrates the effect of the Certificate of
Correction and the Certificate of Amendment to Quantas certificate of incorporation previously
filed.
The foregoing summary is qualified in its entirety by reference to the Certificate of
Correction to Restated Certificate of Incorporation, a copy of which is filed as Exhibit 3.1
attached hereto and incorporated herein by reference, the Certificate of Amendment to Restated
Certificate of Incorporation, a copy of which is filed as Exhibit
2
3.2 attached hereto and incorporated herein by reference, and the Restated Certificate of
Incorporation, a copy of which is filed as Exhibit 3.3 attached hereto and incorporated herein by
reference.
Bylaws
Effective May 19, 2011, Quantas Bylaws were amended to conform the Bylaws to the Amendments
described above. The primary changes to the Bylaws were to amend Article III, Section 3.4, to
conform to the Amendment regarding deletion of a provision related to director removal only for
cause. The foregoing summary is qualified in its entirety by reference to the Bylaws of Quanta, as
amended and restated as of May 19, 2011, a copy of which is filed as Exhibit 3.4 attached hereto
and incorporated herein by reference.
Item 5.07 | Submission of Matters to a Vote of Security Holders. |
(a) On May 19, 2011, Quanta held its 2011 Annual Meeting of Stockholders.
(b) The following table presents the final voting results for the items that were presented
for stockholder approval. Unless otherwise indicated, all results presented below reflect the voting power of the Common Stock, Limited Vote Common Stock and Series F Preferred Stock, voting together as a single class.
Broker | ||||||||||||||||
For | Against | Abstain | Non-Votes | |||||||||||||
(1)(A) Election of
Directors by Holders of
Common Stock and Series
F Preferred Stock |
||||||||||||||||
James R. Ball |
155,836,490 | 2,839,065 | 1,091,753 | 10,824,607 | ||||||||||||
John R. Colson |
154,939,321 | 4,677,409 | 150,578 | 10,824,607 | ||||||||||||
J. Michal Conaway |
156,984,637 | 1,211,618 | 1,571,053 | 10,824,607 | ||||||||||||
Ralph R. DiSibio |
155,865,857 | 2,321,810 | 1,579,641 | 10,824,607 | ||||||||||||
Bernard Fried |
147,477,926 | 10,711,410 | 1,577,972 | 10,824,607 | ||||||||||||
Louis C. Golm |
155,031,945 | 3,159,439 | 1,575,924 | 10,824,607 | ||||||||||||
Worthing F. Jackman |
157,786,007 | 888,523 | 1,092,778 | 10,824,607 | ||||||||||||
James F. ONeil III |
156,430,627 | 3,184,450 | 152,231 | 10,824,607 | ||||||||||||
Bruce Ranck |
155,530,878 | 3,140,856 | 1,095,574 | 10,824,607 | ||||||||||||
Pat Wood, III |
156,104,595 | 2,080,296 | 1,582,417 | 10,824,607 | ||||||||||||
(1)(B) Election of
Directors by Holders of
Limited Vote Common
Stock Vincent D. Foster |
||||||||||||||||
328,823 | | | | |||||||||||||
(2) Adoption
of an amendment to Quantas Certificate of
Incorporation to
increase the number of
shares of Common Stock
that Quanta is
authorized to issue from
300,000,000 to
600,000,000 and effect
other related changes
(the Share Increase
Amendment) |
All Classes Voting Together |
135,594,500 | 34,789,814 | 240,483 | | |||||||||||
Common Stock | 131,652,508 | 34,789,814 | 240,483 | | ||||||||||||
(3) Adoption
of an amendment to Quantas Certificate of
Incorporation to
reclassify and convert
each share of Limited
Vote Common Stock into
1.05 shares of Common
Stock and effect other
related changes (the
Reclassification
Amendment) |
All Classes Voting Together |
158,203,623 | 1,419,239 | 177,328 | 10,824,607 | |||||||||||
Limited Vote Common Stock Voting Power | 32,882 | | | |
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Broker | |||||||||||||||||
For | Against | Abstain | Non-Votes | ||||||||||||||
(4) Adoption of an amendment to Quantas
Certificate of
Incorporation to delete
provisions related to
director removal only
for cause (the Removal
For Cause Amendment) |
169,699,675 | 655,725 | 269,397 | | |||||||||||||
(5) Adoption of an amendment to Quantas
Certificate of
Incorporation to delete
the indemnification
provisions set forth in
Article TENTH (the
Indemnification
Clarification
Amendment) |
158,152,488 | 1,450,190 | 197,512 | 10,824,607 | |||||||||||||
(6) Adoption of an amendment to Quantas
Certificate of
Incorporation to delete
provisions setting forth
the quorum requirements
for stockholder meetings
(the Quorum
Requirements Amendment) |
44,537,119 | 114,637,198 | 625,873 | 10,824,607 | |||||||||||||
(7) Adoption of an amendment to Quantas
Certificate of
Incorporation to delete
a provision limiting the
Boards ability to
authorize and issue
shares of a class or
series of Preferred
Stock that have rights
that are different from
other shares of the same
class or series (the
Preferred Stock
Amendment) |
37,951,482 | 121,652,388 | 196,320 | 10,824,607 | |||||||||||||
(8) Approval of the Quanta Services, Inc.
2011 Omnibus Equity
Incentive Plan |
146,301,532 | 11,920,693 | 1,577,965 | 10,824,607 | |||||||||||||
(9) Ratification of the appointment of
PricewaterhouseCoopers
LLP as Quantas
independent registered
public accounting firm
for fiscal year 2011 |
167,387,556 | 3,005,877 | 231,364 | | |||||||||||||
(10) Approval, by non-binding advisory
vote, of Quantas
executive compensation |
155,703,131 | 3,895,807 | 201,252 | 10,824,607 |
Broker | ||||||||||||||||||||
1 year | 2 years | 3 years | Abstain | Non-Votes | ||||||||||||||||
(11) Recommendation, by non-binding advisory
vote, on the frequency
of future advisory votes
on Quantas executive
compensation |
115,798,270 | 1,989,860 | 41,816,664 | 195,396 | 10,824,607 |
Based on the voting as reported above, the eleven director nominees named above were elected
as Directors of Quanta. In addition, the Share Increase Amendment, the Reclassification Amendment,
the Removal For Cause Amendment, and the Indemnification Clarification Amendment were approved.
The Quorum Requirements Amendment and the Preferred Stock Amendment were not approved. The 2011
Plan was approved, and ratification of the appointment of PricewaterhouseCoopers LLP as Quantas
independent registered public accounting firm for 2011 was approved. The resolution regarding
compensation of Quantas named executive officers was approved on an advisory basis, and the
frequency of one year for future advisory votes on Quantas executive compensation received the
most votes from stockholders on an advisory basis.
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Item 9.01 | Financial Statements and Exhibits. |
(d) Exhibits.
Exhibit No. | Exhibit | |
3.1
|
Certificate of Correction dated May 19, 2011 to the Restated Certificate of Incorporation dated May 6, 2003 | |
3.2
|
Certificate of Amendment dated May 19, 2011 to the Restated Certificate of Incorporation dated May 6, 2003 | |
3.3
|
Restated Certificate of Incorporation of Quanta Services, Inc. effective May 19, 2011 | |
3.4
|
Bylaws of Quanta Services, Inc., as amended and restated May 19, 2011 | |
99.1 *
|
Quanta Services, Inc. 2011 Omnibus Equity Incentive Plan (previously filed as Exhibit 4.5 to the Companys Form S-8 (No. 333-174374) filed May 20, 2011 and incorporated herein by reference) | |
99.2
|
Form of Restricted Stock Agreement for awards to employees/consultants pursuant to the 2011 Omnibus Equity Incentive Plan | |
99.3
|
Form of Restricted Stock Agreement for awards to non-employee directors pursuant to the 2011 Omnibus Equity Incentive Plan |
* | Previously filed. |
5
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly
caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: May 25, 2011 | QUANTA SERVICES, INC. |
|||
By: | /s/ Tana L. Pool | |||
Name: | Tana L. Pool | |||
Title: | Vice President and General Counsel | |||
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EXHIBIT INDEX
Exhibit No. | Exhibit | |
3.1
|
Certificate of Correction dated May 19, 2011 to the Restated Certificate of Incorporation dated May 6, 2003 | |
3.2
|
Certificate of Amendment dated May 19, 2011 to the Restated Certificate of Incorporation dated May 6, 2003 | |
3.3
|
Restated Certificate of Incorporation of Quanta Services, Inc. effective May 19, 2011 | |
3.4
|
Bylaws of Quanta Services, Inc., as amended and restated May 19, 2011 | |
99.1 *
|
Quanta Services, Inc. 2011 Omnibus Equity Incentive Plan (previously filed as Exhibit 4.5 to the Companys Form S-8 (No. 333-174374) filed May 20, 2011 and incorporated herein by reference) | |
99.2
|
Form of Restricted Stock Agreement for awards to employees/consultants pursuant to the 2011 Omnibus Equity Incentive Plan | |
99.3
|
Form of Restricted Stock Agreement for awards to non-employee directors pursuant to the 2011 Omnibus Equity Incentive Plan |
* | Previously filed. |
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